0001379995-17-000004.txt : 20170515 0001379995-17-000004.hdr.sgml : 20170515 20170515085531 ACCESSION NUMBER: 0001379995-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 17841412 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001379995 XXXXXXXX 03-31-2017 03-31-2017 HBK Sorce Advisory LLC

5121 ZUCK ROAD ERIE PA 16506

13F HOLDINGS REPORT 028-12153 N Jaimie Lunger 814-836-5776 Jaimie Lunger Erie PA 05-15-2017 0 294 589608 false INFORMATION TABLE 2 13fFiling20170331.xml ABBOTT LABS CALL 002824100 495 11153 SH SOLE 0 0 11153 ABBVIE INC CALL 00287Y109 896 13753 SH SOLE 0 0 13753 ADOBE SYS INC CALL 00724F101 599 4605 SH SOLE 0 0 4605 ADVANCE AUTO PARTS INC CALL 00751Y106 276 1858 SH SOLE 0 0 1858 ADVISORSHARES TR GARTMAN GD/YEN 00768Y669 152 12203 SH SOLE 0 0 12203 AFLAC INC CALL 001055102 658 9090 SH SOLE 0 0 9090 AKAMAI TECHNOLOGIES INC CALL 00971T101 234 3918 SH SOLE 0 0 3918 ALIBABA GROUP HLDG LTD CALL 01609W102 377 3493 SH SOLE 0 0 3493 ALLERGAN PLC PFD CONV SER A G0177J108 526 2202 SH SOLE 0 0 2202 ALPHABET INC CAP STK CL C 02079K305 2135 2518 SH SOLE 0 0 2518 ALPS ETF TR ALERIAN MLP 902641646 1569 53754 SH SOLE 0 0 53754 AMAZON COM INC COM 02209S103 3995 55935 SH SOLE 0 0 55935 AMERICAN ELEC PWR INC CALL 025537101 656 9771 SH SOLE 0 0 9771 AMERICAN EXPRESS CO CALL 025816109 821 10377 SH SOLE 0 0 10377 AMERICAN WTR WKS CO INC NEW CALL 030420103 412 5292 SH SOLE 0 0 5292 AMERIPRISE FINL INC CALL 03076C106 231 1782 SH SOLE 0 0 1782 AMERISOURCEBERGEN CORP CALL 03073E105 443 5010 SH SOLE 0 0 5010 AMGEN INC CALL 031162100 608 3703 SH SOLE 0 0 3703 ANALOG DEVICES INC CALL 032654105 302 3680 SH SOLE 0 0 3680 APACHE CORP CALL 037411105 390 7581 SH SOLE 0 0 7581 APPLE INC CALL 037833100 9112 63431 SH SOLE 0 0 63431 ASTA FDG INC COM 023135106 1847 2083 SH SOLE 0 0 2083 AT&T INC CALL 00206R102 3278 78903 SH SOLE 0 0 78903 ATHENE HLDG LTD CL A 98978V103 279 5229 SH SOLE 0 0 5229 AUBURN NATL BANCORP COM 050095108 179 18811 SH SOLE 0 0 18811 AUTONATION INC COM 053015103 233 2273 SH SOLE 0 0 2273 AUXILIO INC COM NEW 254687106 2172 19155 SH SOLE 0 0 19155 AVENUE INCOME CR STRATEGIES COM 05351W103 441 10310 SH SOLE 0 0 10310 AVERY DENNISON CORP CALL 053611109 354 4394 SH SOLE 0 0 4394 AXIS CAPITAL HOLDINGS LTD SHS 879105104 399 22930 SH SOLE 0 0 22930 AZURRX BIOPHARMA INC COM 054937107 217 4865 SH SOLE 0 0 4865 BAIDU INC CALL 056752108 281 1630 SH SOLE 0 0 1630 BANCO BILBAO VIZCAYA ARGENTA CALL 05946K101 153 20095 SH SOLE 0 0 20095 BANK HAWAII CORP COM 060505104 1432 60708 SH SOLE 0 0 60708 BARCLAYS BANK PLC CARRY ETN 38 02079K107 1514 1825 SH SOLE 0 0 1825 BARINGTON HILCO ACQUISITION COM 067383109 729 2932 SH SOLE 0 0 2932 BCB BANCORP INC COM 05508R106 440 10940 SH SOLE 0 0 10940 BERKSHIRE HATHAWAY INC DEL CALL 