The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | Stock | 90214J101 | 1,099 | 28,750 | SH | SOLE | 0 | 0 | 28,750 | ||
A H BELO CORP CL A | Stock | 001282102 | 33 | 15,800 | SH | SOLE | 0 | 0 | 15,800 | ||
ABBVIE INC | Stock | 00287Y109 | 768 | 7,098 | SH | SOLE | 0 | 0 | 7,098 | ||
AFLAC INC | Stock | 001055102 | 258 | 5,050 | SH | SOLE | 0 | 0 | 5,050 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 3,187 | 1,545 | SH | SOLE | 0 | 0 | 1,545 | ||
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 3,250 | 1,571 | SH | SOLE | 0 | 0 | 1,571 | ||
AMAZON COM INC | Stock | 023135106 | 8,354 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
ANTERO MIDSTREAM CORP | Stock | 03676B102 | 90 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
APPLE INC | Stock | 037833100 | 1,834 | 15,016 | SH | SOLE | 0 | 0 | 15,016 | ||
ARES CAPITAL CORP | CEF | 04010L103 | 242 | 12,940 | SH | SOLE | 0 | 0 | 12,940 | ||
ASPEN GROUP INC NEW | Stock | 04530L203 | 1,030 | 171,720 | SH | SOLE | 0 | 0 | 171,720 | ||
AUTOMATIC DATA PROCESSING INC | Stock | 053015103 | 1,438 | 7,628 | SH | SOLE | 0 | 0 | 7,628 | ||
AXCELIS TECHNOLOGIES INC NEW | Stock | 054540208 | 2,704 | 65,800 | SH | SOLE | 0 | 0 | 65,800 | ||
BARNES & NOBLE ED INC | Stock | 06777U101 | 2,200 | 270,250 | SH | SOLE | 0 | 0 | 270,250 | ||
BARRETT BUSINESS SVCS INC | Stock | 068463108 | 427 | 6,200 | SH | SOLE | 0 | 0 | 6,200 | ||
BECTON DICKINSON & CO | Stock | 075887109 | 586 | 2,412 | SH | SOLE | 0 | 0 | 2,412 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 913 | 3,575 | SH | SOLE | 0 | 0 | 3,575 | ||
BIOLIFE SOLUTIONS INC NEW | Stock | 09062W204 | 1,758 | 48,825 | SH | SOLE | 0 | 0 | 48,825 | ||
BLACK KNIGHT INC | Stock | 09215C105 | 795 | 10,746 | SH | SOLE | 0 | 0 | 10,746 | ||
BLACKROCK MUNIHOLDINGS FD INC | CEF | 09253N104 | 215 | 13,461 | SH | SOLE | 0 | 0 | 13,461 | ||
BLACKSTONE GROUP INC | Stock | 09260D107 | 1,847 | 24,780 | SH | SOLE | 0 | 0 | 24,780 | ||
BROOKS AUTOMATION INC NEW | Stock | 114340102 | 3,308 | 40,520 | SH | SOLE | 0 | 0 | 40,520 | ||
BUILDERS FIRSTSOURCE INC | Stock | 12008R107 | 718 | 15,478 | SH | SOLE | 0 | 0 | 15,478 | ||
CASTLIGHT HEALTH INC CL B | Stock | 14862Q100 | 172 | 113,820 | SH | SOLE | 0 | 0 | 113,820 | ||
CHEGG INC | Stock | 163092109 | 2,098 | 24,495 | SH | SOLE | 0 | 0 | 24,495 | ||
CHEMBIO DIAGNOSTICS INC | Stock | 163572209 | 1,225 | 348,960 | SH | SOLE | 0 | 0 | 348,960 | ||
CISCO SYS INC | Stock | 17275R102 | 1,293 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
CNX RES CORP | Stock | 12653C108 | 539 | 36,700 | SH | SOLE | 0 | 0 | 36,700 | ||
COMFORT SYS USA INC | Stock | 199908104 | 973 | 13,015 | SH | SOLE | 0 | 0 | 13,015 | ||
CONOCOPHILLIPS | Stock | 20825C104 | 218 | 4,120 | SH | SOLE | 0 | 0 | 4,120 | ||
CORE LABORATORIES N V | Stock | N22717107 | 214 | 7,428 | SH | SOLE | 0 | 0 | 7,428 | ||
CRESCENT PT ENERGY CORP | Stock | 22576C101 | 1,308 | 313,750 | SH | SOLE | 0 | 0 | 313,750 | ||
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | Stock | 226344208 | 1,168 | 41,825 | SH | SOLE | 0 | 0 | 41,825 | ||
CRYOPORT INC PAR $0.001 | Stock | 229050307 | 1,885 | 36,245 | SH | SOLE | 0 | 0 | 36,245 | ||
