Compliance Supervisor

0001379995-14-000002.txt : 20140514 0001379995-14-000002.hdr.sgml : 20140514 20140514125140 ACCESSION NUMBER: 0001379995-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 14840374 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001379995 XXXXXXXX 03-31-2014 03-31-2014 HBK Sorce Advisory LLC

5121 ZUCK ROAD ERIE PA 16506

13F HOLDINGS REPORT 028-12153 N Lynda Lytle Compliance Supervisor 814-836-5776 Lynda Lytle Erie PA 05-14-2014 0 189 273910 false INFORMATION TABLE 2 2014033113FFilingBody.xml 13F HOLDING REPORT 3M CO COM 88579Y101 952 7019 SH SOLE 0 0 7019 ABBOTT LABS COM 002824100 251 6516 SH SOLE 0 0 6516 ABBVIE INC COM 00287Y109 347 6747 SH SOLE 0 0 6747 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 429 5449 SH SOLE 0 0 5449 ALPS ETF TR ALERIAN MLP 00162Q866 241 13640 SH SOLE 0 0 13640 ALTRIA GROUP INC COM 02209S103 2165 57834 SH SOLE 0 0 57834 AMERICAN ELEC PWR INC COM 025537101 392 7738 SH SOLE 0 0 7738 AMERICAN EXPRESS CO COM 025816109 240 2671 SH SOLE 0 0 2671 AMERISOURCEBERGEN CORP COM 03073E105 245 3741 SH SOLE 0 0 3741 AMETEK INC NEW COM 031100100 311 6045 SH SOLE 0 0 6045 AMGEN INC COM 031162100 372 3019 SH SOLE 0 0 3019 AON PLC SHS CL A G0408V102 308 3650 SH SOLE 0 0 3650 APACHE CORP COM 037411105 270 3260 SH SOLE 0 0 3260 APPLE INC COM 037833100 2162 4027 SH SOLE 0 0 4027 AT&T INC COM 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5473 KRAFT FOODS GROUP INC COM 50076Q106 927 16518 SH SOLE 0 0 16518 LOCKHEED MARTIN CORP COM 539830109 241 1478 SH SOLE 0 0 1478 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 466 8575 SH SOLE 0 0 8575 MCDONALDS CORP COM 580135101 992 10116 SH SOLE 0 0 10116 MEDTRONIC INC COM 585055106 327 5318 SH SOLE 0 0 5318 MERCK & CO INC NEW COM 58933Y105 343 6050 SH SOLE 0 0 6050 MICROSOFT CORP COM 594918104 1855 45252 SH SOLE 0 0 45252 MIDDLEBURG FINANCIAL CORP COM 596094102 225 12800 SH SOLE 0 0 12800 MONDELEZ INTL INC CL A 609207105 1240 35897 SH SOLE 0 0 35897 MOTOROLA SOLUTIONS INC COM NEW 620076307 213 3321 SH SOLE 0 0 3321 NATIONAL FUEL GAS CO N J COM 636180101 243 3467 SH SOLE 0 0 3467 NATIONAL OILWELL VARCO INC COM 637071101 268 3437 SH SOLE 0 0 3437 NEXTERA ENERGY INC COM 65339F101 924 9661 SH SOLE 0 0 9661 NIELSEN HOLDINGS N V COM N63218106 241 5409 SH SOLE 0 0 5409 NIKE INC CL B 654106103 211 2850 SH SOLE 0 0 2850 NORTHEAST UTILS COM 664397106 571 12558 SH SOLE 0 0 12558 NORTHWEST 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808524508 642 16628 SH SOLE 0 0 16628 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 30524 569484 SH SOLE 0 0 569484 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 295 3882 SH SOLE 0 0 3882 SIRIUS XM HLDGS INC COM 82968B103 34 10503 SH SOLE 0 0 10503 SOUTHERN CO COM 842587107 536 12196 SH SOLE 0 0 12196 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 290 1768 SH SOLE 0 0 1768 SPDR GOLD TRUST GOLD SHS 78463V107 393 3182 SH SOLE 0 0 3182 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 989 24020 SH SOLE 0 0 24020 SPDR S&P 500 ETF TR TR UNIT 78462F103 1407 7526 SH SOLE 0 0 7526 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 629 2510 SH SOLE 0 0 2510 SPDR SERIES TRUST S&P DIVID ETF 78464A763 400 5435 SH SOLE 0 0 5435 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 389 9175 SH SOLE 0 0 9175 STANLEY BLACK & DECKER INC COM 854502101 370 4549 SH SOLE 0 0 4549 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 263 3307 SH SOLE 0 0 3307 SUN LIFE FINL INC COM 866796105 625 18034 SH SOLE 0 0 18034 SUNCOR ENERGY INC NEW COM 867224107 237 6790 SH SOLE 0 0 6790 TJX COS INC NEW COM 872540109 236 3886 SH SOLE 0 0 3886 TWENTY FIRST CENTY FOX INC CL A 90130A101 212 6621 SH SOLE 0 0 6621 TYCO INTERNATIONAL LTD SHS H89128104 287 6760 SH SOLE 0 0 6760 UBS AG JERSEY BRH ALERIAN INFRST 902641646 9416 236412 SH SOLE 0 0 236412 UIL HLDG CORP COM 902748102 230 6260 SH SOLE 0 0 6260 UNION PAC CORP COM 907818108 349 1862 SH SOLE 0 0 1862 UNITED CMNTY FINL CORP OHIO COM 909839102 86 21818 SH SOLE 0 0 21818 UNITED PARCEL SERVICE INC CL B 911312106 218 2241 SH SOLE 0 0 2241 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1943 33151 SH SOLE 0 0 33151 UNITED TECHNOLOGIES CORP COM 913017109 768 6573 SH SOLE 0 0 6573 US BANCORP DEL COM NEW 902973304 203 4731 SH SOLE 0 0 4731 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 572 6176 SH SOLE 0 0 6176 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 293 2948 SH SOLE 0 0 2948 VANGUARD INDEX FDS GROWTH ETF 922908736 441 4718 SH SOLE 0 0 4718 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8528 87490 SH SOLE 0 0 87490 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5367 106615 SH SOLE 0 0 106615 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1263 31112 SH SOLE 0 0 31112 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 590 10006 SH SOLE 0 0 10006 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4873 65150 SH SOLE 0 0 65150 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1598 38722 SH SOLE 0 0 38722 VECTREN CORP COM 92240G101 306 7781 SH SOLE 0 0 7781 VERIZON COMMUNICATIONS INC COM 92343V104 1814 38138 SH SOLE 0 0 38138 VISA INC COM CL A 92826C839 313 1449 SH SOLE 0 0 1449 WALGREEN CO COM 931422109 289 4384 SH SOLE 0 0 4384 WAL-MART STORES INC COM 931142103 684 8949 SH SOLE 0 0 8949 WASTE MGMT INC DEL COM 94106L109 511 12148 SH SOLE 0 0 12148 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 218 12557 SH SOLE 0 0 12557 WELLS FARGO & CO NEW COM 949746101 819 16456 SH SOLE 0 0 16456 WYNN RESORTS LTD COM 983134107 280 1260 SH SOLE 0 0 1260 XCEL ENERGY INC COM 98389B100 360 11853 SH SOLE 0 0 11853