0001379995-16-000009.txt : 20160212 0001379995-16-000009.hdr.sgml : 20160212 20160212112038 ACCESSION NUMBER: 0001379995-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 161416229 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001379995 XXXXXXXX 12-31-2015 12-31-2015 HBK Sorce Advisory LLC

5121 ZUCK ROAD ERIE PA 16506

13F HOLDINGS REPORT 028-12153 N Lynda Lytle 814-836-5776 Lynda Lytle Erie PA 02-12-2016 0 217 382780 false INFORMATION TABLE 2 13F20151231.xml 3M CO COM 88579Y101 1015 6736 SH SOLE 0 0 6736 ABBOTT LABS COM 002824100 335 7458 SH SOLE 0 0 7458 ABBVIE INC COM 00287Y109 640 10799 SH SOLE 0 0 10799 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 348 3333 SH SOLE 0 0 3333 ADOBE SYS INC COM 00724F101 423 4506 SH SOLE 0 0 4506 AFLAC INC COM 001055102 543 9063 SH SOLE 0 0 9063 ALPS ETF TR ALERIAN ENERGY 00162Q676 1397 80097 SH SOLE 0 0 80097 ALTRIA GROUP INC COM 02209S103 3612 62055 SH SOLE 0 0 62055 AMAZON COM INC COM 023135106 344 509 SH SOLE 0 0 509 AMERICAN ELEC PWR INC COM 025537101 570 9779 SH SOLE 0 0 9779 AMERICAN INTL GROUP INC COM NEW 026874784 491 7917 SH SOLE 0 0 7917 AMERICAN WTR WKS CO INC NEW COM 030420103 209 3490 SH SOLE 0 0 3490 AMGEN INC COM 031162100 379 2332 SH SOLE 0 0 2332 APACHE CORP COM 037411105 328 7384 SH SOLE 0 0 7384 APPLE INC COM 037833100 3959 37610 SH SOLE 0 0 37610 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 49 50000 SH SOLE 0 0 50000 ARES CAP CORP NOTE 4.875% 3/1 04010LAG8 50 50000 SH SOLE 0 0 50000 AT&T INC COM 00206R102 1847 53674 SH SOLE 0 0 53674 ATWOOD OCEANICS INC COM 050095108 117 11436 SH SOLE 0 0 11436 B & G FOODS INC NEW COM 05508R106 330 9430 SH SOLE 0 0 9430 BANK AMER CORP COM 060505104 776 46112 SH SOLE 0 0 46112 BANK NEW YORK MELLON CORP COM 064058100 202 4899 SH SOLE 0 0 4899 BARD C R INC COM 067383109 719 3798 SH SOLE 0 0 3798 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1909 14454 SH SOLE 0 0 14454 BIOGEN INC COM 09062X103 256 836 SH SOLE 0 0 836 BOEING CO COM 097023105 615 4256 SH SOLE 0 0 4256 BRISTOL MYERS SQUIBB CO COM 110122108 507 7372 SH SOLE 0 0 7372 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 335 6237 SH SOLE 0 0 6237 CA INC COM 12673P105 305 10671 SH SOLE 0 0 10671 CABELAS INC COM 126804301 260 5572 SH SOLE 0 0 5572 CATALYST PHARMACEUTICALS INC COM 14888U101 27 11109 SH SOLE 0 0 11109 CBS CORP NEW CL B 124857202 284 6018 SH SOLE 0 0 6018 CELGENE CORP COM 151020104 788 6580 SH SOLE 0 0 6580 CENTERSTATE BANKS INC COM 15201P109 2247 143559 SH SOLE 0 0 143559 CHEVRON CORP NEW COM 166764100 860 9557 SH SOLE 0 0 9557 CINCINNATI FINL CORP COM 172062101 457 7717 SH SOLE 0 0 7717 CISCO SYS INC COM 17275R102 829 30541 SH SOLE 0 0 30541 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 628 34538 SH SOLE 0 0 34538 CLOROX CO DEL COM 189054109 315 2480 SH SOLE 0 0 2480 COCA COLA CO COM 191216100 3226 75099 SH SOLE 0 0 75099 COLGATE PALMOLIVE CO COM 194162103 