084670702 3083 18499 SH SOLE 0 0 18499 BIOGEN INC CALL 09062X103 622 2276 SH SOLE 0 0 2276 BLACKROCK INC CALL 09247X101 800 2085 SH SOLE 0 0 2085 BOEING CO CALL 097023105 1182 6683 SH SOLE 0 0 6683 BP PLC CALL 055622104 435 12602 SH SOLE 0 0 12602 BRISTOL MYERS SQUIBB CO CALL 110122108 883 16229 SH SOLE 0 0 16229 BROADRIDGE FINL SOLUTIONS IN CALL 11133T103 379 5581 SH SOLE 0 0 5581 CABELAS INC CALL 126804301 292 5500 SH SOLE 0 0 5500 CASELLA WASTE SYS INC CALL 147448104 288 20438 SH SOLE 0 0 20438 CATALYST PHARMACEUTICALS INC CALL 14888U101 43 22109 SH SOLE 0 0 22109 CATERPILLAR INC DEL CALL 149123101 298 3214 SH SOLE 0 0 3214 CBS CORP NEW CALL 124857202 598 8623 SH SOLE 0 0 8623 CELLDEX THERAPEUTICS INC NEW COM 151020104 1601 12870 SH SOLE 0 0 12870 CENTERPOINT ENERGY INC COM 151461100 576 46044 SH SOLE 0 0 46044 CENTERSTATE BANKS INC CALL 15201P109 2916 112597 SH SOLE 0 0 112597 CHEVRON CORP NEW CALL 166764100 2235 20814 SH SOLE 0 0 20814 CINEMARK HOLDINGS INC COM 172062101 465 6431 SH SOLE 0 0 6431 CINTAS CORP CALL 172908105 217 1712 SH SOLE 0 0 1712 CITIGROUP INC CALL 172967424 326 5447 SH SOLE 0 0 5447 CITY OFFICE REIT INC COM 17275R102 1266 37441 SH SOLE 0 0 37441 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M373 286 11679 SH SOLE 0 0 11679 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M514 281 13115 SH SOLE 0 0 13115 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M506 723 34951 SH SOLE 0 0 34951 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M613 328 8168 SH SOLE 0 0 8168 CLOROX CO DEL CALL 189054109 433 3214 SH SOLE 0 0 3214 CM FIN INC COM 12572Q105 271 2284 SH SOLE 0 0 2284 COCA COLA CO CALL 191216100 3660 86242 SH SOLE 0 0 86242 COLGATE PALMOLIVE CO CALL 194162103 651 8895 SH SOLE 0 0 8895 COMCAST CORP NEW CALL 20030N101 817 21731 SH SOLE 0 0 21731 CONOCOPHILLIPS CALL 20825C104 450 9019 SH SOLE 0 0 9019 CONSOLIDATED COMM HLDGS INC CALL 209034107 460 19660 SH SOLE 0 0 19660 COSTAMARE INC SHS Y09827109 279 1270 SH SOLE 0 0 1270 COSTAR GROUP INC COM 22160K105 1228 7321 SH SOLE 0 0 7321 CUMMINS INC CALL 231021106 300 1983 SH SOLE 0 0 1983 CVS HEALTH CORP CALL 126650100 632 8045 SH SOLE 0 0 8045 DAWSON GEOPHYSICAL CO NEW COM 235851102 550 6429 SH SOLE 0 0 6429 DBX ETF TR ALL CHINA EQT 00162Q866 219 17209 SH SOLE 0 0 17209 DBX ETF TR EMU DIV YLD HD 808524706 450 18775 SH SOLE 0 0 18775 DBX ETF TR INTL TRES HEDG 464288117 435 4754 SH SOLE 0 0 4754 DEL FRISCOS RESTAURANT GROUP COM 244199105 279 2567 SH SOLE 0 0 2567 DIANA SHIPPING INC COM N6596X109 709 6848 SH SOLE 0 0 6848 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y371 99 10925 SH SOLE 0 0 10925 DOMINION RES INC VA NEW UNIT 08/15/2019 25746U109 881 11355 SH SOLE 0 0 11355 DOVER CORP CALL 260003108 344 4279 SH SOLE 