0001379995-12-000002.txt : 20120209 0001379995-12-000002.hdr.sgml : 20120209 20120209141009 ACCESSION NUMBER: 0001379995-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 12586258 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR/A 1 AMENDED_edgar20111231.txt AMENDED EDGAR FILING OF 13F SECURITIES 13F-HR 12/31/2011 CIK 0001379995 CCC ajfdx*e6 SUBMISSION-CONTACT NAME Lynda Lytle PHONE 814-836-5776 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Sorce Advisory LLC Address: 5121 Zuck Road Erie, PA 16506 13F File Number: 028-12153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Wassmann Title: Chief Compliance Officer Phone: 814-836-5776 Signature, Place, and Date of Signing Michael Wassmann Erie, PA March 31, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 144 Form 13F Information Table Value Total: $193,828,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE 3M CO COM 88579Y101 237 2897 sh sole 0 0 2897 ABBOTT LABS COM 002824100 702 12493 sh sole 0 0 12493 Accenture Plc Ireland SHS CLASS A G1151C101 241 4535 sh sole 0 0 4535 Altria Group Inc COM 02209S103 1550 52283 sh sole 0 0 52283 America Movil Sab De Cv SPON ADR L SHS 02364W105 348 15418 sh sole 0 0 15418 American Elec Pwr Inc COM 025537101 295 7129 sh sole 0 0 7129 Amgen Inc COM 031162100 265 4133 sh sole 0 0 4133 Apple Inc COM 037833100 1727 4264 sh sole 0 0 4264 Aqua America Inc COM 03836W103 478 21700 sh sole 0 0 21700 AT&T INC COM 00206R102 809 26750 sh sole 0 0 26750 Atwood Oceanics Inc COM 050095108 476 11971 sh sole 0 0 11971 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 2336 55314 sh sole 0 0 55314 BARD C R INC COM 067383109 325 3799 sh sole 0 0 3799 Barrick Gold Corp COM 067901108 456 10073 sh sole 0 0 10073 Berkshire Hathaway Inc Del CL B NEW 084670702 992 13002 sh sole 0 0 13002 Biogen Idec Inc COM 09062X103 222 2021 sh sole 0 0 2021 Blackrock Credit All Inc Tr COM 09255H105 271 27600 sh sole 0 0 27600 Blackrock Inc COM 09247X101 463 2600 sh sole 0 0 2600 Bp Plc SPONSORED ADR 055622104 387 9066 sh sole 0 0 9066 CABELAS INC COM 126804301 335 13194 sh sole 0 0 13194 Cel-Sci Corp COM NEW 150837409 5 16160 sh sole 0 0 16160 Chevron Corp New COM 166764100 452 4252 sh sole 0 0 4252 Chubb Corp COM 171232101 251 3622 sh sole 0 0 3622 Cisco Sys Inc COM 17275R102 232 12851 sh sole 0 0 12851 Coca Cola Co COM 191216100 2644 37781 sh sole 0 0 37781 Conocophillips COM 20825C104 432 5928 sh sole 0 0 5928 Consolidated Comm Hldgs Inc COM 209034107 216 11350 sh sole 0 0 11350 Cummins Inc COM 231021106 500 5685 sh sole 0 0 5685 Cytrx Corp COM NEW 232828301 8 30000 sh sole 0 0 30000 Dominion Res Inc Va New COM 25746U109 214 4026 sh sole 0 0 4026 E M C Corp Mass COM 268648102 303 14059 sh sole 0 0 14059 Ecolab Inc COM 278865100 427 7381 sh sole 0 0 7381 Erie Indty Co CL A 29530P102 2845 36394 sh sole 0 0 36394 Excel Maritime Carriers Ltd COM V3267N107 22 15020 sh sole 0 0 15020 Express Scripts Inc COM 302182100 556 12437 sh sole 0 0 12437 Family Dlr Stores Inc COM 307000109 405 7030 sh sole 0 0 7030 Farmers Natl Banc Corp COM 309627107 130 26252 sh sole 0 0 26252 First Tr Djs Microcap Index COM SHS ANNUAL 33718M105 1029 51238 sh sole 0 0 51238 Firstenergy Corp COM 337932107 214 4828 sh sole 0 0 4828 FNB CORP PA COM 302520101 225 19922 sh sole 0 0 19922 Ford Mtr Co Del COM PAR $0.01 345370860 138 12808 sh sole 0 0 