211 3160 SH SOLE 0 0 3160 COMCAST CORP NEW CL A 20030N101 335 5928 SH SOLE 0 0 5928 CONOCOPHILLIPS COM 20825C104 482 10332 SH SOLE 0 0 10332 CONSOLIDATED COMM HLDGS INC COM 209034107 434 20710 SH SOLE 0 0 20710 COSTCO WHSL CORP NEW COM 22160K105 764 4733 SH SOLE 0 0 4733 CUMMINS INC COM 231021106 233 2645 SH SOLE 0 0 2645 CVS HEALTH CORP COM 126650100 778 7954 SH SOLE 0 0 7954 CYTORI THERAPEUTICS INC COM 23283K105 5 24705 SH SOLE 0 0 24705 DANAHER CORP DEL COM 235851102 497 5352 SH SOLE 0 0 5352 DAWSON GEOPHYSICAL CO NEW COM 239360100 181 52259 SH SOLE 0 0 52259 DIREXION SHS ETF TR DLY S&P 500 BEAR 25459Y371 175 10335 SH SOLE 0 0 10335 DISNEY WALT CO COM DISNEY 254687106 1044 9935 SH SOLE 0 0 9935 DOMINION RES INC VA NEW COM 25746U109 567 8389 SH SOLE 0 0 8389 DOW CHEM CO COM 260543103 343 6668 SH SOLE 0 0 6668 DU PONT E I DE NEMOURS & CO COM 263534109 693 10408 SH SOLE 0 0 10408 ERIE INDTY CO CL A 29530P102 1039 10865 SH SOLE 0 0 10865 EVERSOURCE ENERGY COM 30040W108 670 13128 SH SOLE 0 0 13128 EXELON CORP COM 30161N101 222 7984 SH SOLE 0 0 7984 FACEBOOK INC CL A 30303M102 730 6975 SH SOLE 0 0 6975 FARMERS NATL BANC CORP COM 309627107 719 83587 SH SOLE 0 0 83587 FIRST TR EXCHANGE TRADED FD INCOME INDEX FD 33738R209 6777 407987 SH SOLE 0 0 407987 FNB CORP PA COM 302520101 593 44445 SH SOLE 0 0 44445 GAS NAT INC COM 367204104 82 10957 SH SOLE 0 0 10957 GENERAL ELECTRIC CO COM 369604103 4063 130433 SH SOLE 0 0 130433 GENERAL MLS INC COM 370334104 656 11377 SH SOLE 0 0 11377 GENUINE PARTS CO COM 372460105 205 2388 SH SOLE 0 0 2388 GILEAD SCIENCES INC COM 375558103 1057 10446 SH SOLE 0 0 10446 GOLDMAN SACHS GROUP INC COM 38141G104 311 1725 SH SOLE 0 0 1725 GOOGLE INC CL A 38259P508 1904 2471 SH SOLE 0 0 2471 HALLIBURTON CO COM 406216101 214 6300 SH SOLE 0 0 6300 HANESBRANDS INC COM 410345102 299 10156 SH SOLE 0 0 10156 HARTFORD FINL SVCS GROUP INC COM 416515104 249 5719 SH SOLE 0 0 5719 HASBRO INC COM 418056107 493 7314 SH SOLE 0 0 7314 HERSHEY CO COM 427866108 269 3016 SH SOLE 0 0 3016 HEXCEL CORP NEW COM 428291108 243 5227 SH SOLE 0 0 5227 HOME DEPOT INC COM 437076102 771 5833 SH SOLE 0 0 5833 HONEYWELL INTL INC COM 438516106 355 3432 SH SOLE 0 0 3432 HORMEL FOODS CORP COM 440452100 382 4832 SH SOLE 0 0 4832 HUNTINGTON BANCSHARES INC COM 446150104 183 16507 SH SOLE 0 0 16507 ICICI BK LTD ADR 45104G104 80 10196 SH SOLE 0 0 10196 INTEL CORP COM 458140100 1345 39039 SH SOLE 0 0 39039 INTERNATIONAL BUSINESS MACHS COM 459200101 1207 8769 SH SOLE 0 0 8769 ISHARES TR CORE HIGH DV ETF 46429B663 775 10560 SH SOLE 0 0 10560 ISHARES TR CORE S&P MCP ETF 464287507 314 2253 SH SOLE 0 0 2253 ISHARES TR CORE S&P SCP ETF 464287804 842 7643 SH SOLE 0 0 7643 ISHARES TR CORE S&P500 ETF 464287200 406 1982 SH SOLE 0 0 1982 ISHARES TR MICRO-CAP ETF 464288869 479 6641 SH SOLE 0 0 6641 ISHARES TR MSCI EAFE ETF 464287465 1497 25501 SH SOLE 0 0 25501 ISHARES TR MSCI KLD400 SOC 