0001379245-19-000016.txt : 20191127 0001379245-19-000016.hdr.sgml : 20191127 20191127211539 ACCESSION NUMBER: 0001379245-19-000016 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191122 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCKE DAVID MICHAEL CENTRAL INDEX KEY: 0001790742 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-139045 FILM NUMBER: 191259613 MAIL ADDRESS: STREET 1: 1327 OCEAN AVE STE B CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENIGMA-BULWARK, LTD CENTRAL INDEX KEY: 0001379245 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 261875304 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1327 OCEAN AVE SUITE B CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: (310) 899-3900 MAIL ADDRESS: STREET 1: 1327 OCEAN AVE SUITE B CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: PEARTRACK SECURITY SYSTEMS, INC. DATE OF NAME CHANGE: 20141017 FORMER COMPANY: FORMER CONFORMED NAME: Ecologic Transportation, Inc. DATE OF NAME CHANGE: 20090611 FORMER COMPANY: FORMER CONFORMED NAME: USR Technology, Inc. DATE OF NAME CHANGE: 20080626 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2019-11-22 0 0001379245 ENIGMA-BULWARK, LTD PTSS 0001790742 ROCKE DAVID MICHAEL 1327 OCEAN AVE STE B SANTA MONICA CA 90401 1 0 1 0 COMMON STOCK 507500 I By Leafy Lane Ltd. COMMON STOCK 6667000 I By Leafy Lane Ltd. COMMON STOCK 2864620 I By Leafy Lane Ltd. STOCK OPTIONS 0.005 2019-11-15 2024-05-15 COMMON STOCK 286462 I By Leafy Lane Ltd. STOCK OPTIONS 0.005 2020-02-15 2024-05-15 COMMON STOCK 286462 I By Leafy Lane Ltd. STOCK OPTIONS 0.005 2024-05-15 COMMON STOCK 1168769 I By Leafy Lane Ltd. STOCK OPTIONS 0.005 2024-05-15 COMMON STOCK 2268780 I By Leafy Lane Ltd. Acquired in connection with Intellectual Property Agreement dated October 11, 2018, and effective October 7, 2019 Acquired in connection with Common Stock Purchase Agreement dated August 28, 2019, and effective November 22, 2019 Acquired through exercise of vested stock options, pursuant to Stock Option Agreement dated May 15, 2019. Stock Options vest upon receipt by Enigma-Bulwark Ltd. of $500,000 in an equity or bridge financing. Stock Options vest upon receipt by Enigma-Bulwark Ltd. of $3,000,000 in an equity or bridge financing (or such lesser amount as the Optionee and Enigma may agree) DAVID ROCKE 2019-11-27