0000921895-24-002368.txt : 20241025 0000921895-24-002368.hdr.sgml : 20241025 20241025161058 ACCESSION NUMBER: 0000921895-24-002368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241023 FILED AS OF DATE: 20241025 DATE AS OF CHANGE: 20241025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radoff Bradley Louis CENTRAL INDEX KEY: 0001380585 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 241397181 MAIL ADDRESS: STREET 1: 2727 KIRBY DRIVE STREET 2: UNIT 29L CITY: HOUSTON STATE: TX ZIP: 77098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radoff Family Foundation CENTRAL INDEX KEY: 0001496916 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 241397180 BUSINESS ADDRESS: STREET 1: 2727 KIRBY DRIVE STREET 2: UNIT 29L CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713.877.0089 MAIL ADDRESS: STREET 1: 2727 KIRBY DRIVE STREET 2: UNIT 29L CITY: HOUSTON STATE: TX ZIP: 77098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 form409076041_10252024.xml OWNERSHIP DOCUMENT X0508 4 2024-10-23 1 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001380585 Radoff Bradley Louis 2727 KIRBY DRIVE UNIT 29L HOUSTON TX 77098 0 0 1 0 0001496916 Radoff Family Foundation 2727 KIRBY DRIVE UNIT 29L HOUSTON TX 77098 0 0 0 1 See Footnote 1 0 Common Stock, $0.001 par value per share 2024-10-23 4 S 0 12400 2.7000 D 450148 D Common Stock, $0.001 par value per share 299817 I By The Radoff Family Foundation This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation. /s/ Bradley L. Radoff 2024-10-25 The Radoff Family Foundation, By: /s/ Bradley L. Radoff, Director 2024-10-25