X0202 4 2007-01-19 0 0001041061 YUM BRANDS INC YUM 0001381049 Bergren Scott 14841 NORTH DALLAS PARKWAY DALLAS TX 75254 0 1 0 0 President - Pizza Hut, Inc. Stock Appreciation Right 59.22 2007-01-19 2007-01-19 4 A 0 35722.00 59.22 A 2017-01-19 Common Stock 35722.00 35722.00 D Phantom Stock 2007-01-19 2007-01-19 4 A 0 9032.87 A Common Stock 9032.87 9032.87 D Vesting occurs 25% per year beginning 01/19/2008. Conversion occurs on a one-for-one basis. Shares of phantom stock are payable 04/01/2010 or upon Separation and are subject to earlier withdrawal in accordance with the te rms of Yum's deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Scott Bergren 2007-01-22