0001562180-19-005560.txt : 20191119 0001562180-19-005560.hdr.sgml : 20191119 20191119094500 ACCESSION NUMBER: 0001562180-19-005560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191118 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tengel Jeffrey J CENTRAL INDEX KEY: 0001379352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 191229177 MAIL ADDRESS: STREET 1: 1900 EAST NINTH STREET CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-11-18 false 0001378946 People's United Financial, Inc. PBCT 0001379352 Tengel Jeffrey J PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false President Common Stock 2019-11-18 4 M false 12725.00 15.56 A 154592.00 D Common Stock 2019-11-18 4 M false 19287.00 15.56 A 173879.00 D Common Stock 2019-11-18 4 M false 13165.00 13.415 A 187044.00 D Common Stock 2019-11-18 4 M false 45512.00 13.415 A 232556.00 D Common Stock 2019-11-18 4 S false 90689.00 16.30 D 141867.00 D Employee Option to Buy 15.56 2019-11-18 4 M false 12725.00 0.00 D 2020-03-08 Common Stock 12725.00 0.00 D Employee Option to Buy 15.56 2019-11-18 4 M false 19287.00 0.00 D 2020-03-08 Common Stock 19287.00 0.00 D Employee Option to Buy 13.415 2019-11-18 4 M false 13165.00 0.00 D 2021-02-17 Common Stock 13165.00 0.00 D Employee Option to Buy 13.415 2019-11-18 4 M false 45512.00 0.00 D 2021-02-17 Common Stock 45512.00 0.00 D This transaction was executed in multiple trades at prices ranging from $16.29 to $16.371. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 2,920 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 35 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statement. Exercisable in annual increments on 03/08/2012 (50%); 03/08/2013 (25%); and 03/01/2014 (25%). Exercisable in annual increments on 03/01/2013 (50%); 03/01/2014 (25%); and 03/01/2015 (25%). /s/ Jeffrey J. Tengel 2019-11-18