0001562180-16-003532.txt : 20161116 0001562180-16-003532.hdr.sgml : 20161116 20161116155049 ACCESSION NUMBER: 0001562180-16-003532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baron Collin P CENTRAL INDEX KEY: 0001391800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 162002393 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-11-15 false 0001378946 People's United Financial, Inc. PBCT 0001391800 Baron Collin P 5455 CONGRESS STREET FAIRFIELD CT 06824 true false false false Common Stock 2016-11-15 4 M false 100000.00 17.085 A 332843.00 D Common Stock 2016-11-15 4 S false 100000.00 18.54 D 232843.00 D Common Stock 2016-11-16 4 M false 94415.00 17.085 A 327258.00 D Common Stock 2016-11-16 4 S false 94415.00 18.20 D 232843.00 D Director Option to Buy 17.085 2016-11-15 4 M false 100000.00 0.00 D 2017-12-07 Common Stock 100000.00 94415.00 D Director Option to Buy 17.085 2016-11-16 4 M false 94415.00 0.00 D 2017-12-07 Common Stock 94415.00 0.00 D This transaction was executed in multiple trades at prices ranging from $18.53 to $18.565. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $18.17 to $18.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant. /s/ Robert E. Trautmann, attorney-in-fact 2016-11-16