0001379995-13-000003.txt : 20130513 0001379995-13-000003.hdr.sgml : 20130513 20130513155226 ACCESSION NUMBER: 0001379995-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 13837240 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 edgar20130331.txt 13F SECURITIES HOLDINGS 13F-HR 03/31/2013 CIK 0001379995 CCC ajfdx*e6 SUBMISSION-CONTACT NAME Lynda Lytle PHONE 814-836-5776 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Sorce Advisory LLC Address: 5121 Zuck Road Erie, PA 16506 13F File Number: 028-12153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Wassmann Title: Chief Compliance Officer Phone: 814-836-5776 Signature, Place, and Date of Signing Michael Wassmann Erie, PA march 31, 2013 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 174 Form 13F Information Table Value Total: $245,035,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE 3M CO COM 88579Y101 877 8245 sh sole 0 0 8245 ABBOTT LABS COM 002824100 429 12156 sh sole 0 0 12156 ABBVIE INC COM 00287Y109 421 10313 sh sole 0 0 10313 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 347 4571 sh sole 0 0 4571 ALTRIA GROUP INC COM 02209S103 1818 52861 sh sole 0 0 52861 AMERICAN CAMPUS CMNTYS INC COM 024835100 431 9510 sh sole 0 0 9510 AMERICAN ELEC PWR INC COM 025537101 333 6839 sh sole 0 0 6839 AMERISOURCEBERGEN CORP COM 03073E105 387 7526 sh sole 0 0 7526 AMGEN INC COM 031162100 398 3887 sh sole 0 0 3887 ANALOG DEVICES INC COM 032654105 270 5798 sh sole 0 0 5798 APACHE CORP COM 037411105 471 6098 sh sole 0 0 6098 APPLE INC COM 037833100 1713 3979 sh sole 0 0 3979 AT&T INC COM 00206R102 1156 31512 sh sole 0 0 31512 ATMOS ENERGY CORP COM 049560105 251 5880 sh sole 0 0 5880 ATWOOD OCEANICS INC COM 050095108 645 12279 sh sole 0 0 12279 AUTOMATIC DATA PROCESSING IN COM 053015103 258 3973 sh sole 0 0 3973 AUTOZONE INC COM 053332102 210 529 sh sole 0 0 529 BAIDU INC SPON ADR REP A 056752108 303 3453 sh sole 0 0 3453 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 667 16430 sh sole 0 0 16430 BARD C R INC COM 067383109 383 3799 sh sole 0 0 3799 BARRICK GOLD CORP COM 067901108 397 13509 sh sole 0 0 13509 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1178 11305 sh sole 0 0 11305 BIOGEN IDEC INC COM 09062X103 266 1382 sh sole 0 0 1382 BP PLC SPONSORED ADR 055622104 252 5952 sh sole 0 0 5952 CABELAS INC COM 126804301 474 7798 sh sole 0 0 7798 CANADIAN NAT RES LTD COM 136385101 445 13841 sh sole 0 0 13841 CANADIAN PAC RY LTD COM 13645T100 201 1543 sh sole 0 0 1543 CELGENE CORP COM 151020104 233 2014 sh sole 0 0 2014 CEL-SCI CORP COM NEW 150837409 4 16160 sh sole 0 0 16160 CENTURYLINK INC COM 156700106 216 6161 sh sole 0 0 6161 CHEVRON CORP NEW COM 166764100 735 6189 sh sole 0 0 6189 CHICOS FAS INC COM 168615102 403 23961 sh sole 0 0 23961 CHUBB CORP COM 171232101 355 48451 sh sole 0 0 48451 CISCO SYS INC COM 17275R102 200 10553 sh sole 0 0 10553 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 295 12350 sh sole 0 0 12350 COCA COLA CO COM 191216100 3258 80553 sh sole 0 0 80553 COLGATE