0001104659-11-034368.txt : 20110613 0001104659-11-034368.hdr.sgml : 20110613 20110613161554 ACCESSION NUMBER: 0001104659-11-034368 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110520 FILED AS OF DATE: 20110613 DATE AS OF CHANGE: 20110613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC cees Trustee LTD CENTRAL INDEX KEY: 0001351870 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 11908352 BUSINESS ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB BUSINESS PHONE: 00 44 1534 501614 MAIL ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB FORMER NAME: FORMER CONFORMED NAME: Abacus Corporate Trustee LTD DATE OF NAME CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC Holdings (Channel Islands) Ltd CENTRAL INDEX KEY: 0001472125 STATE OF INCORPORATION: XX FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 11908353 BUSINESS ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ BUSINESS PHONE: 44 1481 744103 MAIL ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ 3 1 a3.xml 3 X0203 3 2011-05-20 0 0001378706 AMERICAN DG ENERGY INC ADGE 0001472125 RBC Holdings (Channel Islands) Ltd 19-21 BROAD STREET ST HELIER, JERSEY Y9 JE1 8PB JERSEY 0 0 1 0 0001351870 RBC cees Trustee LTD 19-21 BROAD STREET ST HELIER, JERSEY Y9 JE1 8PB JERSEY 0 0 1 0 Common Stock 607143 I By subsidiary 6% Senior Unsecured Convertible Debentures Due 2018 2.20 Common Stock 4590909 I By subsidiary The shares reported in Table 1 are held by RBC cees Trustee Limited, which is an indirectly wholly owned subsidiary of RBC Holdings (Channel Islands) Limited. Subject to Section 5 of the 6% Senior Unsecured Convertible Debenture (Due 2018) Certificate, the security is convertible at any time in whole or in part. The security matures on May 25, 2018. The principal amount of the security is $10,100,000. RBC Holdings (Channel Islands) Limited /s/ Ronald Paul Patterson 2011-06-09 Ronald Paul Patterson/Director /s/ Christopher Blampied 2011-06-09 Christopher Blampied/Director RBC cees Trustee Limited /s/ Mike Evans 2011-06-09 /s/ Alison Creed 2011-06-09