X0404 N-CEN LIVE 0001378872 XXXXXXXX 811-21977 N-1A S000031053 true S000038520 true S000069448 true S000019521 true S000064593 true S000034533 true S000028297 true S000028301 true S000030362 true S000019225 true S000019228 true S000030363 true S000072318 true S000045020 true S000030966 true S000060822 true S000072319 true S000058747 true S000037586 true S000028300 true S000058746 true S000030967 true S000028296 true S000055054 true S000064596 true S000028298 true S000019230 true S000072469 true S000028295 true S000028299 true S000058750 true S000030965 true S000064595 true S000055539 true S000058135 true S000019246 true S000034530 true S000047524 true S000050154 true S000058134 true S000048721 true S000028294 true S000064597 true S000027370 true S000069449 true S000019412 true S000019411 true S000028302 true S000030361 true S000033429 true S000050156 true S000051157 true S000072320 true S000072470 true S000056849 true S000019245 true S000030963 true Invesco Exchange-Traded Fund Trust II 811-21977 0001378872 O540V2L4S174Y60FMD36 3500 Lacey Road Suite 700 Downers Grove 60515 US-IL US 18009830903 Invesco Advisers, Inc. 1555 Peachtree St NE Suite 1000 Atlanta 30309 14048920896 CERTAIN FINANCIAL, PORTFOLIO MANAGEMENT AND CLIENT-RELATED RECORDS. N N N-1A 57 Y Yung Bong Lim N/A N Joanne Pace N/A N Gary R. Wicker N/A N Donald H. Wilson N/A N Marc M. Kole N/A N Edmund P. Giambastiani, Jr. N/A N Kevin M. Carome 004307331 Y Ronn R. Bagge N/A N Victoria J. Herget N/A N Todd J. Barre N/A N Melanie Zimdars 002988973 3500 Lacey Road Suite 700 Downers Grove 60515 XXXXXX N N N N N N Invesco Distributors, Inc. 008-21323 000007369 N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N 2021-02-26 Invesco Solar ETF - Change in trigger threshold for use of fair value factors on international equity securities Equity-common international equity securities N/A N N Invesco Senior Loan ETF S000031053 549300SIHU6DQELRNG59 N 1 0 0 Exchange-Traded Fund N N -0.61369200 -1.28201800 0.63454797 0.63456018 N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N Invesco Capital Management LLC 801-61851 000125601 EJW8VXOT5RJ3PPMVEB49 N Invesco Senior Secured Management, Inc. 801-38119 000107590 3FYT3RWGZKJBHC3GB850 Y N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Virtu Financial, Inc. 5493001OPW2K42CH3884 N Refinitiv 20-4530702 Federal Tax Identification Number N ICE Data Services, Inc. 13-3668779 Federal Tax Identification Number N Markit North America, Inc 549300HLPTRASHS0E726 N Pricing Direct, Inc. 549300WIC0TOJ7N7GD54 N N Standard Bank Plc 254900QSNQ05XHAZ7R36 MW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, S.C.A. 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank South Africa N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE COSTA RICA 549300BH267R4KQVKV59 CR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Vietnam) Limited 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. 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RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Banques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Brazil N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Plc 254900QSNQ05XHAZ7R36 MW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE COSTA RICA 549300BH267R4KQVKV59 CR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Ag, Karachi N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) STANDARD BANK ESWATINI LIMITED 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Serbia JSC 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO S3 CACEIS MEXICO, S.A., INSTITUCION DE BANCA MULTIPLE 4469000001BLMDZKCP57 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Jordan N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK OMAN SAOG 213800YRPSOSH9OA2V29 OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Zimbabwe Ltd. 2549005HENFMYGRM9S10 ZW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Uganda Limited N/A UG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Botswana Ltd. 254900CFACP5V9H8W758 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA SOCIEDAD ANONIMA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Hong Kong N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE SECURITIES (USA) LLC 1V8Y6QCX6YMJ2OELII46 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank-Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Vietnam) Limited 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Caceis Bank Spain S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, S.C.A. 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank South Africa N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) CO., LTD. 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank, Moscow N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON N.V. MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. BZO2P8KHO2O10H5QQ663 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citibank (Panama), S.A. N/A PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Pty Ltd. 0C45RG70GW42XSBLJ131 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Islandsbanki hf. 549300PZMFIQR79Q0T97 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NOVA SCOTIA L3I9ZG2KFGXZ61BMYR72 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of America Merrill Lynch International Limited EYKN6V0ZCB8VD9IULB80 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Cote d'Ivoire SA 54930016MQBB2NO5NB47 CI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JSC Citibank 549300E0ROTI7ACBZH02 UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) MUFG Bank, Ltd. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Kazakhstan JSC 95XXGORQK31JZP82OG22 KZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA LIMITED 2138009S6SHV5GLS7987 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex Afore SA de CV 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N 0 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 1800000.00000000 JEFFERIES LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2300000.00000000 RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 1000000.00000000 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 6150000.00000000 GOLDMAN, SACHS & CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 3235000.00000000 CITIGROUP GLOBAL MARKETS INC. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 4650000.00000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7010000.00000000 26145000.00000000 N 48459639.55416670 N N N Invesco S&P 500 Revenue ETF S000064593 549300G2ZSGHHWSMXN54 N 1 0 0 Exchange-Traded Fund N N -0.02587946 -0.57120746 0.12860524 0.12860524 Y N Y N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 4868068.65 23618.00 Rule 17e-1 (17 CFR 270.17e-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Invesco Capital Management LLC 801-61851 000125601 EJW8VXOT5RJ3PPMVEB49 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Refinitiv 20-4530702 Federal Tax Identification Number N Virtu Financial, Inc. 5493001OPW2K42CH3884 N Pricing Direct, Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services, Inc. 13-3668779 Federal Tax Identification Number N Markit North America, Inc 549300HLPTRASHS0E726 N N Deutsche Bank AG, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of America Merrill Lynch International Limited EYKN6V0ZCB8VD9IULB80 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank South Africa N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Brazil N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Ag, Karachi N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Banques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Hong Kong N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK ESWATINI LIMITED 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Cote d'Ivoire SA 54930016MQBB2NO5NB47 CI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Pty Ltd. 0C45RG70GW42XSBLJ131 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK OMAN SAOG 213800YRPSOSH9OA2V29 OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE SECURITIES (USA) LLC 1V8Y6QCX6YMJ2OELII46 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Standard Bank of South Africa QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Zimbabwe Ltd. 2549005HENFMYGRM9S10 ZW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO S3 CACEIS MEXICO, S.A., INSTITUCION DE BANCA MULTIPLE 4469000001BLMDZKCP57 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JSC Citibank 549300E0ROTI7ACBZH02 UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Islandsbanki hf. 549300PZMFIQR79Q0T97 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Serbia JSC 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank-Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. BZO2P8KHO2O10H5QQ663 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON N.V. MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex Afore SA de CV 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citibank (Panama), S.A. 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ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA SOCIEDAD ANONIMA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. 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ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Caceis Bank Spain S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE SECURITIES (USA) LLC 1V8Y6QCX6YMJ2OELII46 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Banco Citibank (Panama), S.A. N/A PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Vietnam) Limited 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. FOR8UP27PHTHYVLBNG30 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) HSBC BANK EGYPT S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Islandsbanki hf. 549300PZMFIQR79Q0T97 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Plc 254900QSNQ05XHAZ7R36 MW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Ag, Karachi N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Hong Kong N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Serbia JSC 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 181802.41000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 8-44325 000035865 549300E8QX0ZMRDC2M81 235545.42000000 VIRTU AMERICAS LLC 8-68193 000149823 549300RA02N3BNSWBV74 212675.11000000 RAYMOND JAMES & ASSOCIATES, INC. 8-10999 000000705 U4ONQX15J3RO8XCKE979 223.61000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 402.55000000 724941.90000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 515425739.57000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 310706554.99000000 VIRTU AMERICAS LLC 8-68193 000149823 549300RA02N3BNSWBV74 327134655.39000000 GOLDMAN, SACHS & CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 78137094.86000000 RBC CAPITAL MARKETS, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 42591299.53000000 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 19791746.49000000 ABN AMRO CLEARING CHICAGO LLC 8-34354 000014020 549300U16G4LU3V6C598 16132686.27000000 CITADEL SECURITIES LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 133831245.22000000 HRT FINANCIAL LLC 8-68430 000152144 21380037YFKONTT23854 13928084.23000000 1457679106.55000000 N 458968332.72750000 N N N Invesco S&P SmallCap Industrials ETF S000028300 549300RFU1GXX0KUPW74 N 1 0 0 Exchange-Traded Fund N N 0.02611347 -0.41836552 0.08985738 0.08985738 N N Y N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 2109930.52 1843.00 Rule 17e-1 (17 CFR 270.17e-1) Rule 12d1-1 (17 CFR 270.12d1-1) Y Y N N Invesco Capital Management LLC 801-61851 000125601 EJW8VXOT5RJ3PPMVEB49 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N ICE Data Services, Inc. 13-3668779 Federal Tax Identification Number N Pricing Direct, Inc. 549300WIC0TOJ7N7GD54 N Virtu Financial, Inc. 5493001OPW2K42CH3884 N Markit North America, Inc 549300HLPTRASHS0E726 N Refinitiv 20-4530702 Federal Tax Identification Number N N Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank South Africa N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, S.C.A. 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE SECURITIES (USA) LLC 1V8Y6QCX6YMJ2OELII46 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) HSBC BANK (CHINA) CO., LTD. 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. FOR8UP27PHTHYVLBNG30 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Deutsche Bank A.S. 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON N.V. MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JSC Citibank 549300E0ROTI7ACBZH02 UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Zimbabwe Ltd. 2549005HENFMYGRM9S10 ZW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE COSTA RICA 549300BH267R4KQVKV59 CR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Kazakhstan JSC 95XXGORQK31JZP82OG22 KZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Intesa Sanpaolo S.p.A 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA SOCIEDAD ANONIMA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Banques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Plc 254900QSNQ05XHAZ7R36 MW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Jordan N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Ag, Karachi N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK ESWATINI LIMITED 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Cote d'Ivoire SA 54930016MQBB2NO5NB47 CI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citibank (Panama), S.A. N/A PA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Serbia JSC 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA LIMITED 2138009S6SHV5GLS7987 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE COSTA RICA 549300BH267R4KQVKV59 CR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Zimbabwe Ltd. 2549005HENFMYGRM9S10 ZW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Vietnam) Limited 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Pty Ltd. 0C45RG70GW42XSBLJ131 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Uganda Limited N/A UG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank-Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC 029200098C3K8BI2D551 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex Afore SA de CV 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Kenya Limited 549300BEL47N4GGJM871 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. 