0001379995-15-000002.txt : 20150213
0001379995-15-000002.hdr.sgml : 20150213
20150213091423
ACCESSION NUMBER: 0001379995-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HBK Sorce Advisory LLC
CENTRAL INDEX KEY: 0001379995
IRS NUMBER: 341925728
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12153
FILM NUMBER: 15609305
BUSINESS ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
BUSINESS PHONE: 8148365776
MAIL ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001379995
XXXXXXXX
12-31-2014
12-31-2014
HBK Sorce Advisory LLC
5121 ZUCK ROAD
ERIE
PA
16506
13F HOLDINGS REPORT
028-12153
N
Lynda Lytle
Compliance Supervisor
814-836-5776
Lynda Lytle
Erie
PA
02-13-2015
0
193
290191
false
INFORMATION TABLE
2
20141231FFilingBody.xml
13F SECURITY HOLDINGS
3M CO
COM
88579Y101
1150
6997
SH
SOLE
0
0
6997
ABBOTT LABS
COM
002824100
279
6192
SH
SOLE
0
0
6192
ABBVIE INC
COM
00287Y109
480
7338
SH
SOLE
0
0
7338
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
418
4677
SH
SOLE
0
0
4677
ADOBE SYS INC
COM
00724F101
266
3660
SH
SOLE
0
0
3660
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
373
3587
SH
SOLE
0
0
3587
ALPS ETF TR
ALERIAN MLP
00162Q866
815
46542
SH
SOLE
0
0
46542
ALTRIA GROUP INC
COM
02209S103
2959
60063
SH
SOLE
0
0
60063
AMERICAN ELEC PWR INC
COM
025537101
404
6651
SH
SOLE
0
0
6651
AMERICAN EXPRESS CO
COM
025816109
460
4939
SH
SOLE
0
0
4939
AMERICAN INTL GROUP INC
COM NEW
026874784
363
6489
SH
SOLE
0
0
6489
AMETEK INC NEW
COM
031100100
225
4272
SH
SOLE
0
0
4272
AMGEN INC
COM
031162100
385
2419
SH
SOLE
0
0
2419
AON PLC
SHS CL A
G0408V102
245
2586
SH
SOLE
0
0
2586
APPLE INC
COM
037833100
3118
28248
SH
SOLE
0
0
28248
APPLIED MATLS INC
COM
038222105
242
9692
SH
SOLE
0
0
9692
AT&T INC
COM
00206R102
1245
37073
SH
SOLE
0
0
37073
ATMOS ENERGY CORP
COM
049560105
328
5880
SH
SOLE
0
0
5880
ATWOOD OCEANICS INC
COM
050095108
243
8124
SH
SOLE
0
0
8124
B & G FOODS INC NEW
COM
05508R106
244
8160
SH
SOLE
0
0
8160
BANK AMER CORP
COM
060505104
222
12395
SH
SOLE
0
0
12395
BANK NEW YORK MELLON CORP
COM
064058100
219
5386
SH
SOLE
0
0
5386
BARD C R INC
COM
067383109
635
3812
SH
SOLE
0
0
3812
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1987
13233
SH
SOLE
0
0
13233
BIOGEN IDEC INC
COM
09062X103
520
1532
SH
SOLE
0
0
1532
BOEING CO
COM
097023105
235
1810
SH
SOLE
0
0
1810
BP PLC
SPONSORED ADR
055622104
221
5810
SH
SOLE
0
0
5810
BRISTOL MYERS SQUIBB CO
COM
110122108
452
7658
SH
SOLE
0
0
7658
CABELAS INC
COM
126804301
306
5801
SH
SOLE
0
0
5801
CANADIAN NATL RY CO
COM
136375102
212
3075
SH
SOLE
0
0
3075
CELGENE CORP
COM
151020104
792
7083
SH
SOLE
0
0
7083
CENTERSTATE BANKS INC
COM
15201P109
2387
200457
SH
SOLE
0
0
200457
CENTURYLINK INC
COM
156700106
256
6475
SH
SOLE
0
0
6475
CHEVRON CORP NEW
COM
166764100
1006
8969
SH
SOLE
0
0
8969
CHUBB CORP
COM
171232101
232
2245
SH
SOLE
0
0
2245
CISCO SYS INC
COM
17275R102
801
28787
SH
SOLE
0
0
28787
CITIGROUP INC
COM NEW
172967424
283
5230
SH
SOLE
0
0
5230
CLAYMORE EXCHANGE TRD FD TR
GUG MULTI ASSET
18383M506
326
14595
SH
SOLE
0
0
14595
CLOROX CO DEL
COM
189054109
256
2460
SH
SOLE
0
0
2460
COCA COLA CO
COM
191216100
3121
73934
SH
SOLE
0
0
73934
COMCAST CORP NEW
CL A
20030N101
260
4479
SH
SOLE
0
0
4479
CONOCOPHILLIPS
COM
20825C104
746
10799
SH
SOLE
0
0
10799
CONSOLIDATED COMM HLDGS INC
COM
209034107
516
18540
SH
