0001379995-12-000001.txt : 20120207
0001379995-12-000001.hdr.sgml : 20120207
20120207142853
ACCESSION NUMBER: 0001379995-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
EFFECTIVENESS DATE: 20120207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HBK Sorce Advisory LLC
CENTRAL INDEX KEY: 0001379995
IRS NUMBER: 341925728
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12153
FILM NUMBER: 12577165
BUSINESS ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
BUSINESS PHONE: 8148365776
MAIL ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
13F-HR
1
edgar20111231.txt
EDGAR FILING OF 13F SECURITIES
13F-HR
12/31/2011
CIK 0001379995
CCC ajfdx*e6
SUBMISSION-CONTACT
NAME Lynda Lytle
PHONE 814-836-5776
Attached Documents Page (2)
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HBK Sorce Advisory LLC
Address: 5121 Zuck Road
Erie, PA 16506
13F File Number: 028-12153
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Wassmann
Title: Chief Compliance Officer
Phone: 814-836-5776
Signature, Place, and Date of Signing
Michael Wassmann
Erie, PA
March 31, 2011
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 145
Form 13F Information Table Value Total: $194,035,000.00
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
3M CO COM 88579Y101 237 2897 sh sole 0 0 2897
ABBOTT LABS COM 002824100 702 12493 sh sole 0 0 12493
Accenture Plc Ireland SHS CLASS A G1151C101 241 4535 sh sole 0 0 4535
Altria Group Inc COM 02209S103 1550 52283 sh sole 0 0 52283
America Movil Sab De Cv SPON ADR L SHS 02364W105 348 15418 sh sole 0 0 15418
American Elec Pwr Inc COM 025537101 295 7129 sh sole 0 0 7129
Amgen Inc COM 031162100 265 4133 sh sole 0 0 4133
Apple Inc COM 037833100 1727 4264 sh sole 0 0 4264
Applied Matls Inc COM 038222105 208 2688 sh sole 0 0 2688
Aqua America Inc COM 03836W103 478 21700 sh sole 0 0 21700
AT&T INC COM 00206R102 809 26750 sh sole 0 0 26750
Atwood Oceanics Inc COM 050095108 476 11971 sh sole 0 0 11971
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 2336 55314 sh sole 0 0 55314
BARD C R INC COM 067383109 325 3799 sh sole 0 0 3799
Barrick Gold Corp COM 067901108 456 10073 sh sole 0 0 10073
Berkshire Hathaway Inc Del CL B NEW 084670702 992 13002 sh sole 0 0 13002
Biogen Idec Inc COM 09062X103 222 2021 sh sole 0 0 2021
Blackrock Credit All Inc Tr COM 09255H105 271 27600 sh sole 0 0 27600
Blackrock Inc COM 09247X101 463 2600 sh sole 0 0 2600
Bp Plc SPONSORED ADR 055622104 387 9066 sh sole 0 0 9066
CABELAS INC COM 126804301 335 13194 sh sole 0 0 13194
Cel-Sci Corp COM NEW 150837409 5 16160 sh sole 0 0 16160
Chevron Corp New COM 166764100 452 4252 sh sole 0 0 4252
Chubb Corp COM 171232101 251 3622 sh sole 0 0 3622
Cisco Sys Inc COM 17275R102 232 12851 sh sole 0 0 12851
Coca Cola Co COM 191216100 2644 37781 sh sole 0 0 37781
Conocophillips COM 20825C104 432 5928 sh sole 0 0 5928
Consolidated Comm Hldgs Inc COM 209034107 216 11350 sh sole 0 0 11350
Cummins Inc COM 231021106 500 5685 sh sole 0 0 5685
Cytrx Corp COM NEW 232828301 8 30000 sh sole 0 0 30000
Dominion Res Inc Va New COM 25746U109 214 4026 sh sole 0 0 4026
E M C Corp Mass COM 268648102 303 14059 sh sole 0 0 14059
Ecolab Inc COM 278865100 427 7381 sh sole 0 0 7381
Erie Indty Co CL A 29530P102 2845 36394 sh sole 0 0 36394
Excel Maritime Carriers Ltd COM V3267N107 22 15020 sh sole 0 0 15020
Express Scripts Inc COM 302182100 556 12437 sh sole 0 0 12437
Family Dlr Stores Inc COM 307000109 405 7030 sh sole 0 0 7030
Farmers Natl Banc Corp COM 309627107 130 26252 sh sole 0 0 26252
