X0306 4 2019-04-02 0001136174 CATASYS, INC. CATS 0001378591 Smith David E C/O COAST ASSET MANAGEMENT, LLC 11150 SANTA MONICA BOULEVARD, SUITE 1400 LOS ANGELES CA 90025 1 Common Stock, par value $0.0001 per share 2019-04-02 4 S 0 8724 14.05 D 1817383 I Through Shamus, LLC Common Stock, par value $0.0001 per share 2019-04-02 4 S 0 23090 14.09 D 1794293 I Through Shamus, LLC /s/ David E. Smith 2019-04-03