The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 1,096 | 13,115 | SH | SOLE | 0 | 0 | 13,115 | ||
2U INC | COM | 90214J101 | 660 | 7,900 | SH | OTR | 0 | 7,900 | 0 | ||
A H BELO CORP | COM | 001282102 | 105 | 22,375 | SH | SOLE | 0 | 0 | 22,375 | ||
ABBOTT LABS | COM | 002824100 | 234 | 3,840 | SH | SOLE | 0 | 0 | 3,840 | ||
ABBVIE INC | COM | 00287Y109 | 356 | 3,840 | SH | SOLE | 0 | 0 | 3,840 | ||
ABERDEEN ASIA-PACIFIC INCOME F | COM | 003009107 | 83 | 19,300 | SH | SOLE | 0 | 0 | 19,300 | ||
AFLAC INC | COM | 001055102 | 280 | 6,500 | SH | SOLE | 0 | 0 | 6,500 | ||
ALLERGAN PLC | COM | G0177J108 | 943 | 5,656 | SH | SOLE | 0 | 0 | 5,656 | ||
ALPHABET INC CAP STK CL C | COM | 02079K107 | 1,975 | 1,770 | SH | SOLE | 0 | 0 | 1,770 | ||
ALPHABET INC CL A | COM | 02079K305 | 2,430 | 2,152 | SH | SOLE | 0 | 0 | 2,152 | ||
AMAZON COM INC | COM | 023135106 | 4,249 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
AMBER RD INC | COM | 02318Y108 | 676 | 71,800 | SH | SOLE | 0 | 0 | 71,800 | ||
AMBER RD INC | COM | 02318Y108 | 188 | 20,000 | SH | OTR | 0 | 20,000 | 0 | ||
AMERICAN MIDSTREAM PARTNERS LP | COM | 02752P100 | 599 | 58,700 | SH | SOLE | 0 | 0 | 58,700 | ||
APPLE INC | COM | 037833100 | 804 | 4,344 | SH | SOLE | 0 | 0 | 4,344 | ||
ARES CAP CORP | COM | 04010L103 | 264 | 16,025 | SH | SOLE | 0 | 0 | 16,025 | ||
ARRIS INTL LTD | COM | G0551A103 | 1,089 | 44,541 | SH | SOLE | 0 | 0 | 44,541 | ||
AT&T INC | COM | 00206R102 | 674 | 20,997 | SH | SOLE | 0 | 0 | 20,997 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 1,023 | 7,628 | SH | SOLE | 0 | 0 | 7,628 | ||
AXCELIS TECHNOLOGIES INC | COM | 054540208 | 1,238 | 62,550 | SH | SOLE | 0 | 0 | 62,550 | ||
AXCELIS TECHNOLOGIES INC | COM | 054540208 | 594 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
BALDWIN & LYONS CLASS B | COM | 057755209 | 373 | 15,270 | SH | SOLE | 0 | 0 | 15,270 | ||
BARRETT BUSINESS SERVICES INC | COM | 068463108 | 705 | 7,300 | SH | SOLE | 0 | 0 | 7,300 | ||
BAYTEX ENERGY CORP | COM | 07317Q105 | 359 | 107,730 | SH | SOLE | 0 | 0 | 107,730 | ||
BECTON DICKINSON & CO | COM | 075887109 | 953 | 3,978 | SH | SOLE | 0 | 0 | 3,978 | ||
BERKSHIRE HATHAWAY INC | COM | 084670702 | 918 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
BLACK KNIGHT INC | COM | 09215C105 | 790 | 14,755 | SH | SOLE | 0 | 0 | 14,755 | ||
BLACKSTONE GROUP L P | COM | 09253U108 | 676 | 21,000 | SH | SOLE | 0 | 0 | 21,000 | ||
BMC STK HLDGS INC | COM | 05591B109 | 332 | 15,900 | SH | SOLE | 0 | 0 | 15,900 | ||
CARE COM INC | COM | 141633107 | 1,027 | 49,185 | SH | SOLE | 0 | 0 | 49,185 | ||
CARE COM INC | COM | 141633107 | 522 | 25,000 | SH | OTR | 0 | 25,000 | 0 | ||
CAS MED SYS INC | COM | 124769209 | 44 | 22,400 | SH | SOLE | 0 | 0 | 22,400 | ||
CASTLIGHT HEALTH INC CL B | COM | 14862Q100 | 695 | 163,530 | SH | SOLE | 0 | 0 | 163,530 | ||