0 0 4279 DOW CHEM CO CALL 260543103 706 11116 SH SOLE 0 0 11116 DR PEPPER SNAPPLE GROUP INC CALL 26138E109 941 9611 SH SOLE 0 0 9611 DU PONT E I DE NEMOURS & CO CALL 263534109 850 10578 SH SOLE 0 0 10578 DUKE ENERGY CORP NEW CALL 26441C204 779 9495 SH SOLE 0 0 9495 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 600379101 300 22425 SH SOLE 0 0 22425 EGALET CORP COM 28176E108 393 4175 SH SOLE 0 0 4175 EQUIFAX INC CALL 294429105 289 2110 SH SOLE 0 0 2110 ERIE INDTY CO CALL 29530P102 1364 11116 SH SOLE 0 0 11116 EURONAV NV ANTWERPEN CALL B38564108 580 73390 SH SOLE 0 0 73390 EVER GLORY INTL GRP INC COM NEW 29911Q208 689 17948 SH SOLE 0 0 17948 EVERSPIN TECHNOLOGIES INC COM 30040W108 416 7083 SH SOLE 0 0 7083 EXELON CORP UNIT 99/99/9999 30161N101 575 15980 SH SOLE 0 0 15980 EXPRESS SCRIPTS HLDG CO CALL 30219G108 205 3116 SH SOLE 0 0 3116 EXXON MOBIL CORP CALL 30231G102 5465 66637 SH SOLE 0 0 66637 FARMERS NATL BANC CORP CALL 309627107 882 61488 SH SOLE 0 0 61488 FEDEX CORP CALL 31428X106 271 1386 SH SOLE 0 0 1386 FINISH LINE INC CL A 30303M102 3086 21725 SH SOLE 0 0 21725 FIRST FINL CORP IND CALL 320218100 877 18472 SH SOLE 0 0 18472 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J174 5659 108497 SH SOLE 0 0 108497 FIRST TR LRGE CP CORE ALPHA CALL 33734K109 9630 186562 SH SOLE 0 0 186562 FIRST TR STRATEGIC HIGH INC COM SHS NEW 33734Y109 342 6292 SH SOLE 0 0 6292 FIRST TR VALUE LINE 100 ETF COM SHS 33735B108 851 14565 SH SOLE 0 0 14565 FISERV INC CALL 337738108 300 2606 SH SOLE 0 0 2606 FNB CORP PA CALL 302520101 741 49810 SH SOLE 0 0 49810 GASTAR EXPL INC NEW COM 367204104 139 10957 SH SOLE 0 0 10957 GENERAL ELECTRIC CO COM 369550108 1139 6082 SH SOLE 0 0 6082 GENERAL MLS INC CALL 370334104 817 13853 SH SOLE 0 0 13853 GENUINE PARTS CO CALL 372460105 340 3679 SH SOLE 0 0 3679 GERON CORP COM 369604103 4574 153476 SH SOLE 0 0 153476 GILDAN ACTIVEWEAR INC COM 375558103 703 10356 SH SOLE 0 0 10356 GLAXOSMITHKLINE PLC CALL 37733W105 579 13742 SH SOLE 0 0 13742 GLOBAL X FDS NASDQ CHINA TECH 464287556 254 867 SH SOLE 0 0 867 GOLAR LNG PARTNERS LP CALL Y2745C102 302 13500 SH SOLE 0 0 13500 GOLDMAN SACHS GROUP INC CALL 38141G104 611 2659 SH SOLE 0 0 2659 HALLIBURTON CO CALL 406216101 320 6496 SH SOLE 0 0 6496 HANESBRANDS INC CALL 410345102 375 18060 SH SOLE 0 0 18060 HASBRO INC CALL 418056107 720 7215 SH SOLE 0 0 7215 HEICO CORP NEW COM 416515104 263 5473 SH SOLE 0 0 5473 HERZFELD CARIBBEAN BASIN FD COM 427866108 368 3373 SH SOLE 0 0 3373 HOME DEPOT INC CALL 437076102 1978 13474 SH SOLE 0 0 13474 HONEYWELL INTL INC CALL 438516106 599 4798 SH SOLE 0 0 4798 HORMEL FOODS CORP CALL 440452100 401 11585 SH SOLE 0 0 11585 INTELLIGENT SYS CORP NEW COM 458140100 2009 55693 SH SOLE 0 0 55693 INTERNATIONAL BUSINESS MACHS