464288570 234 3089 SH SOLE 0 0 3089 ISHARES TR NAT AMT FREE BD 464288414 2346 21193 SH SOLE 0 0 21193 ISHARES TR RUS 1000 ETF 464287622 8062 71153 SH SOLE 0 0 71153 ISHARES TR RUS 1000 GRW ETF 464287614 2839 28542 SH SOLE 0 0 28542 ISHARES TR RUS 1000 VAL ETF 464287598 1179 12044 SH SOLE 0 0 12044 ISHARES TR RUS 2000 GRW ETF 464287648 576 4136 SH SOLE 0 0 4136 ISHARES TR RUS 2000 VAL ETF 464287630 241 2618 SH SOLE 0 0 2618 ISHARES TR RUS MID-CAP ETF 464287499 433 2701 SH SOLE 0 0 2701 ISHARES TR RUSSELL 2000 ETF 464287655 495 4396 SH SOLE 0 0 4396 ISHARES TR S&P 500 GRWT ETF 464287309 401 3465 SH SOLE 0 0 3465 ISHARES TR S&P 500 VAL ETF 464287408 321 3628 SH SOLE 0 0 3628 ISHARES TR S&P MC 400GR ETF 464287606 210 1307 SH SOLE 0 0 1307 ISHARES TR SELECT DIVID ETF 464287168 770 10249 SH SOLE 0 0 10249 ISHARES TR U.S. PFD STK ETF 464288687 548 14101 SH SOLE 0 0 14101 JOHNSON & JOHNSON COM 478160104 2137 20803 SH SOLE 0 0 20803 JOHNSON CTLS INC COM 478366107 1261 31926 SH SOLE 0 0 31926 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9260 319630 SH SOLE 0 0 319630 JPMORGAN CHASE & CO COM 46625H100 1926 29169 SH SOLE 0 0 29169 KIMBERLY CLARK CORP COM 494368103 798 6273 SH SOLE 0 0 6273 KRAFT HEINZ CO COM 500754106 1099 15101 SH SOLE 0 0 15101 LILLY ELI & CO COM 532457108 588 6982 SH SOLE 0 0 6982 LOCKHEED MARTIN CORP COM 539830109 455 2095 SH SOLE 0 0 2095 M & T BK CORP COM 55261F104 339 2798 SH SOLE 0 0 2798 MANULIFE FINL CORP COM 56501R106 178 11868 SH SOLE 0 0 11868 MASTERCARD INC CL A 57636Q104 327 3357 SH SOLE 0 0 3357 MCDONALDS CORP COM 580135101 889 7529 SH SOLE 0 0 7529 MERCK & CO INC NEW COM 58933Y105 426 8064 SH SOLE 0 0 8064 METLIFE INC COM 59156R108 204 4233 SH SOLE 0 0 4233 MICROSOFT CORP COM 594918104 2638 47550 SH SOLE 0 0 47550 MIDDLEBURG FINANCIAL CORP COM 596094102 237 12800 SH SOLE 0 0 12800 MONDELEZ INTL INC CL A 609207105 1677 37389 SH SOLE 0 0 37389 NEXTERA ENERGY INC COM 65339F101 994 9569 SH SOLE 0 0 9569 NIKE INC CL B 654106103 492 7872 SH SOLE 0 0 7872 NORTHROP GRUMMAN CORP COM 666807102 254 1347 SH SOLE 0 0 1347 NORTHWEST BANCSHARES INC MD COM 667340103 360 26901 SH SOLE 0 0 26901 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 240 16050 SH SOLE 0 0 16050 NXP SEMICONDUCTORS N V COM N6596X109 262 3107 SH SOLE 0 0 3107 ORACLE CORP COM 68389X105 560 15321 SH SOLE 0 0 15321 PARKER HANNIFIN CORP COM 701094104 258 2658 SH SOLE 0 0 2658 PAYCHEX INC COM 704326107 835 15791 SH SOLE 0 0 15791 PEPSICO INC COM 713448108 1087 10876 SH SOLE 0 0 10876 PFIZER INC COM 717081103 827 25620 SH SOLE 0 0 25620 PHILIP MORRIS INTL INC COM 718172109 2800 31848 SH SOLE 0 0 31848 PHILLIPS 66 COM 718546104 282 3448 SH SOLE 0 0 3448 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2662 29054 SH SOLE 0 0 29054 PNC FINL SVCS GROUP INC COM 693475105 1871 19626 SH SOLE 0 0 19626 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 77 16260 SH SOLE 0 0 