SOLE
0
0
18540
COSTCO WHSL CORP NEW
COM
22160K105
581
4097
SH
SOLE
0
0
4097
CUMMINS INC
COM
231021106
443
3072
SH
SOLE
0
0
3072
CVS HEALTH CORP
COM
126650100
544
5650
SH
SOLE
0
0
5650
DANAHER CORP DEL
COM
235851102
578
6749
SH
SOLE
0
0
6749
DISNEY WALT CO
COM DISNEY
254687106
745
7910
SH
SOLE
0
0
7910
DOMINION RES INC VA NEW
COM
25746U109
640
8319
SH
SOLE
0
0
8319
DU PONT E I DE NEMOURS & CO
COM
263534109
1332
18015
SH
SOLE
0
0
18015
EBAY INC
COM
278642103
354
6301
SH
SOLE
0
0
6301
ERIE INDTY CO
CL A
29530P102
1355
14926
SH
SOLE
0
0
14926
FACEBOOK INC
CL A
30303M102
286
3664
SH
SOLE
0
0
3664
FARMERS NATL BANC CORP
COM
309627107
343
41086
SH
SOLE
0
0
41086
FNB CORP PA
COM
302520101
592
44434
SH
SOLE
0
0
44434
FORD MTR CO DEL
COM PAR $0.01
345370860
159
10290
SH
SOLE
0
0
10290
GENERAL ELECTRIC CO
COM
369604103
2900
114762
SH
SOLE
0
0
114762
GILEAD SCIENCES INC
COM
375558103
809
8578
SH
SOLE
0
0
8578
GOLDMAN SACHS GROUP INC
COM
38141G104
291
1500
SH
SOLE
0
0
1500
GOOGLE INC
CL A
38259P508
1033
1953
SH
SOLE
0
0
1953
HALLIBURTON CO
COM
406216101
212
5395
SH
SOLE
0
0
5395
HANESBRANDS INC
COM
410345102
233
2083
SH
SOLE
0
0
2083
HASBRO INC
COM
418056107
315
5727
SH
SOLE
0
0
5727
HERSHEY CO
COM
427866108
303
2918
SH
SOLE
0
0
2918
HEXCEL CORP NEW
COM
428291108
204
4916
SH
SOLE
0
0
4916
HOME DEPOT INC
COM
437076102
710
6761
SH
SOLE
0
0
6761
HUNTINGTON BANCSHARES INC
COM
446150104
175
16601
SH
SOLE
0
0
16601
INTEL CORP
COM
458140100
1418
39129
SH
SOLE
0
0
39129
INTERNATIONAL BUSINESS MACHS
COM
459200101
1477
9206
SH
SOLE
0
0
9206
ISHARES
JP MOR EM MK ETF
464288281
290
2640
SH
SOLE
0
0
2640
ISHARES
MICRO-CAP ETF
464288869
6732
87457
SH
SOLE
0
0
87457
ISHARES
NAT AMT FREE BD
464288414
2753
24948
SH
SOLE
0
0
24948
ISHARES
U.S. PFD STK ETF
464288687
502
12723
SH
SOLE
0
0
12723
ISHARES TR
CORE HIGH DV ETF
46429B663
1448
18914
SH
SOLE
0
0
18914
ISHARES TR
CORE S&P SCP ETF
464287804
704
6168
SH
SOLE
0
0
6168
ISHARES TR
CORE S&P500 ETF
464287200
345
1666
SH
SOLE
0
0
1666
ISHARES TR
MSCI EAFE ETF
464287465
1576
25902
SH
SOLE
0
0
25902
ISHARES TR
RUS 1000 ETF
464287622
8390
73190
SH
SOLE
0
0
73190
ISHARES TR
RUS 1000 GRW ETF
464287614
2793
29210
SH
SOLE
0
0
29210
ISHARES TR
RUS 1000 VAL ETF
464287598
957
9167
SH
SOLE
0
0
9167
ISHARES TR
RUS 2000 GRW ETF
464287648
461
3235
SH
SOLE
0
0
3235
ISHARES TR
RUS 2000 VAL ETF
464287630
251
2471
SH
SOLE
0
0
2471
ISHARES TR
RUS MID-CAP ETF
464287499
527
3156
SH
SOLE
0
0
3156
ISHARES TR
RUSSELL 2000 ETF
464287655
526
4398
SH
SOLE
0
0
4398
ISHARES TR
S&P 500 GRWT ETF
464287309
217
1325
SH
SOLE
0
0
1325
ISHARES TR
S&P MC 400GR ETF
464287606
209
1307
SH
SOLE
0
0
1307
ISHARES TR
SELECT DIVID ETF
464287168
1211
15251
SH
SOLE
0
0
15251
JOHNSON & JOHNSON
COM
478160104
2369
22650
SH
SOLE
0
0
22650
JOHNSON CTLS INC
COM
478366107
1482
30664
SH
SOLE
0
0
30664
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
17268
375792
SH
SOLE
0
0
375792
JPMORGAN CHASE & CO
COM
46625H100
1200
19173
SH
SOLE
0
0
19173
KIMBERLY CLARK CORP
COM
494368103
656
5680
SH
SOLE
0
0
5680
KINDER MORGAN INC DEL
COM
49456B101
906
21408
SH
SOLE
0
0
21408
KRAFT FOODS GROUP INC
COM
50076Q106
1169
18649
SH
SOLE
0
0
18649
LILLY ELI & CO
COM
532457108
285
4133
SH
SOLE
0
0
4133
LOCKHEED MARTIN CORP
COM
539830109
249
1295
SH
SOLE
0
0
1295
M & T BK CORP
COM
55261F104
382
