SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Malik Shahzad

(Last) (First) (Middle)
C/O ACUTUS MEDICAL, INC.
2210 FARADAY AVE., SUITE 100

(Street)
CARLSBAD CA 92008

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2020
3. Issuer Name and Ticker or Trading Symbol
Acutus Medical, Inc. [ AFIB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (1) Common Stock 10,738 $0 I By Advent Life Sciences LLP(2)
Series A Convertible Preferred Stock (1) (1) Common Stock 254,495 $0 I By Advent Life Sciences Fund I LP(3)
Series B Convertible Preferred Stock (4) (4) Common Stock 34,261 $0 I By Advent Life Sciences LLP(2)
Series B Convertible Preferred Stock (4) (4) Common Stock 812,683 $0 I By Advent Life Sciences Fund I LP(3)
Series C Convertible Preferred Stock (5) (5) Common Stock 13,195 $0 I By Advent Life Sciences LLP(2)
Series C Convertible Preferred Stock (5) (5) Common Stock 312,840 $0 I By Advent Life Sciences Fund I LP(3)
Series D Convertible Preferred Stock (6) (6) Common Stock 7,242 $0 I By Advent Life Sciences LLP(2)
Series D Convertible Preferred Stock (6) (6) Common Stock 171,695 $0 I By Advent Life Sciences Fund I LP(3)
Explanation of Responses:
1. This Series A Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis for no additional consideration and has no expiration date.
2. These shares are held by Advent Life Sciences LLP ("Advent"). The Reporting Person is a general partner of Advent, and disclaims beneficial ownership of the securities held by Advent except to the extent of his indirect pecuniary interest therein
3. These shares are held by Advent Life Sciences Fund I LP. Advent is the general partner of Advent Life Sciences Fund II LP and the Reporting Person is a general partner of Advent. The Reporting Person disclaims beneficial ownership of the securities held by Advent Life Sciences Fund II LP except to the extent of his indirect pecuniary interest therein.
4. This Series B Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis for no additional consideration and has no expiration date.
5. This Series C Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis for no additional consideration and has no expiration date.
6. This Series D Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis for no additional consideration and has no expiration date.
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
/s/ Charlie Piscitello as attorney-in-fact for Shahzad Malik 08/05/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.