First Tr Djs Microcap Index COM SHS ANNUAL 33718M105 1029 51238 sh sole 0 0 51238
Firstenergy Corp COM 337932107 214 4828 sh sole 0 0 4828
FNB CORP PA COM 302520101 225 19922 sh sole 0 0 19922
Ford Mtr Co Del COM PAR $0.01 345370860 138 12808 sh sole 0 0 12808
General Electric Co COM 369604103 2179 121646 sh sole 0 0 121646
GOOGLE INC CL A 38259P508 459 710 sh sole 0 0 710
Halliburton Co COM 406216101 646 18733 sh sole 0 0 18733
Hasbro Inc COM 418056107 263 8259 sh sole 0 0 8259
Hewlett Packard Co COM 428236103 246 9533 sh sole 0 0 9533
Huntington Bancshares Inc COM 446150104 202 36828 sh sole 0 0 36828
INTEL CORP COM 458140100 794 32729 sh sole 0 0 32729
INTERCONTINENTALEXCHANGE INC COM 45865V100 305 2534 sh sole 0 0 2534
International Business Machs COM 459200101 926 5038 sh sole 0 0 5038
Ishares Diversified Altr Tr SH BEN INT 464294107 1299 26638 sh sole 0 0 26638
Ishares Gold Trust ISHARES 464285105 232 15108 sh sole 0 0 15108
Ishares Inc EMRG MRK LC BD 464286517 602 12008 sh sole 0 0 12008
Ishares Silver Trust ISHARES 46428Q109 390 14481 sh sole 0 0 14481
Ishares Tr BARCLY USAGG B 464287226 395 3585 sh sole 0 0 3585
Ishares Tr BARCLYS MBS BD 464288588 241 2227 sh sole 0 0 2227
Ishares Tr DJ SEL DIV INX 464287168 1157 21509 sh sole 0 0 21509
Ishares Tr HIGH YLD CORP 464288513 310 3464 sh sole 0 0 3464
Ishares Tr IBOXX INV CPBD 464287242 240 2110 sh sole 0 0 2110
Ishares Tr JPMORGAN USD 464288281 3497 31863 sh sole 0 0 31863
Ishares Tr MSCI EAFE INDEX 464287465 3777 76254 sh sole 0 0 76254
Ishares Tr MSCI EMERG MKT 464287234 726 19144 sh sole 0 0 19144
Ishares Tr MSCI KLD400 SOC 464288570 216 4607 sh sole 0 0 4607
Ishares Tr RSSL MCRCP IDX 464288869 6520 146022 sh sole 0 0 146022
Ishares Tr RUSSELL 1000 464287622 9852 142014 sh sole 0 0 142014
Ishares Tr RUSSELL 2000 464287655 337 4565 sh sole 0 0 4565
Ishares Tr RUSSELL MIDCAP 464287499 1205 12239 sh sole 0 0 12239
Ishares Tr RUSSELL1000GRW 464287614 930 16090 sh sole 0 0 16090
Ishares Tr RUSSELL1000VAL 464287598 215 3382 sh sole 0 0 3382
Ishares Tr S&P 500 INDEX 464287200 390 3100 sh sole 0 0 3100
Ishares Tr S&P NTL AMTFREE 464288414 788 7283 sh sole 0 0 7283
Ishares Tr S&P SMLCAP 600 464287804 367 5374 sh sole 0 0 5374
Ishares Tr US PFD STK IDX 464288687 967 27146 sh sole 0 0 27146
Johnson & Johnson COM 478160104 1128 17197 sh sole 0 0 17197
Johnson Ctls Inc COM 478366107 843 26967 sh sole 0 0 26967
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 42925 1101483 sh sole 0 01101483
JPMORGAN CHASE & CO COM 46625H100 318 9549 sh sole 0 0 9549
Kimberly Clark Corp COM 494368103 266 3615 sh sole 0 0 3615
KRAFT FOODS INC CL A 50075N104 1598 42782 sh sole 0 0 42782
Market Vectors Etf Tr AGRIBUS ETF 57060U605 236 5012 sh sole 0 0 5012
MASTERCARD INC CL A 57636Q104 426 1142 sh sole 0 0 1142
Mcdonalds Corp COM 580135101 670 6675 sh sole 0 0 6675
MICROSOFT CORP COM 594918104 1004 38666 sh sole 0 0 38666
Middleburg Financial Corp COM 596094102 182 12800 sh sole 0 0 12800
National Fuel Gas Co N J COM 636180101 319 5742 sh sole 0 0 5742
National Oilwell Varco Inc COM 637071101 215 3162 sh sole 0 0 3162
New Oriental Ed & Tech Grp I SPON ADR 647581107 361 15000 sh sole 0 0 15000
Nextera Energy Inc COM 65339F101 617 10136 sh sole 0 0 10136
Northeast Utils COM 664397106 218 6050 sh sole 0 0 6050
Northwest Bancshares Inc Md COM 667340103 284 22868 sh sole 0 0 22868
ORACLE CORP COM 68389X105 257 10003 sh sole 0 0 10003
