0001061434-17-000003.txt : 20170614
0001061434-17-000003.hdr.sgml : 20170614
20170614174019
ACCESSION NUMBER: 0001061434-17-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170614
DATE AS OF CHANGE: 20170614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GETZ JAMES F
CENTRAL INDEX KEY: 0001061434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 17911982
MAIL ADDRESS:
STREET 1: FEDERATED INVESTORS TOWER
STREET 2: 1001 LIBERTY AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222-3779
4
1
wf-form4_149747640426826.xml
FORM 4
X0306
4
2017-06-12
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001061434
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2017-06-12
4
S
0
15000
24.9968
D
165618
I
By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account
Common Stock
2017-06-13
4
S
0
5000
25.2419
D
160618
I
By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account
Common Stock
287173
I
By Getz Enterprises, L.P.
Common Stock
61252
D
Common Stock
668138
D
The securities were sold by Mr. Getz's IRA, which has as its sole asset shares of Common Stock of TriState Capital Holdings, Inc., to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to Mr. Getz by the IRA under applicable tax laws.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $24.65 to $25.08, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the beneficiary of this account.
The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $25.05 to $25.30, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the general partner of this entity.
Shares held jointly by Mr. Getz and his wife.
Owned by Mr. Getz individually
/s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact
2017-06-12