0001379995-11-000013.txt : 20111028
0001379995-11-000013.hdr.sgml : 20111028
20111028121951
ACCESSION NUMBER: 0001379995-11-000013
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
EFFECTIVENESS DATE: 20111028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HBK Sorce Advisory LLC
CENTRAL INDEX KEY: 0001379995
IRS NUMBER: 341925728
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12153
FILM NUMBER: 111164172
BUSINESS ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
BUSINESS PHONE: 8148365776
MAIL ADDRESS:
STREET 1: 5121 ZUCK ROAD
CITY: ERIE
STATE: PA
ZIP: 16506
13F-HR/A
1
edgar20110930.txt
AMENDED FILING 13F SECURITIES
13F-HR
09/30/2011
CIK 0001379995
CCC ajfdx*e6
SUBMISSION-CONTACT
NAME Lynda Lytle
PHONE 814-836-5776
Attached Documents Page (2)
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: HBK Sorce Advisory LLC
Address: 5121 Zuck Road
Erie, PA 16506
13F File Number: 028-12153
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Wassmann
Title: Chief Compliance Officer
Phone: 814-836-5776
Signature, Place, and Date of Signing
Michael Wassmann
Erie, PA
March 31, 2011
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 129
Form 13F Information Table Value Total: $160,208.000
List of Other Included Managers:
No. 13F File Number Name
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
Abbott Labs COM 002824100 668 13054 sh sole 0 0 13054
Accenture Plc Ireland SHS CLASS A G1151C101 252 4791 sh sole 0 0 4791
Altria Group Inc COM 02209S103 1389 51795 sh sole 0 0 51795
America Movil Sab De Cv SPON ADR L SHS 02364W105 332 15034 sh sole 0 0 15034
American Elec Pwr Inc COM 025537101 530 13949 sh sole 0 0 13949
Amgen Inc COM 031162100 233 4233 sh sole 0 0 4233
Apple Inc COM 037833100 1669 4376 sh sole 0 0 4376
At&T Inc COM 00206R102 808 28344 sh sole 0 0 28344
Atwood Oceanics Inc COM 050095108 414 12047 sh sole 0 0 12047
Baidu Inc SPON ADR REP A 056752108 239 2238 sh sole 0 0 2238
Barclays Bk Plc DJUBS CMDT ETN36 06738C778 727 17425 sh sole 0 0 17425
Bard C R Inc COM 067383109 333 3799 sh sole 0 0 3799
Barrick Gold Corp COM 067901108 465 9971 sh sole 0 0 9971
Berkshire Hathaway Inc Del CL B NEW 084670702 916 12889 sh sole 0 0 12889
Blackrock Credit All Inc Tr COM 09255H105 258 27600 sh sole 0 0 27600
Blackrock Inc COM 09247X101 371 2505 sh sole 0 0 2505
Bp Plc SPONSORED ADR 055622104 322 8917 sh sole 0 0 8917
Cabelas Inc COM 126804301 273 13336 sh sole 0 0 13336
Cel-Sci Corp COM NEW 150837409 6 16160 sh sole 0 0 16160
Chevron Corp New COM 166764100 419 4524 sh sole 0 0 4524
Chubb Corp COM 171232101 220 3670 sh sole 0 0 3670
Cisco Sys Inc COM 17275R102 363 23417 sh sole 0 0 23417
Coca Cola Co COM 191216100 2538 37562 sh sole 0 0 37562
Conocophillips COM 20825C104 329 5202 sh sole 0 0 5202
Cummins Inc COM 231021106 452 5537 sh sole 0 0 5537
Cytrx Corp COM NEW 232828301 10 30000 sh sole 0 0 30000
E M C Corp Mass COM 268648102 302 14409 sh sole 0 0 14409
Ecolab Inc COM 278865100 370 7563 sh sole 0 0 7563
Erie Indty Co CL A 29530P102 2272 31921 sh sole 0 0 31921
Excel Maritime Carriers Ltd COM V3267N107 25 12050 sh sole 0 0 12050
Expedia Inc Del COM 30212P105 285 11064 sh sole 0 0 11064