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International PLC 4PQUHN3JPFGFNF3BB653 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S.A. Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Invesco Capital Markets, Inc. 8-19412 000006939 549300O1XUPMKDTYZX74 606.40000000 CITIGROUP GLOBAL MARKETS INC. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 4.33000000 GOLDMAN, SACHS & CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 136.40000000 INVESCO CAPITAL MARKETS, INC. 8-19412 000006939 549300O1XUPMKDTYZX74 606.40000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 60.13000000 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 311.28000000 1118.54000000 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 337495.14000000 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 21374122.53000000 GOLDMAN, SACHS & CO. 8-129 000000361 FOR8UP27PHTHYVLBNG30 3370459.63000000 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 10284122.00000000 ABN AMRO CLEARING CHICAGO LLC 8-34354 000014020 549300U16G4LU3V6C598 17053361.71000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 22795752.10000000 CITIGROUP GLOBAL MARKETS INC. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 10136209.20000000 VIRTU AMERICAS LLC 8-68193 000149823 549300RA02N3BNSWBV74 8037406.98000000 93388929.29000000 N 56364678.79333330 N N N Invesco S&P SmallCap Utilities & Communication Services ETF S000028295 549300NF2UYWR6GL1L05 N 1 0 0 Exchange-Traded Fund N N -0.10684989 -0.51232989 0.14407294 0.14407294 Y N Y N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 1469364.15 3682.00 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17e-1 (17 CFR 270.17e-1) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Invesco Capital Management LLC 801-61851 000125601 EJW8VXOT5RJ3PPMVEB49 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Markit North America, Inc 549300HLPTRASHS0E726 N ICE Data Services, Inc. 13-3668779 Federal Tax Identification Number N Virtu Financial, Inc. 5493001OPW2K42CH3884 N Refinitiv 20-4530702 Federal Tax Identification Number N Pricing Direct, Inc. 549300WIC0TOJ7N7GD54 N N Citibank Europe Plc N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU UNIBANCO S.A. BZO2P8KHO2O10H5QQ663 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED 549300KP56LL8NKKFL47 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Pty Ltd. 0C45RG70GW42XSBLJ131 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Ag, Karachi N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Vietnam) Limited 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Cote d'Ivoire SA 54930016MQBB2NO5NB47 CI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO Citibank, Moscow N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ITAU CORPBANCA 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Korea N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE SECURITIES (USA) LLC 1V8Y6QCX6YMJ2OELII46 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Morgan Stanley & Co. International PLC 4PQUHN3JPFGFNF3BB653 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE COSTA RICA 549300BH267R4KQVKV59 CR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank South Africa N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA SOCIEDAD ANONIMA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Privredna Banka Zagreb d.d. 549300ZHFZ4CSK7VS460 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Zimbabwe Ltd. 2549005HENFMYGRM9S10 ZW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Uganda Limited N/A UG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex Afore SA de CV 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK EGYPT S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Union Internationale de Banques 549300WKCW12LEPUMV07 TN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd. ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank of America Merrill Lynch International Limited EYKN6V0ZCB8VD9IULB80 GB N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Deutsche Bank AG, Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank-Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. FOR8UP27PHTHYVLBNG30 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Citibank Brazil N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank A.S. 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NEW YORK MELLON N.V. MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Serbia JSC 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Caceis Bank Spain S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Itau Uruguay S.A. 549300HU8OQS1VTVXN55 UY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO S3 CACEIS MEXICO, S.A., INSTITUCION DE BANCA MULTIPLE 4469000001BLMDZKCP57 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank AG, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JSC Citibank 549300E0ROTI7ACBZH02 UA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Hong Kong N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Botswana Ltd. 254900CFACP5V9H8W758 BW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Jordan N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE BANK OF NOVA SCOTIA L3I9ZG2KFGXZ61BMYR72 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Securities LLC T6FIZBDPKLYJKFCRVK44 N N Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) EUROCLEAR BANK SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (CHINA) CO., LTD. 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK ESWATINI LIMITED 2549000IV408A4RRND84 SZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank Namibia Limited 254900K6TJFDYKSQWV49 NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank, USA, N.A. 1IE8VN30JCEQV1H4R804 N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services, S.C.A. 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Argentina N/A AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Bank of South Africa QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic Bank Ghana Ltd. 549300M3N5M3E5WDG321 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Citibank (Panama), S.A. 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