16260 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 592 39571 SH SOLE 0 0 39571 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 941 8409 SH SOLE 0 0 8409 PPG INDS INC COM 693506107 461 4667 SH SOLE 0 0 4667 PPL CORP COM 69351T106 702 20583 SH SOLE 0 0 20583 PRICE T ROWE GROUP INC COM 74144T108 306 4277 SH SOLE 0 0 4277 PROCTER & GAMBLE CO COM 742718109 1461 18403 SH SOLE 0 0 18403 PROSHARES TR RAFI LG SHT FD 74347X310 5164 132724 SH SOLE 0 0 132724 PRUDENTIAL FINL INC COM 744320102 363 4459 SH SOLE 0 0 4459 QUALCOMM INC COM 747525103 1002 20054 SH SOLE 0 0 20054 RAYTHEON CO COM NEW 755111507 377 3028 SH SOLE 0 0 3028 RITE AID CORP COM 767754104 184 23507 SH SOLE 0 0 23507 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 313 6842 SH SOLE 0 0 6842 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1076 14035 SH SOLE 0 0 14035 SCANA CORP NEW COM 80589M102 408 6737 SH SOLE 0 0 6737 SCHLUMBERGER LTD COM 806857108 492 7058 SH SOLE 0 0 7058 SCHWAB CHARLES CORP NEW COM 808513105 203 6175 SH SOLE 0 0 6175 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4058 208008 SH SOLE 0 0 208008 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 41262 1497159 SH SOLE 0 0 1497159 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2003 69483 SH SOLE 0 0 69483 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1062 44588 SH SOLE 0 0 44588 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 452 8965 SH SOLE 0 0 8965 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1078 20936 SH SOLE 0 0 20936 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 422 8610 SH SOLE 0 0 8610 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 7678 180921 SH SOLE 0 0 180921 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 79987 1646843 SH SOLE 0 0 1646843 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 28556 548265 SH SOLE 0 0 548265 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 315 5219 SH SOLE 0 0 5219 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 376 15770 SH SOLE 0 0 15770 SHERWIN WILLIAMS CO COM 824348106 296 1139 SH SOLE 0 0 1139 SOUTHERN CO COM 842587107 606 12942 SH SOLE 0 0 12942 SPDR GOLD TRUST GOLD SHS 78463V107 360 3552 SH SOLE 0 0 3552 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 235 6020 SH SOLE 0 0 6020 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1821 59108 SH SOLE 0 0 59108 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 1719 57718 SH SOLE 0 0 57718 SPDR S&P 500 ETF TR TR UNIT 78462F103 1146 5621 SH SOLE 0 0 5621 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 631 2483 SH SOLE 0 0 2483 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 404 16450 SH SOLE 0 0 16450 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 972 8255 SH SOLE 0 0 8255 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 463 6086 SH SOLE 0 0 6086 SPDR SERIES TRUST S&P DIVID ETF 78464A763 327 4450 SH SOLE 0 0 4450 