0001140361-18-011287.txt : 20180301 0001140361-18-011287.hdr.sgml : 20180301 20180301170419 ACCESSION NUMBER: 0001140361-18-011287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Catherine C. CENTRAL INDEX KEY: 0001530677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 18658662 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Callaway Catherine B. DATE OF NAME CHANGE: 20110920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2018-02-27 0 0001379895 DYNEGY INC. DYN 0001530677 James Catherine C. 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 Exec VP and General Counsel Common Stock 93364 D Restricted Stock Units 2018-02-27 4 A 0 75011 12.33 A Common Stock 75011 94412 D Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 26,185 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018. Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. /s/ Heidi D. Lewis, Attorney-in-Fact 2018-03-01