CALL 459200101 1637 9398 SH SOLE 0 0 9398 IROBOT CORP CALL 462726100 338 5115 SH SOLE 0 0 5115 ISHARES CORE LT USDB ETF 46429B663 788 9396 SH SOLE 0 0 9396 ISHARES GRWT ALLOCAT ETF 922908736 645 5298 SH SOLE 0 0 5298 ISHARES INDIA 50 ETF 464287242 3027 25675 SH SOLE 0 0 25675 ISHARES RUS TOP 200 ETF 464287499 443 2368 SH SOLE 0 0 2368 ISHARES GOLD TRUST CALL 464285105 1268 105553 SH SOLE 0 0 105553 ISHARES INC CORE MSCI EMKT 46432F842 2270 39171 SH SOLE 0 0 39171 ISHARES TR 1-3 YR TR BD ETF 464288646 231 2199 SH SOLE 0 0 2199 ISHARES TR A RATE CP BD ETF 464287440 661 6254 SH SOLE 0 0 6254 ISHARES TR CALL 464287226 982 9048 SH SOLE 0 0 9048 ISHARES TR CHINA LG-CAP ETF 464287176 414 3606 SH SOLE 0 0 3606 ISHARES TR CORE MSCI EURO 46434G103 340 7101 SH SOLE 0 0 7101 ISHARES TR CORE S&P SCP ETF 464287507 6227 36364 SH SOLE 0 0 36364 ISHARES TR CORE S&P US ETF 464287804 6641 96016 SH SOLE 0 0 96016 ISHARES TR CORE US AGGBD ET 464287200 8069 34008 SH SOLE 0 0 34008 ISHARES TR EAFE VALUE ETF 464288273 219 4052 SH SOLE 0 0 4052 ISHARES TR IBOXX HIG YLD EX 464288513 271 3081 SH SOLE 0 0 3081 ISHARES TR RUS 1000 GRW ETF 464287622 7873 59983 SH SOLE 0 0 59983 ISHARES TR RUS 1000 VAL ETF 464287614 2781 24433 SH SOLE 0 0 24433 ISHARES TR RUS 2000 GRW ETF 464287598 1339 11643 SH SOLE 0 0 11643 ISHARES TR RUS 2000 VAL ETF 464287648 666 4117 SH SOLE 0 0 4117 ISHARES TR RUS MD CP GR ETF 464287630 454 3843 SH SOLE 0 0 3843 ISHARES TR RUS MDCP VAL ETF 464287481 248 2392 SH SOLE 0 0 2392 ISHARES TR RUSSELL 3000 ETF 464287655 439 3194 SH SOLE 0 0 3194 ISHARES TR S&P 500 GRWT ETF 922908363 9446 43661 SH SOLE 0 0 43661 ISHARES TR S&P 500 VAL ETF 464287309 392 2979 SH SOLE 0 0 2979 ISHARES TR S&P MC 400VL ETF 464287606 272 1425 SH SOLE 0 0 1425 ISHARES TR TIPS BD ETF 464287168 870 9550 SH SOLE 0 0 9550 ISHARES TR U.S. PHARMA ETF 464288687 4248 109758 SH SOLE 0 0 109758 ISHARES TR U.S. TECH ETF 464287739 470 5981 SH SOLE 0 0 5981 ISHARES TR US CREDIT BD ETF 808524102 243 4262 SH SOLE 0 0 4262 ISHARES TR US HLTHCR PR ETF 464287762 238 1529 SH SOLE 0 0 1529 ISHARES TR US TREASURY ETF 808524607 7369 117000 SH SOLE 0 0 117000 JOHNSON & JOHNSON CALL 478160104 4138 33219 SH SOLE 0 0 33219 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H100 3572 40669 SH SOLE 0 0 40669 JPMORGAN CHASE & CO CALL 46625H365 8185 253395 SH SOLE 0 0 253395 KAR AUCTION SVCS INC CALL 48238T109 333 7623 SH SOLE 0 0 7623 KIMCO RLTY CORP COM 494368103 864 6565 SH SOLE 0 0 6565 LAKELAND BANCORP INC COM 510700107 896 57616 SH SOLE 0 0 57616 LGI HOMES INC COM 500754106 1384 15245 SH SOLE 0 0 15245 LILLY ELI & CO CALL 532457108 1245 14807 SH SOLE 0 0 14807 LOEWS CORP COM 539830109 1647 6157 SH SOLE 0 0 6157 LOWES COS INC CALL 548661107 277 3368 SH SOLE 0 0 3368 