CASTLIGHT HEALTH INC CL B | COM | 14862Q100 | 425 | 100,000 | SH | OTR | 0 | 100,000 | 0 | ||
CHEGG INC | COM | 163092109 | 1,483 | 53,380 | SH | SOLE | 0 | 0 | 53,380 | ||
CHEGG INC | COM | 163092109 | 871 | 31,350 | SH | OTR | 0 | 31,350 | 0 | ||
CHEVRON CORP | COM | 166764100 | 223 | 1,765 | SH | SOLE | 0 | 0 | 1,765 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 1,211 | 28,150 | SH | SOLE | 0 | 0 | 28,150 | ||
CONOCOPHILLIPS | COM | 20825C104 | 358 | 5,145 | SH | SOLE | 0 | 0 | 5,145 | ||
CONTROL4 CORP | COM | 21240D107 | 453 | 18,650 | SH | SOLE | 0 | 0 | 18,650 | ||
CORE LABORATORIES NV | COM | N22717107 | 1,301 | 10,308 | SH | SOLE | 0 | 0 | 10,308 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 261 | 35,500 | SH | SOLE | 0 | 0 | 35,500 | ||
CRESTWOOD EQUITY PARTNERS LP | COM | 226344208 | 1,593 | 50,178 | SH | SOLE | 0 | 0 | 50,178 | ||
CRYOPORT INC | COM | 229050307 | 906 | 57,410 | SH | SOLE | 0 | 0 | 57,410 | ||
CRYOPORT INC | COM | 229050307 | 410 | 26,000 | SH | OTR | 0 | 26,000 | 0 | ||
CYBEROPTICS CORP | COM | 232517102 | 811 | 46,600 | SH | SOLE | 0 | 0 | 46,600 | ||
CYBEROPTICS CORP | COM | 232517102 | 835 | 48,000 | SH | OTR | 0 | 48,000 | 0 | ||
DATA I O CORP | COM | 237690102 | 1,567 | 246,780 | SH | SOLE | 0 | 0 | 246,780 | ||
DATA I O CORP | COM | 237690102 | 483 | 76,000 | SH | OTR | 0 | 76,000 | 0 | ||
DSW INC CL A | COM | 23334L102 | 604 | 23,395 | SH | SOLE | 0 | 0 | 23,395 | ||
DSW INC CL A | COM | 23334L102 | 454 | 17,575 | SH | OTR | 0 | 17,575 | 0 | ||
EATON VANCE TAX ADVANTAGED DIV | COM | 27828G107 | 634 | 27,547 | SH | SOLE | 0 | 0 | 27,547 | ||
ELECTRO SCIENTIFIC INDS INC | COM | 285229100 | 1,875 | 118,920 | SH | SOLE | 0 | 0 | 118,920 | ||
ELECTRO SCIENTIFIC INDS INC | COM | 285229100 | 675 | 42,800 | SH | OTR | 0 | 42,800 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 757 | 10,950 | SH | SOLE | 0 | 0 | 10,950 | ||
FACEBOOK INC CL A | COM | 30303M102 | 486 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
FIDELITY INTERMED BOND FUND | COM | 315912105 | 264 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
FIDELITY NATL FINL INC | COM | 31620R303 | 1,956 | 52,003 | SH | SOLE | 0 | 0 | 52,003 | ||
FIDELITY NATL INFORMATION SVCS | COM | 31620M106 | 239 | 2,255 | SH | SOLE | 0 | 0 | 2,255 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 865 | 16,721 | SH | SOLE | 0 | 0 | 16,721 | ||
FIRST BANCORP P R | COM | 318672706 | 822 | 107,420 | SH | SOLE | 0 | 0 | 107,420 | ||
FISERV INC | COM | 337738108 | 916 | 12,368 | SH | SOLE | 0 | 0 | 12,368 | ||
FITBIT INC CL A | COM | 33812L102 | 442 | 67,750 | SH | SOLE | 0 | 0 | 67,750 | ||
FORD MOTOR CO | COM | 345370860 | 142 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
GANNETT SPINCO INC | COM | 36473H104 | 829 | 77,510 | SH | SOLE | 0 | 0 | 77,510 | ||