CVS HEALTH CORP | Stock | 126650100 | 968 | 12,870 | SH | SOLE | 0 | 0 | 12,870 | ||
CYBEROPTICS CORP | Stock | 232517102 | 1,428 | 54,990 | SH | SOLE | 0 | 0 | 54,990 | ||
DATA I O CORP | Stock | 237690102 | 1,936 | 357,250 | SH | SOLE | 0 | 0 | 357,250 | ||
DEERE & CO | Stock | 244199105 | 217 | 580 | SH | SOLE | 0 | 0 | 580 | ||
DESIGNER BRANDS INC CL A | Stock | 250565108 | 384 | 22,070 | SH | SOLE | 0 | 0 | 22,070 | ||
DESKTOP METAL INC CL A | Stock | 25058X105 | 879 | 59,000 | SH | SOLE | 0 | 0 | 59,000 | ||
DISNEY WALT CO | Stock | 254687106 | 341 | 1,850 | SH | SOLE | 0 | 0 | 1,850 | ||
EASTSIDE DISTILLING INC | Stock | 277802302 | 311 | 168,050 | SH | SOLE | 0 | 0 | 168,050 | ||
EATON VANCE TAX ADVT DIV INCM | CEF | 27828G107 | 558 | 21,239 | SH | SOLE | 0 | 0 | 21,239 | ||
EMERSON ELEC CO | Stock | 291011104 | 532 | 5,900 | SH | SOLE | 0 | 0 | 5,900 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 707 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
FIDELITY NATIONAL FINANCIAL IN FNF GROUP | Stock | 31620R303 | 1,849 | 45,479 | SH | SOLE | 0 | 0 | 45,479 | ||
FIDELITY NATL INFORMATION SVCS | Stock | 31620M106 | 207 | 1,474 | SH | SOLE | 0 | 0 | 1,474 | ||
FIRST AMERN FINL CORP | Stock | 31847R102 | 615 | 10,850 | SH | SOLE | 0 | 0 | 10,850 | ||
FIRST BANCORP P R | Stock | 318672706 | 938 | 83,300 | SH | SOLE | 0 | 0 | 83,300 | ||
FISERV INC | Stock | 337738108 | 1,052 | 8,841 | SH | SOLE | 0 | 0 | 8,841 | ||
FORD MTR CO DEL | Stock | 345370860 | 123 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GEO GROUP INC NEW | REIT | 36162J106 | 130 | 16,700 | SH | SOLE | 0 | 0 | 16,700 | ||
GLOBAL PARTNERS LP UNITS | Stock | 37946R109 | 485 | 22,680 | SH | SOLE | 0 | 0 | 22,680 | ||
GRAFTECH INTL LTD | Stock | 384313508 | 352 | 28,800 | SH | SOLE | 0 | 0 | 28,800 | ||
HESS MIDSTREAM LP CL A SHS | Stock | 428103105 | 621 | 27,680 | SH | SOLE | 0 | 0 | 27,680 | ||
IDENTIV INC | Stock | 45170X205 | 2,127 | 185,597 | SH | SOLE | 0 | 0 | 185,597 | ||
IMMERSION CORP | Stock | 452521107 | 1,209 | 126,195 | SH | SOLE | 0 | 0 | 126,195 | ||
INTEVAC INC | Stock | 461148108 | 1,329 | 185,860 | SH | SOLE | 0 | 0 | 185,860 | ||
INTRUSION INC NEW | Stock | 46121E205 | 1,121 | 47,975 | SH | SOLE | 0 | 0 | 47,975 | ||
INVESCO MUN TR | CEF | 46131J103 | 396 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
INVESCO QQQ TRUST | ETF | 46090E103 | 1,672 | 5,239 | SH | SOLE | 0 | 0 | 5,239 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 46137V357 | 778 | 5,490 | SH | SOLE | 0 | 0 | 5,490 | ||
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | ETF | 464287556 | 592 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
KOPIN CORP | Stock | 500600101 | 3,415 | 325,580 | SH | SOLE | 0 | 0 | 325,580 | ||
LANDMARK INFRASTRCTUR PARTR LP UNIT LTD | Stock | 51508J108 | 416 | 35,130 | SH | SOLE | 0 | 0 | 35,130 | ||
MAVERIX METALS INC | Stock | 57776F405 | 237 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
MESOBLAST LTD SPONS ADR | ADR | 590717104 | 2,038 | 246,450 | SH | SOLE | 0 | 0 | 246,450 | ||
MFS INTER INCOME TR SH BEN INT | CEF | 55273C107 | 445 | 119,529 | SH | SOLE | 0 | 0 | 119,529 | ||