Express Scripts Inc COM 302182100 395 10643 sh sole 0 0 10643
Exxon Mobil Corp COM 30231G102 4801 66097 sh sole 0 0 66097
Family Dlr Stores Inc COM 307000109 362 7111 sh sole 0 0 7111
Farmers Natl Banc Corp COM 309627107 118 26252 sh sole 0 0 26252
Firstenergy Corp COM 337932107 222 4933 sh sole 0 0 4933
Fnb Corp Pa COM 302520101 170 19843 sh sole 0 0 19843
Ford Mtr Co Del COM PAR $0.01 345370860 109 11266 sh sole 0 0 11266
General Electric Co COM 369604103 1981 130156 sh sole 0 0 130156
Google Inc CL A 38259P508 560 1088 sh sole 0 0 1088
Hewlett Packard Co COM 428236103 237 10578 sh sole 0 0 10578
Huntington Bancshares Inc COM 446150104 172 35786 sh sole 0 0 35786
Intel Corp COM 458140100 724 33932 sh sole 0 0 33932
Intercontinentalexchange Inc COM 45865V100 300 2534 sh sole 0 0 2534
International Business Machs COM 459200101 1199 6856 sh sole 0 0 6856
Ishares Gold Trust ISHARES 464285105 225 14198 sh sole 0 0 14198
Ishares Silver Trust ISHARES 46428Q109 387 13381 sh sole 0 0 13381
Ishares Tr BARCLY USAGG B 464287226 482 4373 sh sole 0 0 4373
Ishares Tr BARCLYS MBS BD 464288588 278 2568 sh sole 0 0 2568
Ishares Tr DJ SEL DIV INX 464287168 898 18612 sh sole 0 0 18612
Ishares Tr HIGH YLD CORP 464288513 595 7184 sh sole 0 0 7184
Ishares Tr IBOXX INV CPBD 464287242 429 3823 sh sole 0 0 3823
Ishares Tr JPMORGAN USD 464288281 450 4270 sh sole 0 0 4270
Ishares Tr MSCI EAFE INDEX 464287465 3951 82695 sh sole 0 0 82695
Ishares Tr MSCI EMERG MKT 464287234 674 19205 sh sole 0 0 19205
Ishares Tr RSSL MCRCP IDX 464288869 6862 174395 sh sole 0 0 174395
Ishares Tr RUSSELL 1000 464287622 9637 154089 sh sole 0 0 154089
Ishares Tr RUSSELL 2000 464287655 237 3684 sh sole 0 0 3684
Ishares Tr RUSSELL MIDCAP 464287499 1532 17360 sh sole 0 0 17360
Ishares Tr RUSSELL1000GRW 464287614 871 16560 sh sole 0 0 16560
Ishares Tr S&P SMLCAP 600 464287804 284 4845 sh sole 0 0 4845
Ishares Tr US PFD STK IDX 464288687 958 26899 sh sole 0 0 26899
Johnson & Johnson COM 478160104 1202 18874 sh sole 0 0 18874
Johnson Ctls Inc COM 478366107 738 27978 sh sole 0 0 27978
Jpmorgan Chase & Co ALERIAN ML ETN 46625H365 38107 1119139 sh sole 0 01119139
Jpmorgan Chase & Co COM 46625H100 306 10166 sh sole 0 0 10166
Kraft Foods Inc CL A 50075N104 1430 42574 sh sole 0 0 42574
Market Vectors Etf Tr AGRIBUS ETF 57060U605 336 6663 sh sole 0 0 6663
Mastercard Inc CL A 57636Q104 452 1425 sh sole 0 0 1425
Mcdonalds Corp COM 580135101 565 6438 sh sole 0 0 6438
Microsoft Corp COM 594918104 1071 43024 sh sole 0 0 43024
Middleburg Financial Corp COM 596094102 192 12800 sh sole 0 0 12800
National Fuel Gas Co N J COM 636180101 260 5349 sh sole 0 0 5349
Nextera Energy Inc COM 65339F101 516 9557 sh sole 0 0 9557
Northwest Bancshares Inc Md COM 667340103 217 18192 sh sole 0 0 18192
Novartis A G SPONSORED ADR 66987V109 381 6828 sh sole 0 0 6828
Oracle Corp COM 68389X105 287 10001 sh sole 0 0 10001
Peabody Energy Corp COM 704549104 228 6742 sh sole 0 0 6742
Pepsico Inc COM 713448108 1111 17956 sh sole 0 0 17956
Pfizer Inc COM 717081103 341 19304 sh sole 0 0 19304
Philip Morris Intl Inc COM 718172109 3214 51529 sh sole 0 0 51529
