0001209191-24-000825.txt : 20240104 0001209191-24-000825.hdr.sgml : 20240104 20240104165349 ACCESSION NUMBER: 0001209191-24-000825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowenthal Richard E CENTRAL INDEX KEY: 0001378550 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39756 FILM NUMBER: 24512911 MAIL ADDRESS: STREET 1: 12481 HIGH BLUFF DRIVE, SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARS Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001671858 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 811489190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL, SUITE 120 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-771-9307 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL, SUITE 120 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Therapeutics, Inc. DATE OF NAME CHANGE: 20160412 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-05-17 0 0001671858 ARS Pharmaceuticals, Inc. SPRY 0001378550 Lowenthal Richard E C/O ARS PHARMACEUTICALS, INC. 11682 EL CAMINO REAL, SUITE 120 SAN DIEGO CA 92130 1 1 1 0 President and CEO 0 Common Stock 2023-05-17 4 G 0 1050000 0.00 D 4126822 D Common Stock 2023-05-17 4 G 0 1050000 0.00 A 1050000 I By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Common Stock 2023-05-17 4 G 0 1050000 0.00 D 3276854 I By spouse Common Stock 2023-05-17 4 G 0 1050000 0.00 A 2100000 I By Lowenthal-Tanimoto Family Trust U/A DTD 4/3/2006 Common Stock 1772850 I By Richard E. Lowenthal Charitable Remainder Unitrust Dated January 7, 2020 Common Stock 1772850 I By Sarina Tanimoto Charitable Remainder Unitrust Dated January 7, 2020 Stock option (right to buy) 5.58 2024-01-02 4 A 0 880000 0.00 A 2034-01-01 Common Stock 880000 880000 D Stock option (right to buy) 5.58 2024-01-02 4 A 0 300000 0.00 A 2034-01-01 Common Stock 300000 300000 I By spouse These shares are held in a trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are trustees of the trust. The Reporting Person is trustee of the trust. The Reporting Person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. 25% of the shares subject to the option shall vest on January 1, 2025, and the remaining shares will vest monthly thereafter over three years. /s/ Kathleen Scott, Attorney-in-Fact 2024-01-04