0001713310-19-000004.txt : 20190726 0001713310-19-000004.hdr.sgml : 20190726 20190726143910 ACCESSION NUMBER: 0001713310-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190724 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fetterolf Brian S CENTRAL INDEX KEY: 0001713310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 19977558 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_156416633405455.xml FORM 4 X0306 4 2019-07-24 0 0001380846 TriState Capital Holdings, Inc. TSC 0001713310 Fetterolf Brian S 301 GRANT STREET SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 CEO, TSC Bank, Director TSC Common Stock 2019-07-24 4 M 0 7500 12 A 54585 D Common Stock 2019-07-24 4 F 0 5276 20.50 D 49309 D Common Stock 2019-07-24 4 S 0 2224 20.8435 D 47085 D Common Stock 158695 D Depositary Shares 4000 D Common Stock 10750 I Crosshair Ventures, L.P. Common Stock 13334 I Trust for Donald L. Fetterolf Stock Options (Right to Buy) 12.0 2019-07-24 4 M 0 7500 0 D 2012-01-27 2019-07-27 Common Stock 7500.0 0 D Stock Options (Right to Buy) 8.0 2013-07-01 2021-01-01 Common Stock 5000.0 5000 D Stock Options (Right to Buy) 9.32 2014-06-30 2021-12-31 Common Stock 5000.0 5000 D Stock Options (Right to Buy) 10.25 2015-06-30 2022-12-31 Common Stock 5000.0 5000 D Stock Options (Right to Buy) 11.66 2016-07-02 2024-01-02 Common Stock 10000.0 10000 D Held jointly with Reporting Person's spouse. Reflects the withholding of 5,276 shares of common stock in payment of the exercise price and to satisfy tax obligations resulting from the exercise of stock options expiring July 27, 2019. The number of shares withheld was determined on July 24, 2019 based on the closing price of the Issuer's common stock on July 23, 2019 and is not a market sale of securities. The price represents the approximate weighted average price per share of sales of the Issuer's common stock in connection with the exercise of stock options expiring July 27, 2019, which were executed at prices ranging from $20.809 to $20.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each price. The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner. The Reporting Person is one of two trustees and a beneficiary of the Trust. /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact 2019-07-26