PALMOLIVE CO COM 194162103 209 1770 sh sole 0 0 1770 CONOCOPHILLIPS COM 20825C104 537 8930 sh sole 0 0 8930 CONSOLIDATED COMM HLDGS INC COM 209034107 271 15470 sh sole 0 0 15470 COSTCO WHSL CORP NEW COM 22160K105 409 3858 sh sole 0 0 3858 CVS CAREMARK CORPORATION COM 126650100 359 6537 sh sole 0 0 6537 DISNEY WALT CO COM DISNEY 254687106 391 6886 sh sole 0 0 6886 DOLLAR GEN CORP NEW COM 256677105 361 7138 sh sole 0 0 7138 DOLLAR TREE INC COM 256746108 339 7010 sh sole 0 0 7010 DOMINION RES INC VA NEW COM 25746U109 485 8334 sh sole 0 0 8334 DR PEPPER SNAPPLE GROUP INC COM 26138E109 265 5640 sh sole 0 0 5640 DU PONT E I DE NEMOURS & CO COM 263534109 882 17946 sh sole 0 0 17946 DUKE ENERGY CORP NEW COM NEW 26441C204 398 5476 sh sole 0 0 5476 E M C CORP MASS COM 268648102 472 19752 sh sole 0 0 19752 ERIE INDTY CO CL A 29530P102 997 13196 sh sole 0 0 13196 EXPRESS SCRIPTS HLDG CO COM 30219G108 712 12353 sh sole 0 0 12353 EXXON MOBIL CORP COM 30231G102 5477 60777 sh sole 0 0 60777 FAMILY DLR STORES INC COM 307000109 473 8005 sh sole 0 0 8005 FARMERS NATL BANC CORP COM 309627107 205 32512 sh sole 0 0 32512 FIRSTENERGY CORP COM 337932107 386 9136 sh sole 0 0 9136 FNB CORP PA COM 302520101 183 15114 sh sole 0 0 15114 FORD MTR CO DEL COM PAR $0.01 345370860 191 14558 sh sole 0 0 14558 GENERAL ELECTRIC CO COM 369604103 2999 129694 sh sole 0 0 129694 GILEAD SCIENCES INC COM 375558103 236 4818 sh sole 0 0 4818 GOOGLE INC CL A 38259P508 396 498 sh sole 0 0 498 HALLIBURTON CO COM 406216101 259 6411 sh sole 0 0 6411 HEINZ H J CO COM 423074103 241 3331 sh sole 0 0 3331 HERSHEY CO COM 427866108 255 2918 sh sole 0 0 2918 HOME DEPOT INC COM 437076102 220 3148 sh sole 0 0 3148 HUNTINGTON BANCSHARES INC COM 446150104 286 38814 sh sole 0 0 38814 INTEL CORP COM 458140100 669 30640 sh sole 0 0 30640 INTERNATIONAL BUSINESS MACHS COM 459200101 1873 8781 sh sole 0 0 8781 ISHARES GOLD TRUST ISHARES 464285105 491 31660 sh sole 0 0 31660 ISHARES INC EMRG MRK LC BD 464286517 566 10634 sh sole 0 0 10634 ISHARES SILVER TRUST ISHARES 46428Q109 614 22392 sh sole 0 0 22392 ISHARES TR CORE S&P SCP ETF 464287804 530 6093 sh sole 0 0 6093 ISHARES TR CORE S&P500 ETF 464287200 271 1723 sh sole 0 0 1723 ISHARES TR CORE TOTUSBD ETF 464287226 430 3884 sh sole 0 0 3884 ISHARES TR DJ SEL DIV INX 464287168 895 14109 sh sole 0 0 14109 ISHARES TR HGH DIV EQT FD 46429B663 745 11660 sh sole 0 0 11660 ISHARES TR JPMORGAN USD 464288281 1564 13294 sh sole 0 0 13294 ISHARES TR MSCI EAFE INDEX 464287465 2127 36063 sh sole 0 0 36063 ISHARES TR MSCI EMERG MKT 464287234 495 11575 sh sole 0 0 11575 ISHARES TR RSSL MCRCP IDX 464288869 5480 93418 sh sole 0 0 93418 ISHARES TR RUSL 2000 GROW 464287648 351 3258 sh sole 0 0 3258 ISHARES TR RUSL 2000 VALU 464287630 208 2485 sh sole 0 0 2485 ISHARES TR RUSSELL 1000 464287622 10028 114984 sh sole 0 0 114984 ISHARES TR RUSSELL 2000 464287655 205 2166 sh sole 0 0 2166 ISHARES TR RUSSELL MIDCAP 464287499 838 6587 sh sole 0 0 6587 ISHARES TR RUSSELL1000GRW 464287614 2650 37129 sh sole 