0001534424-12-000291.txt : 20121114
0001534424-12-000291.hdr.sgml : 20121114
20121114125538
ACCESSION NUMBER: 0001534424-12-000291
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DundeeWealth US, LP
CENTRAL INDEX KEY: 0001380330
IRS NUMBER: 205021670
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14406
FILM NUMBER: 121202669
BUSINESS ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: (610) 854-0902
MAIL ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
FORMER COMPANY:
FORMER CONFORMED NAME: BHR Fund Advisors L P
DATE OF NAME CHANGE: 20061106
13F-HR
1
f12-1966.txt
13F-HR FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DundeeWealth US, LP
------------------------------------
Address: 1160 West Swedesford Road, Suite 140
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Berwyn, PA 19312
------------------------------------
Form 13F File Number: 28-14406
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David C. Lebisky
-----------------------------------
Title: Director, Regulatory Administration
-----------------------------------
Phone: 610-854-0902
-----------------------------------
Signature, Place, and Date of Signing:
/s/ David C. Lebisky Berwyn, PA November 14, 2012
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/X/ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-11685 GCIC Ltd.
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28-11021 Mount Lucas Management LP
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28-03459 Smith Asset Management Group LP
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28-14777 JO Hambro Capital Management, Ltd.
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