0001062993-23-021474.txt : 20231127
0001062993-23-021474.hdr.sgml : 20231127
20231127170336
ACCESSION NUMBER: 0001062993-23-021474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231122
FILED AS OF DATE: 20231127
DATE AS OF CHANGE: 20231127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Proctor Timothy D
CENTRAL INDEX KEY: 0001380482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 231440938
MAIL ADDRESS:
STREET 1: 301 SOUTH COLLEGE STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28288-0630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 871005902
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 877-289-9463
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-11-22
0001834045
Vintage Wine Estates, Inc.
VWE
0001380482
Proctor Timothy D
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
1
0
0
0
0
Common Stock
2023-11-22
4
P
0
17650
0.565
A
60945
D
Common Stock
2023-11-24
4
P
0
12918
0.546
A
73863
D
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.546 to $0.593, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Includes 10,478 RSUs that vest on 11/30/2023.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.53 to $0.57, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Kristina L. Johnston, Attorney-in-Fact for Timothy Proctor
2023-11-27