0001140361-17-047006.txt : 20171221 0001140361-17-047006.hdr.sgml : 20171221 20171221163623 ACCESSION NUMBER: 0001140361-17-047006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171219 FILED AS OF DATE: 20171221 DATE AS OF CHANGE: 20171221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Henry D. CENTRAL INDEX KEY: 0001573115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 171269863 MAIL ADDRESS: STREET 1: 601 TRAVIS, 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2017-12-19 0 0001379895 DYNEGY INC. DYN 0001573115 Jones Henry D. 601 TRAVIS STREET SUITE 1400 HOUSTON TX 77002 0 1 0 0 EVP & Chief Commercial Officer Common Stock 2017-12-19 4 F 0 1633 11.47 D 98220 D On December 19, 2017, the Dynegy Board of Directors (the "Board") approved the acceleration of vesting of restricted stock units granted in 2015 that were otherwise scheduled to vest on March 3, 2018. The Board approved the accelerated vesting, and the related withholding of shares to pay taxes, in order to mitigate potential adverse tax consequences of Section 280G of the Internal Revenue Code in connection with the pending merger of Dynegy Inc. with and into Vistra Energy Corp. The reported disposition represents the withholding of shares to cover tax obligations arising from the acceleration of 3,854 restricted stock units on December 19, 2017. Reflects the closing stock price on December 19, 2017. Amount includes 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. /s/ Heidi D. Lewis, Attorney-in-Fact 2017-12-21