3041
SH
SOLE
0
0
3041
MASTERCARD INC
CL A
57636Q104
290
3366
SH
SOLE
0
0
3366
MCDONALDS CORP
COM
580135101
730
7791
SH
SOLE
0
0
7791
MEDTRONIC INC
COM
585055106
449
6217
SH
SOLE
0
0
6217
MERCK & CO INC NEW
COM
58933Y105
408
7181
SH
SOLE
0
0
7181
MICROSOFT CORP
COM
594918104
2061
44361
SH
SOLE
0
0
44361
MIDDLEBURG FINANCIAL CORP
COM
596094102
231
12800
SH
SOLE
0
0
12800
MONDELEZ INTL INC
CL A
609207105
1314
36173
SH
SOLE
0
0
36173
NATIONAL FUEL GAS CO N J
COM
636180101
226
3253
SH
SOLE
0
0
3253
NEXTERA ENERGY INC
COM
65339F101
1014
9565
SH
SOLE
0
0
9565
NIKE INC
CL B
654106103
230
2394
SH
SOLE
0
0
2394
NORDSTROM INC
COM
655664100
220
2774
SH
SOLE
0
0
2774
NORTHEAST UTILS
COM
664397106
700
13073
SH
SOLE
0
0
13073
NORTHWEST BANCSHARES INC MD
COM
667340103
284
22653
SH
SOLE
0
0
22653
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
282
19130
SH
SOLE
0
0
19130
ORACLE CORP
COM
68389X105
663
14754
SH
SOLE
0
0
14754
PARKER HANNIFIN CORP
COM
701094104
225
1745
SH
SOLE
0
0
1745
PAYCHEX INC
COM
704326107
510
11040
SH
SOLE
0
0
11040
PENGROWTH ENERGY CORP
COM
70706P104
64
20612
SH
SOLE
0
0
20612
PENN WEST PETE LTD NEW
COM
707887105
34
16182
SH
SOLE
0
0
16182
PEPSICO INC
COM
713448108
1289
13633
SH
SOLE
0
0
13633
PFIZER INC
COM
717081103
783
25170
SH
SOLE
0
0
25170
PHILIP MORRIS INTL INC
COM
718172109
3024
37130
SH
SOLE
0
0
37130
PHILLIPS 66
COM
718546104
241
3362
SH
SOLE
0
0
3362
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
4259
42242
SH
SOLE
0
0
42242
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
288
2850
SH
SOLE
0
0
2850
PNC FINL SVCS GROUP INC
COM
693475105
1674
18345
SH
SOLE
0
0
18345
POLARIS INDS INC
COM
731068102
237
1569
SH
SOLE
0
0
1569
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
478
32538
SH
SOLE
0
0
32538
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
695
6732
SH
SOLE
0
0
6732
PPG INDS INC
COM
693506107
674
2917
SH
SOLE
0
0
2917
PPL CORP
COM
69351T106
756
20810
SH
SOLE
0
0
20810
PRICE T ROWE GROUP INC
COM
74144T108
457
5321
SH
SOLE
0
0
5321
PROCTER & GAMBLE CO
COM
742718109
1915
21026
SH
SOLE
0
0
21026
PRUDENTIAL FINL INC
COM
744320102
334
3689
SH
SOLE
0
0
3689
QUALCOMM INC
COM
747525103
1910
25700
SH
SOLE
0
0
25700
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
415
6192
SH
SOLE
0
0
6192
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
1843
23025
SH
SOLE
0
0
23025
SCANA CORP NEW
COM
80589M102
294
4870
SH
SOLE
0
0
4870
SCHLUMBERGER LTD
COM
806857108
609
7136
SH
SOLE
0
0
7136
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1402
58655
SH
SOLE
0
0
58655
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
25745
890537
SH
SOLE
0
0
890537
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1138
39435
SH
SOLE
0
0
39435
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
276
10755
SH
SOLE
0
0
10755
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
780
14892
SH
SOLE
0
0
14892
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
249
5653
SH
SOLE
0
0
5653
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
39192
799029
SH
SOLE
0
0
799029
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
28196
511538
SH
SOLE
0
0
511538
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
215
2855
SH
SOLE
0
0
2855
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
390
15757
SH
SOLE
0
0
15757