MANULIFE FINL CORP CALL 56501R106 203 11429 SH SOLE 0 0 11429 MASTERCARD INCORPORATED CALL 57636Q104 618 5491 SH SOLE 0 0 5491 MBIA INC COM 55261F104 2295 14835 SH SOLE 0 0 14835 MCEWEN MNG INC COM 580135101 1517 11706 SH SOLE 0 0 11706 MERCURY SYS INC COM 58933Y105 982 15456 SH SOLE 0 0 15456 METLIFE INC CALL 59156R108 323 6107 SH SOLE 0 0 6107 MICHAEL KORS HLDGS LTD SHS G5960L103 249 3085 SH SOLE 0 0 3085 MICRON TECHNOLOGY INC CALL 595112103 225 7802 SH SOLE 0 0 7802 MICROSOFT CORP CALL 594918104 3994 60644 SH SOLE 0 0 60644 MIDDLEBY CORP COM 596094102 513 12800 SH SOLE 0 0 12800 MONMOUTH REAL ESTATE INVT CO CL A 609207105 1823 42325 SH SOLE 0 0 42325 NATIONAL GEN HLDGS CORP COM 636180101 828 13895 SH SOLE 0 0 13895 NETEASE INC CALL 64110W102 301 1057 SH SOLE 0 0 1057 NETFLIX INC CALL 64110L106 1302 8811 SH SOLE 0 0 8811 NEXTERA ENERGY INC UNIT 09/01/2019 65339F101 1124 8758 SH SOLE 0 0 8758 NIELSEN HLDGS PLC SHS EUR G1151C101 674 5618 SH SOLE 0 0 5618 NIKE INC CALL 654106103 791 14194 SH SOLE 0 0 14194 NORTHROP GRUMMAN CORP CALL 666807102 558 2347 SH SOLE 0 0 2347 NORTHWEST BANCSHARES INC MD CALL 667340103 914 54301 SH SOLE 0 0 54301 NVIDIA CORP CALL 67066G104 422 3876 SH SOLE 0 0 3876 NVIDIA CORP COM 670657105 285 21301 SH SOLE 0 0 21301 OCEAN BIO CHEM INC COM 674599105 530 8362 SH SOLE 0 0 8362 OPEXA THERAPEUTICS INC COMPAR0.01 345370860 281 24106 SH SOLE 0 0 24106 OPPENHEIMER REV WEIGHTD ETF LARGE CAP REV ET 922908637 1484 13725 SH SOLE 0 0 13725 OPPENHEIMER REV WEIGHTD ETF MID CAP REV ETF 922908629 2721 19544 SH SOLE 0 0 19544 OPUS BK IRVINE CALIF COM 68389X105 813 18221 SH SOLE 0 0 18221 PACIFIC CONTINENTAL CORP CALL 69412V108 388 15822 SH SOLE 0 0 15822 PALO ALTO NETWORKS INC CALL 697435105 285 2530 SH SOLE 0 0 2530 PARKWAY INC COM 701094104 298 1858 SH SOLE 0 0 1858 PAYCHEX INC CALL 704326107 868 14744 SH SOLE 0 0 14744 PAYPAL HLDGS INC CALL 70450Y103 307 7131 SH SOLE 0 0 7131 PERCEPTRON INC COM 713448108 1854 16575 SH SOLE 0 0 16575 PFIZER INC CALL 717081103 2702 78975 SH SOLE 0 0 78975 PHILIP MORRIS INTL INC CALL 718172109 3744 33167 SH SOLE 0 0 33167 PHILLIPS 66 CALL 718546104 283 3573 SH SOLE 0 0 3573 PIMCO ETF TR GB ADV INF BD AC 72201R783 206 2035 SH SOLE 0 0 2035 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475105 2204 18333 SH SOLE 0 0 18333 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T565 1753 118311 SH SOLE 0 0 118311 POWERSHARES QQQ TRUST CALL 73935A104 2300 17373 SH SOLE 0 0 17373 PPG INDS INC CALL 693506107 422 4013 SH SOLE 0 0 4013 PPL CORP CALL 69351T106 829 22171 SH SOLE 0 0 22171 PRICE T ROWE GROUP INC CALL 74144T108 240 3523 SH SOLE 0 0 3523 PRICELINE GRP INC CALL 741503403 434 244 SH SOLE 0 0 244 PROCTER AND GAMBLE CO CALL 742718109 4171 46418 SH SOLE 0 0 46418 