12808 General Electric Co COM 369604103 2179 121646 sh sole 0 0 121646 GOOGLE INC CL A 38259P508 459 710 sh sole 0 0 710 Halliburton Co COM 406216101 646 18733 sh sole 0 0 18733 Hasbro Inc COM 418056107 263 8259 sh sole 0 0 8259 Hewlett Packard Co COM 428236103 246 9533 sh sole 0 0 9533 Huntington Bancshares Inc COM 446150104 202 36828 sh sole 0 0 36828 INTEL CORP COM 458140100 794 32729 sh sole 0 0 32729 INTERCONTINENTALEXCHANGE INC COM 45865V100 305 2534 sh sole 0 0 2534 International Business Machs COM 459200101 926 5038 sh sole 0 0 5038 Ishares Diversified Altr Tr SH BEN INT 464294107 1299 26638 sh sole 0 0 26638 Ishares Gold Trust ISHARES 464285105 232 15108 sh sole 0 0 15108 Ishares Inc EMRG MRK LC BD 464286517 602 12008 sh sole 0 0 12008 Ishares Silver Trust ISHARES 46428Q109 390 14481 sh sole 0 0 14481 Ishares Tr BARCLY USAGG B 464287226 395 3585 sh sole 0 0 3585 Ishares Tr BARCLYS MBS BD 464288588 241 2227 sh sole 0 0 2227 Ishares Tr DJ SEL DIV INX 464287168 1157 21509 sh sole 0 0 21509 Ishares Tr HIGH YLD CORP 464288513 310 3464 sh sole 0 0 3464 Ishares Tr IBOXX INV CPBD 464287242 240 2110 sh sole 0 0 2110 Ishares Tr JPMORGAN USD 464288281 3497 31863 sh sole 0 0 31863 Ishares Tr MSCI EAFE INDEX 464287465 3777 76254 sh sole 0 0 76254 Ishares Tr MSCI EMERG MKT 464287234 726 19144 sh sole 0 0 19144 Ishares Tr MSCI KLD400 SOC 464288570 216 4607 sh sole 0 0 4607 Ishares Tr RSSL MCRCP IDX 464288869 6520 146022 sh sole 0 0 146022 Ishares Tr RUSSELL 1000 464287622 9852 142014 sh sole 0 0 142014 Ishares Tr RUSSELL 2000 464287655 337 4565 sh sole 0 0 4565 Ishares Tr RUSSELL MIDCAP 464287499 1205 12239 sh sole 0 0 12239 Ishares Tr RUSSELL1000GRW 464287614 930 16090 sh sole 0 0 16090 Ishares Tr RUSSELL1000VAL 464287598 215 3382 sh sole 0 0 3382 Ishares Tr S&P 500 INDEX 464287200 390 3100 sh sole 0 0 3100 Ishares Tr S&P NTL AMTFREE 464288414 788 7283 sh sole 0 0 7283 Ishares Tr S&P SMLCAP 600 464287804 367 5374 sh sole 0 0 5374 Ishares Tr US PFD STK IDX 464288687 967 27146 sh sole 0 0 27146 Johnson & Johnson COM 478160104 1128 17197 sh sole 0 0 17197 Johnson Ctls Inc COM 478366107 843 26967 sh sole 0 0 26967 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 42925 1101483 sh sole 0 01101483 JPMORGAN CHASE & CO COM 46625H100 318 9549 sh sole 0 0 9549 Kimberly Clark Corp COM 494368103 266 3615 sh sole 0 0 3615 KRAFT FOODS INC CL A 50075N104 1598 42782 sh sole 0 0 42782 Market Vectors Etf Tr AGRIBUS ETF 57060U605 236 5012 sh sole 0 0 5012 MASTERCARD INC CL A 57636Q104 426 1142 sh sole 0 0 1142 Mcdonalds Corp COM 580135101 670 6675 sh sole 0 0 6675 MICROSOFT CORP COM 594918104 1004 38666 sh sole 0 0 38666 Middleburg Financial Corp COM 596094102 182 12800 sh sole 0 0 12800 National Fuel Gas Co N J COM 636180101 319 5742 sh sole 0 0 5742 National Oilwell Varco Inc COM 637071101 215 3162 sh sole 0 0 3162 New Oriental Ed & Tech Grp I SPON ADR 647581107 361 15000 sh sole 0 0 15000 Nextera Energy Inc COM 65339F101 617 10136 sh sole 0 0 10136 Northeast Utils COM 664397106 218 6050 sh sole 0 0 6050 Northwest Bancshares Inc Md COM 667340103 284 22868 sh sole 0 0 22868 ORACLE CORP COM 68389X105 257 10003 sh sole 0 0 10003 Peabody Energy Corp COM 704549104 397 11982 sh sole 0 0 11982 Pepsico Inc COM 713448108 795 11981 sh sole 0 0 11981 Pfizer Inc COM 717081103 380 17576 sh sole 0 0 17576 PHILIP MORRIS