0001713310-19-000004.txt : 20190726
0001713310-19-000004.hdr.sgml : 20190726
20190726143910
ACCESSION NUMBER: 0001713310-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190724
FILED AS OF DATE: 20190726
DATE AS OF CHANGE: 20190726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fetterolf Brian S
CENTRAL INDEX KEY: 0001713310
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 19977558
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC.
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_156416633405455.xml
FORM 4
X0306
4
2019-07-24
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001713310
Fetterolf Brian S
301 GRANT STREET
SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CEO, TSC Bank, Director TSC
Common Stock
2019-07-24
4
M
0
7500
12
A
54585
D
Common Stock
2019-07-24
4
F
0
5276
20.50
D
49309
D
Common Stock
2019-07-24
4
S
0
2224
20.8435
D
47085
D
Common Stock
158695
D
Depositary Shares
4000
D
Common Stock
10750
I
Crosshair Ventures, L.P.
Common Stock
13334
I
Trust for Donald L. Fetterolf
Stock Options (Right to Buy)
12.0
2019-07-24
4
M
0
7500
0
D
2012-01-27
2019-07-27
Common Stock
7500.0
0
D
Stock Options (Right to Buy)
8.0
2013-07-01
2021-01-01
Common Stock
5000.0
5000
D
Stock Options (Right to Buy)
9.32
2014-06-30
2021-12-31
Common Stock
5000.0
5000
D
Stock Options (Right to Buy)
10.25
2015-06-30
2022-12-31
Common Stock
5000.0
5000
D
Stock Options (Right to Buy)
11.66
2016-07-02
2024-01-02
Common Stock
10000.0
10000
D
Held jointly with Reporting Person's spouse.
Reflects the withholding of 5,276 shares of common stock in payment of the exercise price and to satisfy tax obligations resulting from the exercise of stock options expiring July 27, 2019. The number of shares withheld was determined on July 24, 2019 based on the closing price of the Issuer's common stock on July 23, 2019 and is not a market sale of securities.
The price represents the approximate weighted average price per share of sales of the Issuer's common stock in connection with the exercise of stock options expiring July 27, 2019, which were executed at prices ranging from $20.809 to $20.90 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each price.
The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.
The Reporting Person is one of two trustees and a beneficiary of the Trust.
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
2019-07-26