PROSHARES TR SP500 EX ENRGY 464287879 1291 9309 SH SOLE 0 0 9309 PRUDENTIAL FINL INC CALL 744320102 324 3034 SH SOLE 0 0 3034 PULTE GROUP INC CALL 745867101 223 9461 SH SOLE 0 0 9461 QUALCOMM INC CALL 747525103 1080 18826 SH SOLE 0 0 18826 RAYTHEON CO CALL 755111507 881 5779 SH SOLE 0 0 5779 ROYAL DUTCH SHELL PLC CALL 780259206 277 5250 SH SOLE 0 0 5250 ROYAL DUTCH SHELL PLC SPONS ADR A 780259107 219 3921 SH SOLE 0 0 3921 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1265 13931 SH SOLE 0 0 13931 SALESFORCE COM INC CALL 79466L302 295 3574 SH SOLE 0 0 3574 SAP SE CALL 803054204 201 2048 SH SOLE 0 0 2048 SCANA CORP NEW CALL 80589M102 409 6263 SH SOLE 0 0 6263 SCHLUMBERGER LTD CALL 806857108 770 9853 SH SOLE 0 0 9853 SCHWAB STRATEGIC TR CALL 808524888 1672 53375 SH SOLE 0 0 53375 SCHWAB STRATEGIC TR INTL EQTY ETF 808524797 350 7850 SH SOLE 0 0 7850 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524755 334 12463 SH SOLE 0 0 12463 SCHWAB STRATEGIC TR US AGGREGATE B 808524805 59754 2000459 SH SOLE 0 0 2000459 SCHWAB STRATEGIC TR US LRG CAP ETF 808524409 723 14555 SH SOLE 0 0 14555 SCHWAB STRATEGIC TR US MID-CAP ETF 808524201 141477 2514258 SH SOLE 0 0 2514258 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y506 330 4719 SH SOLE 0 0 4719 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y605 534 22518 SH SOLE 0 0 22518 SHERWIN WILLIAMS CO CALL 824348106 390 1257 SH SOLE 0 0 1257 SIRIUS XM HLDGS INC CALL 82968B103 69 13416 SH SOLE 0 0 13416 SMITH A O COM 83088M102 548 5598 SH SOLE 0 0 5598 SOUTHERN COPPER CORP COM 842587107 542 10888 SH SOLE 0 0 10888 SPDR DOW JONES INDL AVRG ETF CALL 78467X109 392 1900 SH SOLE 0 0 1900 SPDR GOLD TRUST CALL 78463V107 618 5209 SH SOLE 0 0 5209 SPDR INDEX SHS FDS MIDEAST AFRICA 78463X772 509 13365 SH SOLE 0 0 13365 SPDR INDEX SHS FDS MSCI EAFE FS ETF 464287465 1598 25654 SH SOLE 0 0 25654 SPDR S&P 500 ETF TR CALL 78462F103 1466 6220 SH SOLE 0 0 6220 SPDR S&P MIDCAP 400 ETF TR CALL 78467Y107 764 2446 SH SOLE 0 0 2446 SPDR SER TR S&P INTERNET ETF 464287408 607 5830 SH SOLE 0 0 5830 SPDR SER TR S&P1500MOMTILT 464287705 1249 8410 SH SOLE 0 0 8410 SPDR SERIES TRUST OILGAS EQUIP 78464A730 272 7259 SH SOLE 0 0 7259 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A292 283 6435 SH SOLE 0 0 6435 SPDR SERIES TRUST S&P CAP MKTS 78464A763 367 4165 SH SOLE 0 0 4165 SPDR SERIES TRUST SPDR S&P 1000 ET 78464A839 316 3279 SH SOLE 0 0 3279 SPROTT PHYSICAL SILVER TR TR UNIT 85207H104 136 13338 SH SOLE 0 0 13338 STARTEK INC COM 855244109 1155 19785 SH SOLE 0 0 19785 STRATEGY SHS US MKT ROT STRAT 808524508 35119 742002 SH SOLE 0 0 742002 SUN LIFE FINL INC CALL 866796105 658 18000 SH SOLE 0 0 18000 SUPER MICRO COMPUTER INC COM 867914103 262 4739 SH SOLE 0 0 4739 SYNERGY PHARMACEUTICALS