INTL INC COM 718172109 4077 51952 sh sole 0 0 51952 Pnc Finl Svcs Group Inc COM 693475105 1088 18869 sh sole 0 0 18869 Powershares Etf Trust WNDRHLL CLN EN 73935X500 76 14895 sh sole 0 0 14895 Powershares Global Etf Trust AGG PFD PORT 73936T565 1107 80898 sh sole 0 0 80898 Powershares Qqq Trust UNIT SER 1 73935A104 253 4540 sh sole 0 0 4540 Ppg Inds Inc COM 693506107 270 3230 sh sole 0 0 3230 Procter & Gamble Co COM 742718109 1398 20951 sh sole 0 0 20951 Progress Energy Inc COM 743263105 293 5239 sh sole 0 0 5239 Proshares Tr HD REPLICATION 74347X294 373 9597 sh sole 0 0 9597 Qualcomm Inc COM 747525103 1458 26652 sh sole 0 0 26652 Republic Svcs Inc COM 760759100 455 16514 sh sole 0 0 16514 Resmed Inc COM 761152107 373 14687 sh sole 0 0 14687 Rio Tinto Plc SPONSORED ADR 767204100 555 11343 sh sole 0 0 11343 Rockwell Collins Inc COM 774341101 238 4296 sh sole 0 0 4296 Rydex Etf Trust S&P 500 EQ TRD 78355W106 434 9165 sh sole 0 0 9165 Schlumberger Ltd COM 806857108 292 4272 sh sole 0 0 4272 Schwab Strategic Tr EMRG MKTEQ ETF 808524706 964 42173 sh sole 0 0 42173 Schwab Strategic Tr INTL EQTY ETF 808524805 9703 414134 sh sole 0 0 414134 Schwab Strategic Tr INTL SCEQT ETF 808524888 2740 117207 sh sole 0 0 117207 Schwab Strategic Tr US AGGREGATE B 808524839 9292 179729 sh sole 0 0 179729 Schwab Strategic Tr US LRG CAP ETF 808524201 9091 304541 sh sole 0 0 304541 Schwab Strategic Tr US SML CAP ETF 808524607 14623 445268 sh sole 0 0 445268 Seacoast Bkg Corp Fla COM 811707306 64 42121 sh sole 0 0 42121 Sirius Xm Radio Inc COM 82967N108 24 12914 sh sole 0 0 12914 Southern Co COM 842587107 462 9982 sh sole 0 0 9982 Spdr Gold Trust GOLD SHS 78463V107 746 4911 sh sole 0 0 4911 Spdr S&P 500 Etf Tr TR UNIT 78462F103 469 3739 sh sole 0 0 3739 Spdr S&P Midcap 400 Etf Tr UTSER1 S&PDCRP 78467Y107 478 2998 sh sole 0 0 2998 Spdr Series Trust WELLS FG PFD ETF 78464A292 682 16175 sh sole 0 0 16175 Starwood Hotels&Resorts Wrld COM 85590A401 222 4637 sh sole 0 0 4637 Steel Dynamics Inc COM 858119100 213 16175 sh sole 0 0 16175 Stryker Corp COM 863667101 260 5225 sh sole 0 0 5225 SUN LIFE FINL INC COM 866796105 337 18177 sh sole 0 0 18177 SUNCOR ENERGY INC NEW COM 867224107 889 30852 sh sole 0 0 30852 United Cmnty Finl Corp Ohio COM 909839102 20 15710 sh sole 0 0 15710 United Sts Commodity Index F COMM IDX FND 911717106 2628 44843 sh sole 0 0 44843 United Technologies Corp COM 913017109 467 6394 sh sole 0 0 6394 Vanguard Index Fds TOTAL STK MKT 922908769 289 4490 sh sole 0 0 4490 Vanguard Intl Equity Index F MSCI EMR MKT ETF 922042858 2159 56292 sh sole 0 0 56292 Vanguard Specialized Portfol DIV APP ETF 921908844 2026 37071 sh sole 0 0 37071 Vectren Corp COM 92240G101 235 7787 sh sole 0 0 7787 Verizon Communications Inc COM 92343V104 1133 28234 sh sole 0 0 28234 WAL MART STORES INC COM 931142103 531 8890 sh sole 0 0 8890 Waste Mgmt Inc Del COM 94106L109 555 16966 sh sole 0 0 16966 Weatherford International Lt REG SHS H27013103 161 10984 sh sole 0 0 10984 Wells Fargo & Co New COM 949746101 287 10316 sh sole 0 0 10316 Wisdomtree Trust FUTRE STRAT FD 97717W125 457 10100 sh sole 0 0 10100 Wizzard Software Corp New COM 97750V109 4 34670 sh sole 0 0 34670 Xcel Energy Inc COM 98389B100 281 10177 sh sole 0 0 10177 Yamana Gold Inc COM 98462Y100 321 21831 sh sole 0 0 21831
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