GANNETT SPINCO INC | COM | 36473H104 | 642 | 60,000 | SH | OTR | 0 | 60,000 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 243 | 17,890 | SH | SOLE | 0 | 0 | 17,890 | ||
GEO GROUP INC | COM | 36162J106 | 859 | 31,185 | SH | SOLE | 0 | 0 | 31,185 | ||
GLOBAL PARTNERS LP | UNIT LTD | 37946R109 | 440 | 25,833 | SH | SOLE | 0 | 0 | 25,833 | ||
HESS MIDSTREAM PARTNERS LP | COM | 428104103 | 10 | 500 | SH | SOLE | 0 | 0 | 500 | ||
HESS MIDSTREAM PARTNERS LP | COM | 428104103 | 394 | 20,000 | SH | OTR | 0 | 20,000 | 0 | ||
HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 | 382 | 26,135 | SH | SOLE | 0 | 0 | 26,135 | ||
HEWLETT PACKARD ENTERPRISE CO | COM | 42824C109 | 224 | 15,350 | SH | OTR | 0 | 15,350 | 0 | ||
HMS HLDGS CORP | COM | 40425J101 | 640 | 29,600 | SH | SOLE | 0 | 0 | 29,600 | ||
INTERMOLECULAR INC | COM | 45882D109 | 67 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 237 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
INVESCO EXCHANGE TRADED FD TR | COM | 46137V357 | 610 | 5,990 | SH | SOLE | 0 | 0 | 5,990 | ||
INVESCO MUN TR | COM | 46131J103 | 118 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ISHARES TR NASDAQ BIOTECHNOLOG | COM | 464287556 | 537 | 4,890 | SH | SOLE | 0 | 0 | 4,890 | ||
KOPIN CORP | COM | 500600101 | 1,037 | 362,435 | SH | SOLE | 0 | 0 | 362,435 | ||
KOPIN CORP | COM | 500600101 | 502 | 175,470 | SH | OTR | 0 | 175,470 | 0 | ||
KULICKE & SOFFA INDS INC | COM | 501242101 | 2,825 | 118,600 | SH | SOLE | 0 | 0 | 118,600 | ||
LANDMARK INFRASTRUCTURE PARTNE | COM | 51508J108 | 493 | 35,630 | SH | SOLE | 0 | 0 | 35,630 | ||
LIGHTPATH TECHNOLOGIES INC CL | COM | 532257805 | 131 | 56,800 | SH | SOLE | 0 | 0 | 56,800 | ||
MASTEC INC | COM | 576323109 | 832 | 16,400 | SH | SOLE | 0 | 0 | 16,400 | ||
MESOBLAST LTD SPONSORED ADR IS | COM | 590717104 | 1,136 | 206,600 | SH | SOLE | 0 | 0 | 206,600 | ||
MESOBLAST LTD SPONSORED ADR IS | COM | 590717104 | 172 | 31,200 | SH | OTR | 0 | 31,200 | 0 | ||
MFS INTERNEDIATE INCOME TRUST | COM | 55273C107 | 546 | 141,460 | SH | SOLE | 0 | 0 | 141,460 | ||
MICROSOFT CORP | COM | 594918104 | 4,409 | 44,715 | SH | SOLE | 0 | 0 | 44,715 | ||
MOODYS CORP | COM | 615369105 | 2,584 | 15,150 | SH | SOLE | 0 | 0 | 15,150 | ||
NAVIGATOR HLDGS LTD | COM | Y62132108 | 1,661 | 131,325 | SH | SOLE | 0 | 0 | 131,325 | ||
NEW YORK & CO INC | COM | 649295102 | 1,413 | 275,920 | SH | SOLE | 0 | 0 | 275,920 | ||
NGL ENERGY PARTNERS LP | COM | 62913M107 | 137 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
NOVARTIS AG SPONSORED ADR | COM | 66987V109 | 415 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