Pnc Finl Svcs Group Inc COM 693475105 831 17247 sh sole 0 0 17247
Powershares Etf Trust WNDRHLL CLN EN 73935X500 77 14072 sh sole 0 0 14072
Powershares Global Etf Trust AGG PFD PORT 73936T565 1064 78320 sh sole 0 0 78320
Ppg Inds Inc COM 693506107 228 3230 sh sole 0 0 3230
Procter & Gamble Co COM 742718109 1275 20183 sh sole 0 0 20183
Progress Energy Inc COM 743263105 265 5118 sh sole 0 0 5118
Proshares Tr SHRT 20+YR TRE 74347X849 397 12336 sh sole 0 0 12336
Qualcomm Inc COM 747525103 1313 27005 sh sole 0 0 27005
Republic Svcs Inc COM 760759100 347 12364 sh sole 0 0 12364
Resmed Inc COM 761152107 332 11544 sh sole 0 0 11544
Rio Tinto Plc SPONSORED ADR 767204100 355 8051 sh sole 0 0 8051
Rockwell Collins Inc COM 774341101 238 4517 sh sole 0 0 4517
Rydex Etf Trust S&P 500 EQ TRD 78355W106 305 7356 sh sole 0 0 7356
Schlumberger Ltd COM 806857108 261 4363 sh sole 0 0 4363
Schwab Strategic Tr INTL EQTY ETF 808524805 9608 416838 sh sole 0 0 416838
Schwab Strategic Tr INTL SCEQT ETF 808524888 664 28148 sh sole 0 0 28148
Schwab Strategic Tr US AGGREGATE B 808524839 240 4671 sh sole 0 0 4671
Schwab Strategic Tr US LRG CAP ETF 808524201 7333 273114 sh sole 0 0 273114
Schwab Strategic Tr US SML CAP ETF 808524607 13175 459225 sh sole 0 0 459225
Seacoast Bkg Corp Fla COM 811707306 70 47575 sh sole 0 0 47575
Sirius Xm Radio Inc COM 82967N108 20 12914 sh sole 0 0 12914
Southern Co COM 842587107 330 7793 sh sole 0 0 7793
Spdr Gold Trust GOLD SHS 78463V107 800 5063 sh sole 0 0 5063
Spdr S&P 500 Etf Tr TR UNIT 78462F103 421 3720 sh sole 0 0 3720
Spdr S&P Midcap 400 Etf Tr UTSER1 S&PDCRP 78467Y107 396 2783 sh sole 0 0 2783
Spdr Series Trust WELLS FG PFD ETF 78464A292 636 15000 sh sole 0 0 15000
Spectra Energy Corp COM 847560109 352 14350 sh sole 0 0 14350
Steel Dynamics Inc COM 858119100 180 18125 sh sole 0 0 18125
Stryker Corp COM 863667101 232 4925 sh sole 0 0 4925
Sun Life Finl Inc COM 866796105 436 18323 sh sole 0 0 18323
Suncor Energy Inc New COM 867224107 825 32433 sh sole 0 0 32433
Teradata Corp Del COM 88076W103 277 5180 sh sole 0 0 5180
Time Warner Cable Inc COM 88732J207 259 4134 sh sole 0 0 4134
Transocean Ltd REG SHS H8817H100 241 5039 sh sole 0 0 5039
United Cmnty Finl Corp Ohio COM 909839102 21 15710 sh sole 0 0 15710
United Sts Commodity Index F COMM IDX FND 911717106 2008 34531 sh sole 0 0 34531
United Technologies Corp COM 913017109 424 6030 sh sole 0 0 6030
Valero Energy Corp New COM 91913Y100 308 17319 sh sole 0 0 17319
Vanguard Index Fds TOTAL STK MKT 922908769 259 4490 sh sole 0 0 4490
Vanguard Intl Equity Index F MSCI EMR MKT ETF 922042858 1866 52088 sh sole 0 0 52088
Vectren Corp COM 92240G101 211 7790 sh sole 0 0 7790
Verizon Communications Inc COM 92343V104 841 22861 sh sole 0 0 22861
Wal Mart Stores Inc COM 931142103 441 8502 sh sole 0 0 8502
Waste Mgmt Inc Del COM 94106L109 553 16990 sh sole 0 0 16990
Weatherford International Lt REG SHS H27013103 133 10929 sh sole 0 0 10929
Wells Fargo & Co New COM 949746101 236 9800 sh sole 0 0 9800
Wizzard Software Corp New COM 97750V109 2 14100 sh sole 0 0 14100
Yamana Gold Inc COM 98462Y100 278 20385 sh sole 0 0 20385
/TEXT
/DOCUMENT
/SUBMISSION