0001140361-17-047006.txt : 20171221
0001140361-17-047006.hdr.sgml : 20171221
20171221163623
ACCESSION NUMBER: 0001140361-17-047006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171219
FILED AS OF DATE: 20171221
DATE AS OF CHANGE: 20171221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Henry D.
CENTRAL INDEX KEY: 0001573115
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 171269863
MAIL ADDRESS:
STREET 1: 601 TRAVIS, 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2017-12-19
0
0001379895
DYNEGY INC.
DYN
0001573115
Jones Henry D.
601 TRAVIS STREET
SUITE 1400
HOUSTON
TX
77002
0
1
0
0
EVP & Chief Commercial Officer
Common Stock
2017-12-19
4
F
0
1633
11.47
D
98220
D
On December 19, 2017, the Dynegy Board of Directors (the "Board") approved the acceleration of vesting of restricted stock units granted in 2015 that were otherwise scheduled to vest on March 3, 2018. The Board approved the accelerated vesting, and the related withholding of shares to pay taxes, in order to mitigate potential adverse tax consequences of Section 280G of the Internal Revenue Code in connection with the pending merger of Dynegy Inc. with and into Vistra Energy Corp. The reported disposition represents the withholding of shares to cover tax obligations arising from the acceleration of 3,854 restricted stock units on December 19, 2017.
Reflects the closing stock price on December 19, 2017.
Amount includes 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
/s/ Heidi D. Lewis, Attorney-in-Fact
2017-12-21