0001562180-16-003532.txt : 20161116
0001562180-16-003532.hdr.sgml : 20161116
20161116155049
ACCESSION NUMBER: 0001562180-16-003532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161115
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baron Collin P
CENTRAL INDEX KEY: 0001391800
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 162002393
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
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0001378946
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Baron Collin P
5455 CONGRESS STREET
FAIRFIELD
CT
06824
true
false
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Common Stock
2016-11-15
4
M
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100000.00
17.085
A
332843.00
D
Common Stock
2016-11-15
4
S
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100000.00
18.54
D
232843.00
D
Common Stock
2016-11-16
4
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94415.00
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327258.00
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Common Stock
2016-11-16
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Director Option to Buy
17.085
2016-11-15
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100000.00
0.00
D
2017-12-07
Common Stock
100000.00
94415.00
D
Director Option to Buy
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2016-11-16
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2017-12-07
Common Stock
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0.00
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This transaction was executed in multiple trades at prices ranging from $18.53 to $18.565. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $18.17 to $18.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
/s/ Robert E. Trautmann, attorney-in-fact
2016-11-16