0001726123-18-000013.txt : 20180605
0001726123-18-000013.hdr.sgml : 20180605
20180605203632
ACCESSION NUMBER: 0001726123-18-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Demas David J
CENTRAL INDEX KEY: 0001726123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 18882761
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC.
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_152824534282992.xml
FORM 4
X0306
4
2018-06-01
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001726123
Demas David J
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
0
1
0
0
Chief Financial Officer
Common Stock
2018-06-01
4
S
0
210
25.891
D
4788
I
Vanguard fbo Shannon L Hungerford IRA
Common Stock
2018-06-01
4
P
0
210
25.9299
A
4998
I
Vanguard fbo Shannon L Hungerford IRA
Common Stock
31859
D
Common Stock
200
I
Vanguard fbo David J. Demas IRA
Common Stock
2500
D
This transaction was an inadvertent broker-initiated sale of shares from an account maintained by the reporting person's spouse. Such sale is matchable under Section 16(b) of the Securities Exchange Act of 1934 against a portion of the reporting person's purchase of 1,000 shares of the Company's common stock on February 28, 2018, at a price of $22.80 per share. The reporting person has paid the Company $649.11, representing the full amount of profit realized in connection with the inadvertent sale.
Shannon L Hungerford is the reporting person's Spouse.
This transaction reflects the purchase of shares of common stock of the Company promptly following the receipt of notice of the inadvertent broker-initiated sale of shares discussed in Footnote 1 above.
Shares held jointly by the reporting person and his spouse.
/s/ Keevican Weiss Bauerle & Hirsch LLC by James F. Bauerle, Attorney-in-Fact
2018-06-05