0000899243-18-014137.txt : 20180525
0000899243-18-014137.hdr.sgml : 20180525
20180525174119
ACCESSION NUMBER: 0000899243-18-014137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180525
FILED AS OF DATE: 20180525
DATE AS OF CHANGE: 20180525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lovell Minnick Partners LLC
CENTRAL INDEX KEY: 0001413369
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 18862530
BUSINESS ADDRESS:
STREET 1: 2141 ROSECRANS AVENUE, SUITE 5150
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-414-6160
MAIL ADDRESS:
STREET 1: 2141 ROSECRANS AVENUE, SUITE 5150
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-25
1
0001380846
TriState Capital Holdings, Inc.
TSC
0001413369
Lovell Minnick Partners LLC
150 N. RADNOR CHESTER ROAD
SUITE A200
RADNOR
PA
19087
0
0
1
0
Common Stock, no par value
2018-05-25
4
S
0
1521535
25.71
D
1852158
I
By LM III TriState Holdings LLC
Common Stock, no par value
2018-05-25
4
S
0
678465
25.71
D
825891
I
By LM III-A TriState Holdings LLC
Represents shares of TriState Capital Holdings, Inc.'s (the "Issuer") common stock sold in an underwritten secondary offering.
Represents the sale price to the underwriters in the secondary offering of $25.71 per share.
James E. Minnick is a member of the board of directors of the Issuer. Mr. Minnick is also the co-chairman of Lovell Minnick Partners LLC ("LMP"). LMP is the managing member of Fund III UGP LLC ("UGP"), which is the general partner of Lovell Minnick Equity Advisors III LP ("LMEA III"), which is, in turn, the general partner of Lovell Minnick Equity Partners III LP ("LMEP III"). LMEP III is the managing member of LM III TriState Holdings LLC ("LM III TSH"), which is the record holder of the reported shares. As a result, each of Mr. Minnick, LMP, UGP, LMEA III, LMEP III and LM III TSH may be deemed to share beneficial ownership of the reported shares.
Mr. Minnick is a member of the board of directors of the Issuer. Mr. Minnick is also the co-chairman of LMP. LMP is the managing member of UGP, which is the general partner of LMEA III, which is, in turn, the general partner of Lovell Minnick Equity Partners III-A LP ("LMEP-A III"). LMEP III-A is the managing member of LM III-A TriState Holdings LLC ("LM III-A TSH"), which is the record holder of the reported shares. As a result, each of Mr. Minnick, LMP, UGP, LMEA III, LMEP-A III, and LM III-A TSH may be deemed to share beneficial ownership of the reported shares.
Each of the foregoing persons in footnotes 3 and 4 expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
Lovell Minnick Partners LLC, by /s/ James E. Minnick, its co-chairman
2018-05-25