0001209191-11-059143.txt : 20111202 0001209191-11-059143.hdr.sgml : 20111202 20111202163035 ACCESSION NUMBER: 0001209191-11-059143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC cees Trustee LTD CENTRAL INDEX KEY: 0001351870 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 111240794 BUSINESS ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB BUSINESS PHONE: 00 44 1534 501614 MAIL ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB FORMER NAME: FORMER CONFORMED NAME: Abacus Corporate Trustee LTD DATE OF NAME CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC Holdings (Channel Islands) Ltd CENTRAL INDEX KEY: 0001472125 STATE OF INCORPORATION: XX FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 111240795 BUSINESS ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ BUSINESS PHONE: 44 1481 744103 MAIL ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ 4 1 c25517_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-30 0001378706 AMERICAN DG ENERGY INC ADGE 0001472125 RBC Holdings (Channel Islands) Ltd 19-21 BROAD STREET ST. HELIER JERSEY Y7 JE1 3PB GUERNSEY 0 0 1 0 0001351870 RBC cees Trustee LTD 19-21 BROAD STREET ST. HELIER JERSEY Y7 JE1 3PB GUERNSEY 0 0 1 0 6% Senior Unsecured Convertible Debentures Due 2018 2.20 2011-11-30 4 P 0 3136364 A Common Stock 3136364 7727273 I By Subsidiary The shares reported in this table are held by RBC cees Trustee Limited, which is an indirectly wholly owned subsidiary of RBC Holdings (Channel Islands) Limited Subject to Section 5 of the 6% Senior Unsecured Convertible Debentures (Due 2018) Certificate, the security is convertible at any time in whole or impart The security matures on May 25, 2018. The principal amount of the security is $6,900,000. RBC Holdings (Channel Islands) Limited By: /s/ C.C. Blampied 2011-12-02 RBC Holdings (Channel Islands) Limited By: /s/ G. W. Dick 2011-12-02 RBC cees Trustee Limited By: /s/ Mike Evans 2011-12-02 RBC cees Trustee Limited By: /s/ Keith Mallet 2011-12-02