MICROSOFT CORP | Stock | 594918104 | 10,026 | 42,526 | SH | SOLE | 0 | 0 | 42,526 | ||
MOODYS CORP | Stock | 615369105 | 4,539 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
NAVIGATOR HLDGS LTD SHS | Stock | Y62132108 | 992 | 111,450 | SH | SOLE | 0 | 0 | 111,450 | ||
NGL ENERGY PARTNERS LP UNIT REPST | Stock | 62913M107 | 26 | 12,700 | SH | SOLE | 0 | 0 | 12,700 | ||
NOVARTIS AG SPONSORED ADR | ADR | 66987V109 | 552 | 6,460 | SH | SOLE | 0 | 0 | 6,460 | ||
NOVO-NORDISK A S ADR | ADR | 670100205 | 11,593 | 171,950 | SH | SOLE | 0 | 0 | 171,950 | ||
NUANCE COMMUNICATIONS INC | Stock | 67020Y100 | 2,443 | 55,990 | SH | SOLE | 0 | 0 | 55,990 | ||
NUVEEN MUN VALUE FD INC | CEF | 670928100 | 295 | 26,500 | SH | SOLE | 0 | 0 | 26,500 | ||
NUVEEN N Y MUN VALUE FD | CEF | 67062M105 | 1,526 | 156,324 | SH | SOLE | 0 | 0 | 156,324 | ||
NUVEEN NEW YORK MUN VALUE FD 2 | CEF | 670706100 | 543 | 37,000 | SH | SOLE | 0 | 0 | 37,000 | ||
ONCOCYTE CORP | Stock | 68235C107 | 2,199 | 423,775 | SH | SOLE | 0 | 0 | 423,775 | ||
ONEOK INC NEW | Stock | 682680103 | 729 | 14,385 | SH | SOLE | 0 | 0 | 14,385 | ||
ORION ENERGY SYS INC | Stock | 686275108 | 2,188 | 314,382 | SH | SOLE | 0 | 0 | 314,382 | ||
PCTEL INC | Stock | 69325Q105 | 456 | 65,675 | SH | SOLE | 0 | 0 | 65,675 | ||
PHOTRONICS INC | Stock | 719405102 | 1,807 | 140,550 | SH | SOLE | 0 | 0 | 140,550 | ||
POPULAR INC | Stock | 733174700 | 1,538 | 21,875 | SH | SOLE | 0 | 0 | 21,875 | ||
POWER INTEGRATIONS INC | Stock | 739276103 | 1,140 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
PRETIUM RES INC | Stock | 74139C102 | 452 | 43,600 | SH | SOLE | 0 | 0 | 43,600 | ||
PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 746909100 | 852 | 197,152 | SH | SOLE | 0 | 0 | 197,152 | ||
REGENERON PHARMACEUTICALS | Stock | 75886F107 | 383 | 810 | SH | SOLE | 0 | 0 | 810 | ||
ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 553 | 14,100 | SH | SOLE | 0 | 0 | 14,100 | ||
SEABRIDGE GOLD INC | Stock | 811916105 | 868 | 53,690 | SH | SOLE | 0 | 0 | 53,690 | ||
SINCLAIR BROADCAST GROUP INC CL A | Stock | 829226109 | 369 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
SONY GROUP CORPORATION SPONSORED ADR | ADR | 835699307 | 2,237 | 21,100 | SH | SOLE | 0 | 0 | 21,100 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 1,663 | 4,197 | SH | SOLE | 0 | 0 | 4,197 | ||
SYNCHRONY FINANCIAL | Stock | 87165B103 | 1,287 | 31,650 | SH | SOLE | 0 | 0 | 31,650 | ||
TARGA RES CORP | Stock | 87612G101 | 837 | 26,361 | SH | SOLE | 0 | 0 | 26,361 | ||
THE ONE GROUP HOSPITALITY INC | Stock | 88338K103 | 720 | 96,305 | SH | SOLE | 0 | 0 | 96,305 | ||
THOMSON REUTERS CORP. | Stock | 884903709 | 2,815 | 32,146 | SH | SOLE | 0 | 0 | 32,146 | ||
USA COMPRESSION PARTNERS LP UNIT LTDPAR | Stock | 90290N109 | 1,579 | 103,125 | SH | SOLE | 0 | 0 | 103,125 | ||
VERIZON COMMUNICATIONS INC | Stock | 92343V104 | 1,742 | 29,949 | SH | SOLE | 0 | 0 | 29,949 | ||
VERMILION ENERGY INC | Stock | 923725105 | 523 | 71,950 | SH | SOLE | 0 | 0 | 71,950 | ||
WILEY JOHN & SONS INC CL A | Stock | 968223206 | 331 | 6,100 | SH | SOLE | 0 | 0 | 6,100 | ||
WILLIAMS COS INC | Stock | 969457100 | 593 | 25,030 | SH | SOLE | 0 | 0 | 25,030 |