Peabody Energy Corp COM 704549104 397 11982 sh sole 0 0 11982
Pepsico Inc COM 713448108 795 11981 sh sole 0 0 11981
Pfizer Inc COM 717081103 380 17576 sh sole 0 0 17576
PHILIP MORRIS INTL INC COM 718172109 4077 51952 sh sole 0 0 51952
Pnc Finl Svcs Group Inc COM 693475105 1088 18869 sh sole 0 0 18869
Powershares Etf Trust WNDRHLL CLN EN 73935X500 76 14895 sh sole 0 0 14895
Powershares Global Etf Trust AGG PFD PORT 73936T565 1107 80898 sh sole 0 0 80898
Powershares Qqq Trust UNIT SER 1 73935A104 253 4540 sh sole 0 0 4540
Ppg Inds Inc COM 693506107 270 3230 sh sole 0 0 3230
Procter & Gamble Co COM 742718109 1398 20951 sh sole 0 0 20951
Progress Energy Inc COM 743263105 293 5239 sh sole 0 0 5239
Proshares Tr HD REPLICATION 74347X294 373 9597 sh sole 0 0 9597
Qualcomm Inc COM 747525103 1458 26652 sh sole 0 0 26652
Republic Svcs Inc COM 760759100 455 16514 sh sole 0 0 16514
Resmed Inc COM 761152107 373 14687 sh sole 0 0 14687
Rio Tinto Plc SPONSORED ADR 767204100 555 11343 sh sole 0 0 11343
Rockwell Collins Inc COM 774341101 238 4296 sh sole 0 0 4296
Rydex Etf Trust S&P 500 EQ TRD 78355W106 434 9165 sh sole 0 0 9165
Schlumberger Ltd COM 806857108 292 4272 sh sole 0 0 4272
Schwab Strategic Tr EMRG MKTEQ ETF 808524706 964 42173 sh sole 0 0 42173
Schwab Strategic Tr INTL EQTY ETF 808524805 9703 414134 sh sole 0 0 414134
Schwab Strategic Tr INTL SCEQT ETF 808524888 2740 117207 sh sole 0 0 117207
Schwab Strategic Tr US AGGREGATE B 808524839 9292 179729 sh sole 0 0 179729
Schwab Strategic Tr US LRG CAP ETF 808524201 9091 304541 sh sole 0 0 304541
Schwab Strategic Tr US SML CAP ETF 808524607 14623 445268 sh sole 0 0 445268
Seacoast Bkg Corp Fla COM 811707306 64 42121 sh sole 0 0 42121
Sirius Xm Radio Inc COM 82967N108 24 12914 sh sole 0 0 12914
Southern Co COM 842587107 462 9982 sh sole 0 0 9982
Spdr Gold Trust GOLD SHS 78463V107 746 4911 sh sole 0 0 4911
Spdr S&P 500 Etf Tr TR UNIT 78462F103 469 3739 sh sole 0 0 3739
Spdr S&P Midcap 400 Etf Tr UTSER1 S&PDCRP 78467Y107 478 2998 sh sole 0 0 2998
Spdr Series Trust WELLS FG PFD ETF 78464A292 682 16175 sh sole 0 0 16175
Starwood Hotels&Resorts Wrld COM 85590A401 222 4637 sh sole 0 0 4637
Steel Dynamics Inc COM 858119100 213 16175 sh sole 0 0 16175
Stryker Corp COM 863667101 260 5225 sh sole 0 0 5225
SUN LIFE FINL INC COM 866796105 337 18177 sh sole 0 0 18177
SUNCOR ENERGY INC NEW COM 867224107 889 30852 sh sole 0 0 30852
United Cmnty Finl Corp Ohio COM 909839102 20 15710 sh sole 0 0 15710
United Sts Commodity Index F COMM IDX FND 911717106 2628 44843 sh sole 0 0 44843
United Technologies Corp COM 913017109 467 6394 sh sole 0 0 6394
Vanguard Index Fds TOTAL STK MKT 922908769 289 4490 sh sole 0 0 4490
Vanguard Intl Equity Index F MSCI EMR MKT ETF 922042858 2159 56292 sh sole 0 0 56292
Vanguard Specialized Portfol DIV APP ETF 921908844 2026 37071 sh sole 0 0 37071
Vectren Corp COM 92240G101 235 7787 sh sole 0 0 7787
Verizon Communications Inc COM 92343V104 1133 28234 sh sole 0 0 28234
WAL MART STORES INC COM 931142103 531 8890 sh sole 0 0 8890
Waste Mgmt Inc Del COM 94106L109 555 16966 sh sole 0 0 16966
Weatherford International Lt REG SHS H27013103 161 10984 sh sole 0 0 10984
Wells Fargo & Co New COM 949746101 287 10316 sh sole 0 0 10316
Wisdomtree Trust FUTRE STRAT FD 97717W125 457 10100 sh sole 0 0 10100
Wizzard Software Corp New COM 97750V109 4 34670 sh sole 0 0 34670
Xcel Energy Inc COM 98389B100 281 10177 sh sole 0 0 10177
Yamana Gold Inc COM 98462Y100 321 21831 sh sole 0 0 21831
/TEXT
/DOCUMENT
/SUBMISSION