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 254 5690 SH SOLE 0 0 5690 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 9847 299575 SH SOLE 0 0 299575 STARBUCKS CORP COM 855244109 419 6974 SH SOLE 0 0 6974 SUN LIFE FINL INC COM 866796105 562 18000 SH SOLE 0 0 18000 SYNOVUS FINL CORP COM NEW 87161C501 4303 132895 SH SOLE 0 0 132895 SYSCO CORP COM 871829107 269 6571 SH SOLE 0 0 6571 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 211 9265 SH SOLE 0 0 9265 TEXTRON INC COM 883203101 210 5005 SH SOLE 0 0 5005 THERMO FISHER SCIENTIFIC INC COM 883556102 565 3982 SH SOLE 0 0 3982 TJX COS INC NEW COM 872540109 269 3800 SH SOLE 0 0 3800 TOTAL SYS SVCS INC COM 891906109 8239 165440 SH SOLE 0 0 165440 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2379 90927 SH SOLE 0 0 90927 UNION PAC CORP COM 907818108 201 2573 SH SOLE 0 0 2573 UNITED CMNTY FINL CORP OHIO COM 909839102 185 31428 SH SOLE 0 0 31428 UNITED PARCEL SERVICE INC CL B 911312106 368 3824 SH SOLE 0 0 3824 UNITED TECHNOLOGIES CORP COM 913017109 703 7321 SH SOLE 0 0 7321 UNITEDHEALTH GROUP INC COM 91324P102 342 2910 SH SOLE 0 0 2910 US BANCORP DEL COM NEW 902973304 702 16451 SH SOLE 0 0 16451 VALLEY NATL BANCORP COM 919794107 163 16567 SH SOLE 0 0 16567 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 812 8654 SH SOLE 0 0 8654 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 532 5367 SH SOLE 0 0 5367 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 844 15961 SH SOLE 0 0 15961 VANGUARD INDEX FDS GROWTH ETF 922908736 584 5493 SH SOLE 0 0 5493 VANGUARD INDEX FDS MID CAP ETF 922908629 1739 14479 SH SOLE 0 0 14479 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5239 28023 SH SOLE 0 0 28023 VANGUARD INDEX FDS SMALL CP ETF 922908751 1482 13394 SH SOLE 0 0 13394 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9623 92260 SH SOLE 0 0 92260 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1483 34161 SH SOLE 0 0 34161 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 854 26109 SH SOLE 0 0 26109 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 382 7654 SH SOLE 0 0 7654 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3937 50634 SH SOLE 0 0 50634 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1422 38722 SH SOLE 0 0 38722 VECTOR GROUP LTD COM 92240M108 314 13299 SH SOLE 0 0 13299 VERIZON COMMUNICATIONS INC COM 92343V104 2148 46475 SH SOLE 0 0 46475 VISA INC COM CL A 92826C839 726 9357 SH SOLE 0 0 9357 WALGREENS BOOTS ALLIANCE INC COM 931427108 418 4907 SH SOLE 0 0 4907 WAL-MART STORES INC COM 931142103 544 8868 SH SOLE 0 0 8868 WELLS FARGO & CO NEW COM 949746101 1481 27239 SH SOLE 0 0 27239 WISDOMTREE TR BOFA MERLYN ZE 97717W430 1013 46228 SH SOLE 0 0 46228 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 387 7191 SH SOLE 0 0 7191 WISDOMTREE TR FUTRE STRAT FD 97717W125 459 10991 SH SOLE 0 0 10991 XCEL ENERGY INC COM 98389B100 233 6481 SH SOLE 0 0 6481