0001144204-15-060613.txt : 20151023 0001144204-15-060613.hdr.sgml : 20151023 20151023163834 ACCESSION NUMBER: 0001144204-15-060613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151023 DATE AS OF CHANGE: 20151023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOVIRICIDES, INC. CENTRAL INDEX KEY: 0001379006 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 760674577 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 135 WOOD STREET STREET 2: SUITE 205 CITY: WEST HAVEN STATE: CT ZIP: 06516 BUSINESS PHONE: (203) 937-6137 MAIL ADDRESS: STREET 1: 135 WOOD STREET STREET 2: SUITE 205 CITY: WEST HAVEN STATE: CT ZIP: 06516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONIUK MILTON CENTRAL INDEX KEY: 0001580568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36081 FILM NUMBER: 151173221 MAIL ADDRESS: STREET 1: C/O NANOVIRICIDES, INC. STREET 2: 135 WOOD STREET, SUITE 205 CITY: WEST HAVEN STATE: CT ZIP: 06516 4 1 v422711_4.xml OWNERSHIP DOCUMENT X0306 4 2015-10-15 0 0001379006 NANOVIRICIDES, INC. NNVC 0001580568 BONIUK MILTON C/O NANOVIRICIDES, INC. 1 CONTROLS DRIVE SHELTON CT 06484 1 0 0 0 Common Stock, par value $0.001 per share 2015-10-15 4 P 0 2200 1.30 A 102200 I Held by Milton Boniuk IRA Common Stock, par value $0.001 per share 2015-10-19 4 P 0 2958 1.30 A 105158 I Held by Milton Boniuk IRA Common Stock, par value $0.001 per share 2015-10-21 4 P 0 5202 1.30 A 110360 I Held by Milton Boniuk IRA Common Stock, par value $0.001 per share 2015-10-22 4 P 0 14640 1.30 A 125000 I Held by Milton Boniuk IRA Does not include: 952,381 shares of Common Stock issuable upon conversion of a 10% Coupon Series C Convertible Debenture, or 187,000 shares of Series A Preferred Stock held by Milton Boniuk IRA, convertible into 654,500 shares of common stock, which are not readily convertible; 1,133,963 shares of Common Stock and warrants to purchase an additional 571,428 shares of Common Stock held by the Reporting Person and his wife; 942,859 shares of Common Stock, warrants to purchase an additional 285,714 shares of Common Stock or an indeterminate number of shares of Common Stock issuable upon conversion of debentures held by Boniuk Interests, Ltd.; or 571,431 shares of Common Stock held by the Boniuk Charitable Foundation. Dr. Boniuk holds voting and dispositive power over the Boniuk Charitable Foundation, Boniuk Interests Ltd. and the Milton Boniuk IRA. /s/ Milton Boniuk 2015-10-23