NOVO NORDISK AS ADR FORMERLY | COM | 670100205 | 5,931 | 128,600 | SH | SOLE | 0 | 0 | 128,600 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 322 | 23,200 | SH | SOLE | 0 | 0 | 23,200 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 264 | 19,000 | SH | OTR | 0 | 19,000 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD 2 | COM | 670706100 | 273 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
NUVEEN NEW YORK MUNICIPAL VALU | COM | 67062M105 | 921 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
ONEOK INC | COM | 682680103 | 952 | 13,630 | SH | SOLE | 0 | 0 | 13,630 | ||
ORGANOVO HLDGS INC | COM | 68620A104 | 191 | 136,725 | SH | SOLE | 0 | 0 | 136,725 | ||
ORGANOVO HLDGS INC | COM | 68620A104 | 186 | 133,000 | SH | OTR | 0 | 133,000 | 0 | ||
PC TEL INC | COM | 69325Q105 | 252 | 40,385 | SH | SOLE | 0 | 0 | 40,385 | ||
PC TEL INC | COM | 69325Q105 | 187 | 30,000 | SH | OTR | 0 | 30,000 | 0 | ||
PERCEPTRON INC | COM | 71361F100 | 1,150 | 109,043 | SH | SOLE | 0 | 0 | 109,043 | ||
PERCEPTRON INC | COM | 71361F100 | 527 | 50,000 | SH | OTR | 0 | 50,000 | 0 | ||
PHOTRONICS INC | COM | 719405102 | 540 | 67,750 | SH | SOLE | 0 | 0 | 67,750 | ||
POPULAR INC | COM | 733174700 | 1,258 | 27,830 | SH | SOLE | 0 | 0 | 27,830 | ||
POWER INTEGRATIONS INC | COM | 739276103 | 628 | 8,600 | SH | SOLE | 0 | 0 | 8,600 | ||
PRETIUM RES INC | COM | 74139C102 | 346 | 47,100 | SH | SOLE | 0 | 0 | 47,100 | ||
PUTNAM MASTER INTER INCOME TRU | COM | 746909100 | 798 | 170,954 | SH | SOLE | 0 | 0 | 170,954 | ||
REALBIZ MEDIA GROUP INC | COM | 75604A109 | 60 | 9,467,152 | SH | OTR | 0 | 9,467,152 | 0 | ||
ROYAL DUTCH SHELL PLC | COM | 780259206 | 1,142 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
SEABRIDGE GOLD INC | COM | 811916105 | 658 | 58,970 | SH | SOLE | 0 | 0 | 58,970 | ||
SEACHANGE INTL INC | COM | 811699107 | 124 | 36,300 | SH | SOLE | 0 | 0 | 36,300 | ||
SINCLAIR BROADCAST GROUP INC | COM | 829226109 | 524 | 16,300 | SH | SOLE | 0 | 0 | 16,300 | ||
SONY CORP ADR AMERN SH NEW | COM | 835699307 | 1,271 | 24,800 | SH | SOLE | 0 | 0 | 24,800 | ||
SPDR S&P 500 ETF TR TR UNIT | COM | 78462F103 | 2,174 | 8,015 | SH | SOLE | 0 | 0 | 8,015 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM | 866142102 | 440 | 28,600 | SH | SOLE | 0 | 0 | 28,600 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 149 | 24,080 | SH | SOLE | 0 | 0 | 24,080 | ||
TARGA RES CORP | COM | 87612G101 | 758 | 15,312 | SH | SOLE | 0 | 0 | 15,312 | ||
THOMSON REUTERS CORP | COM | 884903105 | 1,433 | 35,550 | SH | SOLE | 0 | 0 | 35,550 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,483 | 29,474 | SH | SOLE | 0 | 0 | 29,474 | ||
VERMILION ENERGY INC | COM | 923725105 | 879 | 24,400 | SH | SOLE | 0 | 0 | 24,400 | ||
WEBSTER FINL CORP | COM | 947890109 | 1,262 | 19,812 | SH | SOLE | 0 | 0 | 19,812 | ||
WILEY JOHN & SONS INC CLASS A | COM | 968223206 | 468 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
WILLIAMS COS INC | COM | 969457100 | 611 | 22,540 | SH | SOLE | 0 | 0 | 22,540 |