0001140361-15-014725.txt : 20150408 0001140361-15-014725.hdr.sgml : 20150408 20150408153047 ACCESSION NUMBER: 0001140361-15-014725 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150401 FILED AS OF DATE: 20150408 DATE AS OF CHANGE: 20150408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Martin W. CENTRAL INDEX KEY: 0001620530 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 15758975 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 3 1 doc1.xml FORM 3 X0206 3 2015-04-01 0 0001379895 DYNEGY INC. DYN 0001620530 Daley Martin W. 601 TRAVIS STREET SUITE 1400 HOUSTON TX 77002 0 1 0 0 Executive Vice President Common Stock 18102 D Common Stock 953 I by Fiancee Employee Stock Option (Right to Buy) 18.7 2022-10-29 Common Stock 17569 D Employee Stock Option (Right to Buy) 23.1 2023-03-18 Common Stock 6082 D Employee Stock Option (Right to Buy) 23.03 2024-03-03 Common Stock 8461 D Employee Stock Option (Right to Buy) 27.24 2025-03-03 Common Stock 17472 D Includes 2,258 shares of restricted stock which vest on October 29, 2015, 1,299 shares of restricted stock which vest on March 18, 2016, 2,316 shares of restricted stock which vest in two equal annual installments beginning on March 3, 2016 and 7,067 shares of restricted stock which vest in three equal annual installments beginning on March 3, 2016. Includes 115 shares of restricted stock which vest on March 18, 2016, 260 shares of restricted stock which vest in two equal annual installments beginning on March 3, 2016 and 346 shares of restricted stock which vest in three equal annual installments beginning on March 3, 2016. The options became exercisable in three equal annual installments beginning on October 29, 2013. The options became exercisable in three equal annual installments beginning March 18, 2014. The options became exercisable in three equal annual installments beginning March 3, 2015. The options become exercisable in three equal annual installments beginning on March 3, 2016. Heidi Lewis 2015-04-08