0 0 37129 ISHARES TR RUSSELL1000VAL 464287598 788 9709 sh sole 0 0 9709 ISHARES TR S&P NTL AMTFREE 464288414 545 4945 sh sole 0 0 4945 ISHARES TR S&P SH NTL AMTFR 464288158 283 2665 sh sole 0 0 2665 ISHARES TR US PFD STK IDX 464288687 1246 31377 sh sole 0 0 31377 JOHNSON & JOHNSON COM 478160104 1526 18717 sh sole 0 0 18717 JOHNSON CTLS INC COM 478366107 1061 30254 sh sole 0 0 30254 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 48403 1064275 sh sole 0 01064275 JPMORGAN CHASE & CO COM 46625H100 710 14958 sh sole 0 0 14958 KIMBERLY CLARK CORP COM 494368103 471 4812 sh sole 0 0 4812 KRAFT FOODS GROUP INC COM 50076Q106 798 15494 sh sole 0 0 15494 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 474 8749 sh sole 0 0 8749 MASTERCARD INC CL A 57636Q104 247 456 sh sole 0 0 456 MCDONALDS CORP COM 580135101 807 8094 sh sole 0 0 8094 MEDTRONIC INC COM 585055106 215 4582 sh sole 0 0 4582 MERCK & CO INC NEW COM 58933Y105 280 6336 sh sole 0 0 6336 MICROSOFT CORP COM 594918104 1233 43091 sh sole 0 0 43091 MIDDLEBURG FINANCIAL CORP COM 596094102 248 12800 sh sole 0 0 12800 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 280 7000 sh sole 0 0 7000 MONDELEZ INTL INC CL A 609207105 1360 44408 sh sole 0 0 44408 NATIONAL FUEL GAS CO N J COM 636180101 225 3664 sh sole 0 0 3664 NEXTERA ENERGY INC COM 65339F101 758 9763 sh sole 0 0 9763 NORTHEAST UTILS COM 664397106 546 12561 sh sole 0 0 12561 NORTHWEST BANCSHARES INC MD COM 667340103 203 16015 sh sole 0 0 16015 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 160 10002 sh sole 0 0 10002 ORACLE CORP COM 68389X105 323 9983 sh sole 0 0 9983 PAYCHEX INC COM 704326107 261 7448 sh sole 0 0 7448 PEPSICO INC COM 713448108 848 10724 sh sole 0 0 10724 PFIZER INC COM 717081103 542 18781 sh sole 0 0 18781 PHILIP MORRIS INTL INC COM 718172109 4172 44999 sh sole 0 0 44999 PHILLIPS 66 COM 718546104 331 4724 sh sole 0 0 4724 PIMCO ETF TR ENHAN SHRT MAT 72201R833 277 2730 sh sole 0 0 2730 PNC FINL SVCS GROUP INC COM 693475105 1139 17120 sh sole 0 0 17120 POTASH CORP SASK INC COM 73755L107 251 6406 sh sole 0 0 6406 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 46 10465 sh sole 0 0 10465 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 1245 83640 sh sole 0 0 83640 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 302 4381 sh sole 0 0 4381 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 285 5275 sh sole 0 0 5275 PPG INDS INC COM 693506107 422 3149 sh sole 0 0 3149 PPL CORP COM 69351T106 383 12241 sh sole 0 0 12241 PRICE T ROWE GROUP INC COM 74144T108 441 5886 sh sole 0 0 5886 PROCTER & GAMBLE CO COM 742718109 1387 18003 sh sole 0 0 18003 QUALCOMM INC COM 747525103 2107 31477 sh sole 0 0 31477 ROBERT HALF INTL INC COM 770323103 374 9968 sh sole 0 0 9968 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 342 5727 sh sole 0 0 5727 SCANA CORP NEW COM 80589M102 260 5089 sh sole 0 0 5089 SCHLUMBERGER LTD COM 806857108 369 4931 sh sole 0 0 4931 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 421 16482 sh sole 