SHERWIN WILLIAMS CO
COM
824348106
294
1117
SH
SOLE
0
0
1117
SOUTHERN CO
COM
842587107
576
11736
SH
SOLE
0
0
11736
SPDR GOLD TRUST
GOLD SHS
78463V107
386
3402
SH
SOLE
0
0
3402
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
645
15512
SH
SOLE
0
0
15512
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
566
16925
SH
SOLE
0
0
16925
SPDR INDEX SHS FDS
S&PINTL MC ETF
78463X764
1329
46967
SH
SOLE
0
0
46967
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1180
5740
SH
SOLE
0
0
5740
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
669
2535
SH
SOLE
0
0
2535
SPDR SERIES TRUST
BRCLY EM LOCL
78464A391
1391
48955
SH
SOLE
0
0
48955
SPDR SERIES TRUST
NUVN BRCLY MUNI
78464A458
227
9402
SH
SOLE
0
0
9402
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
432
5481
SH
SOLE
0
0
5481
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
269
6140
SH
SOLE
0
0
6140
SSGA ACTIVE ETF TR
MULT ASS RLRTN
78467V103
4651
174648
SH
SOLE
0
0
174648
STARBUCKS CORP
COM
855244109
291
3541
SH
SOLE
0
0
3541
SUN LIFE FINL INC
COM
866796105
651
18059
SH
SOLE
0
0
18059
SYSCO CORP
COM
871829107
244
6145
SH
SOLE
0
0
6145
THERMO FISHER SCIENTIFIC INC
COM
883556102
293
2341
SH
SOLE
0
0
2341
TIFFANY & CO NEW
COM
886547108
202
1889
SH
SOLE
0
0
1889
TJX COS INC NEW
COM
872540109
271
3951
SH
SOLE
0
0
3951
TYCO INTERNATIONAL LTD
SHS
H89128104
213
4846
SH
SOLE
0
0
4846
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
6047
148947
SH
SOLE
0
0
148947
UIL HLDG CORP
COM
902748102
330
7570
SH
SOLE
0
0
7570
UNION PAC CORP
COM
907818108
265
2228
SH
SOLE
0
0
2228
UNITED CMNTY FINL CORP OHIO
COM
909839102
138
25620
SH
SOLE
0
0
25620
UNITED PARCEL SERVICE INC
CL B
911312106
274
2464
SH
SOLE
0
0
2464
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
860
17816
SH
SOLE
0
0
17816
UNITED TECHNOLOGIES CORP
COM
913017109
757
6582
SH
SOLE
0
0
6582
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
798
8194
SH
SOLE
0
0
8194
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
506
4927
SH
SOLE
0
0
4927
VANGUARD INDEX FDS
GROWTH ETF
922908736
635
5122
SH
SOLE
0
0
5122
VANGUARD INDEX FDS
MID CAP ETF
922908629
258
2089
SH
SOLE
0
0
2089
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1161
6526
SH
SOLE
0
0
6526
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
9830
92314
SH
SOLE
0
0
92314
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3310
70645
SH
SOLE
0
0
70645
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1252
31293
SH
SOLE
0
0
31293
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
517
9869
SH
SOLE
0
0
9869
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
6510
80208
SH
SOLE
0
0
80208
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1467
38722
SH
SOLE
0
0
38722
VECTOR GROUP LTD
COM
92240M108
270
12668
SH
SOLE
0
0
12668
VECTREN CORP
COM
92240G101
375
8144
SH
SOLE
0
0
8144
VERIZON COMMUNICATIONS INC
COM
92343V104
2190
46809
SH
SOLE
0
0
46809
VISA INC
COM CL A
92826C839
477
1818
SH
SOLE
0
0
1818
WALGREENS BOOTS ALLIANCE INC
COM
931427108
401
5259
SH
SOLE
0
0
5259
WAL-MART STORES INC
COM
931142103
1037
12074
SH
SOLE
0
0
12074
WASTE MGMT INC DEL
COM
94106L109
279
5443
SH
SOLE
0
0
5443
WELLS FARGO & CO NEW
COM
949746101
1017
18559
SH
SOLE
0
0
18559
WYNN RESORTS LTD
COM
983134107
243
1635
SH
SOLE
0
0
1635
XCEL ENERGY INC
COM
98389B100
391
10878
SH
SOLE
0
0
10878