DEL COM NEW 87161C501 5386 131295 SH SOLE 0 0 131295 SYROS PHARMACEUTICALS INC COM 871829107 344 6630 SH SOLE 0 0 6630 TAIWAN SEMICONDUCTOR MFG LTD CALL 874039100 249 7578 SH SOLE 0 0 7578 THERMO FISHER SCIENTIFIC INC CALL 883556102 787 5123 SH SOLE 0 0 5123 THESTREET INC COM 88160R101 573 2059 SH SOLE 0 0 2059 TIDEWATER INC COM 88579Y101 1477 7719 SH SOLE 0 0 7719 TILE SHOP HLDGS INC COM 886547108 211 2212 SH SOLE 0 0 2212 TIME WARNER INC CALL 887317303 414 4236 SH SOLE 0 0 4236 TJX COS INC NEW CALL 872540109 641 8104 SH SOLE 0 0 8104 TOTAL SYS SVCS INC CALL 891906109 7603 142218 SH SOLE 0 0 142218 TRAVELERS COMPANIES INC CALL 89417E109 720 5970 SH SOLE 0 0 5970 ULTA BEAUTY INC CALL 90384S303 460 1614 SH SOLE 0 0 1614 UNION PAC CORP CALL 907818108 924 8718 SH SOLE 0 0 8718 UNITED CMNTY BKS BLAIRSVLE G COM 909839102 289 34593 SH SOLE 0 0 34593 UNITED MICROELECTRONICS CORP SPON ADR NEW 636274300 419 6602 SH SOLE 0 0 6602 UNITED PARCEL SERVICE INC CALL 911312106 476 4432 SH SOLE 0 0 4432 UNITED TECHNOLOGIES CORP CALL 913017109 580 5168 SH SOLE 0 0 5168 UNITEDHEALTH GROUP INC CALL 91324P102 783 4772 SH SOLE 0 0 4772 US BANCORP DEL CALL 902973304 1554 30174 SH SOLE 0 0 30174 VALLEY NATL BANCORP *W EXP 11/14/201 919794107 1920 162695 SH SOLE 0 0 162695 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932828 645 5133 SH SOLE 0 0 5133 VANGUARD BD INDEX FD INC LONG TERM BOND 921932885 894 7731 SH SOLE 0 0 7731 VANGUARD INDEX FDS CALL 922908769 13100 107977 SH SOLE 0 0 107977 VANGUARD INDEX FDS TOTAL STK MKT 922908751 2057 15433 SH SOLE 0 0 15433 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042775 492 10286 SH SOLE 0 0 10286 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042858 1068 26900 SH SOLE 0 0 26900 VANGUARD SPECIALIZED PORTFOL CALL 921908844 4310 47922 SH SOLE 0 0 47922 VANGUARD TAX MANAGED INTL FD CALL 921943858 1330 33834 SH SOLE 0 0 33834 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946406 296 3815 SH SOLE 0 0 3815 VECTOR GROUP LTD CALL 92240M108 293 14072 SH SOLE 0 0 14072 VERIZON COMMUNICATIONS INC CALL 92343V104 2726 55912 SH SOLE 0 0 55912 VODAFONE GROUP PLC NEW CALL 92857W308 231 8735 SH SOLE 0 0 8735 WALGREENS BOOTS ALLIANCE INC COM 931142103 960 13316 SH SOLE 0 0 13316 WATSCO INC COM 931427108 1139 13716 SH SOLE 0 0 13716 WELLS FARGO & CO NEW *W EXP 10/28/201 949746101 1034 18574 SH SOLE 0 0 18574 WISDOMTREE TR FNDMTL HGH YLD 46429B655 331 6500 SH SOLE 0 0 6500 WISDOMTREE TR JP SMALLCP DIV 464288281 624 5483 SH SOLE 0 0 5483 WISDOMTREE TR NEGT DUR HIG YLD 464288414 2314 21235 SH SOLE 0 0 21235 WORKIVA INC COM CL A 92826C839 1249 14059 SH SOLE 0 0 14059 XCEL ENERGY INC CALL 98389B100 419 9419 SH SOLE 0 0 9419 ZIOPHARM ONCOLOGY INC COM 989701107 352 8377 SH SOLE 0 0 8377