0 0 16482 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 13894 499050 sh sole 0 0 499050 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 556 19763 sh sole 0 0 19763 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1654 31663 sh sole 0 0 31663 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 19182 513563 sh sole 0 0 513563 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 680 21533 sh sole 0 0 21533 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 27703 646368 sh sole 0 0 646368 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 486 7553 sh sole 0 0 7553 SEACOAST BKG CORP FLA COM 811707306 84 39965 sh sole 0 0 39965 SIRIUS XM RADIO INC COM 82967N108 66 21279 sh sole 0 0 21279 SOUTHERN CO COM 842587107 501 10678 sh sole 0 0 10678 SPDR GOLD TRUST GOLD SHS 78463V107 932 6035 sh sole 0 0 6035 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1178 27380 sh sole 0 0 27380 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 236 4845 sh sole 0 0 4845 SPDR S&P 50ETF TR TR UNIT 78462F103 592 3779 sh sole 0 0 3779 SPDR S&P MIDCAP 40ETF TR UTSER1 S&PDCRP 78467Y107 526 2510 sh sole 0 0 2510 SPDR SERIES TRUST S&P DIVID ETF 78464A763 262 3975 sh sole 0 0 3975 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 902 19776 sh sole 0 0 19776 STANLEY BLACK & DECKER INC COM 854502101 321 3963 sh sole 0 0 3963 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 322 5057 sh sole 0 0 5057 SUN LIFE FINL INC COM 866796105 492 18034 sh sole 0 0 18034 SUNCOR ENERGY INC NEW COM 867224107 538 17932 sh sole 0 0 17932 TARGET CORP COM 87612EAM8 259 3785 sh sole 0 0 3785 TELUS CORP COM 87971M103 386 5585 sh sole 0 0 5585 UBS AG JERSEY BRH ALERIAN INFRST 902641646 6387 166339 sh sole 0 0 166339 UIL HLDG CORP COM 902748102 248 6260 sh sole 0 0 6260 UNITED CMNTY FINL CORP OHIO COM 909839102 64 16400 sh sole 0 0 16400 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1985 34809 sh sole 0 0 34809 UNITED TECHNOLOGIES CORP COM 913017109 483 5165 sh sole 0 0 5165 VANGUARD INDEX FDS GROWTH ETF 922908736 356 4598 sh sole 0 0 4598 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2142 26452 sh sole 0 0 26452 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2318 54046 sh sole 0 0 54046 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3265 50127 sh sole 0 0 50127 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1411 38722 sh sole 0 0 38722 VECTREN CORP COM 92240G101 276 7784 sh sole 0 0 7784 VERIZON COMMUNICATIONS INC COM 92343V104 1407 28628 sh sole 0 0 28628 WAL-MART STORES INC COM 931142103 581 7767 sh sole 0 0 7767 WASTE MGMT INC DEL COM 94106L109 493 12581 sh sole 0 0 12581 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 131 10754 sh sole 0 0 10754 WELLS FARGO & CO NEW COM 949746101 605 16355 sh sole 0 0 16355 WISDOMTREE TRUST FUTRE STRAT FD 97717W125 315 7617 sh sole 0 0 7617 WYNN RESORTS LTD COM 983134107 299 2387 sh sole 0 0 2387 XCEL ENERGY INC COM 98389B100 518 17453 sh sole 0 0 17453
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