0001193125-22-185161.txt : 20220629 0001193125-22-185161.hdr.sgml : 20220629 20220629170852 ACCESSION NUMBER: 0001193125-22-185161 CONFORMED SUBMISSION TYPE: 15-15D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220629 DATE AS OF CHANGE: 20220629 EFFECTIVENESS DATE: 20220629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-15D SEC ACT: 1934 Act SEC FILE NUMBER: 333-253497 FILM NUMBER: 221055453 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 15-15D 1 d313177d1515d.htm 15-15D 15-15D

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 15

 

 

Certification and Notice of Termination of Registration

under Section 12(g) of the Securities Exchange Act of 1934

or Suspension of Duty to File Reports Under Sections 13 and 15(d)

of the Securities Exchange Act of 1934.

Commission File Number: 333-253497

 

 

TriState Capital Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

c/o Raymond James Financial, Inc.

880 Carillon Parkway

St. Petersburg, Florida 33716

(727) 567-1000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Non-Voting Common Stock, no par value

(Title of each class of securities covered by this Form)

5.75% Fixed-to-Floating Rate Subordinated Notes due 2030

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)

   ☐

Rule 12g-4(a)(2)

   ☐

Rule 12h-3(b)(1)(i)

   ☒

Rule 12h-3(b)(1)(ii)

   ☐

Rule 15d-6

   ☐

Rule 15d-22(b)

   ☐

Approximate number of holders of record as of the certification or notice date:

Non-Voting Common Stock, no par value: None.*

 

*

On October 20, 2021, TriState Capital Holdings, Inc. entered into an Agreement and Plan of Merger with Raymond James Financial, Inc., Macaroon One LLC and Macaroon Two LLC, pursuant to which, on June 1, 2022, Macaroon One LLC merged with and into TriState Capital Holdings, Inc., with TriState Capital Holdings, Inc. as the surviving entity, and immediately after such merger TriState Capital Holdings, Inc. merged with and into Macaroon Two LLC, with Macaroon Two LLC continuing as the surviving entity.

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, Macaroon Two LLC, as successor by merger to TriState Capital Holdings, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date: June 29, 2022

 

MACAROON TWO LLC, as successor by merger to TriState Capital Holdings, Inc.
By: Raymond James Financial, Inc., its sole member
By:  

/s/ Jonathan N. Santelli

  Name: Jonathan N. Santelli
  Title: Executive Vice President, General Counsel and Secretary