0001575622-20-000004.txt : 20200727 0001575622-20-000004.hdr.sgml : 20200727 20200727195516 ACCESSION NUMBER: 0001575622-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200724 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewhurst E.H. CENTRAL INDEX KEY: 0001575622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 201051535 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC. STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_159589409620413.xml FORM 4 X0306 4 2020-07-24 0 0001380846 TriState Capital Holdings, Inc. TSC 0001575622 Dewhurst E.H. ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 0 0 0 Common Stock 2020-07-24 4 M 0 6000 8 A 34781 D Common Stock 2020-07-24 4 F 0 3480 13.79 D 31301 D Stock Options (Right to Buy) 8.0 2020-07-24 4 M 0 6000 0 D 2013-06-30 2020-12-31 Common Stock 6000.0 0 D Reflects the withholding of 3,480 shares of common stock in payment of the exercise price and to satisfy tax obligations resulting from the exercise of stock options expiring on December 31, 2020. The number of shares withheld was determined on July 23, 2020 based on the closing price of the Issuer's common stock on July 24, 2020 and is not a market sale of securities. The option, representing a right to purchase at total of 6,000 shares, became exercisable in two equal installments on June 30, 2013 and December 31, 2015. /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact 2020-07-27