0001209191-16-146801.txt : 20161024
0001209191-16-146801.hdr.sgml : 20161024
20161024195041
ACCESSION NUMBER: 0001209191-16-146801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161020
FILED AS OF DATE: 20161024
DATE AS OF CHANGE: 20161024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Douglas Emmett Inc
CENTRAL INDEX KEY: 0001364250
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 203073047
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 808 WILSHIRE BLVD., SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-255-7700
MAIL ADDRESS:
STREET 1: 808 WILSHIRE BLVD., SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emmett Dan A
CENTRAL INDEX KEY: 0001378407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33106
FILM NUMBER: 161949084
MAIL ADDRESS:
STREET 1: DOUGLAS EMMETT INC.
STREET 2: 808 WILSHIRE BOULEVARD, SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-20
0
0001364250
Douglas Emmett Inc
DEI
0001378407
Emmett Dan A
808 WILSHIRE BOULEVARD
SUITE 200
SANTA MONICA
CA
90401
1
1
0
0
Chairman of the Board
Common Stock
2016-10-20
4
S
0
46384
36.4825
D
1987194
I
See footnote 8.
Common Stock
2016-10-20
4
S
0
18554
36.4825
D
1968640
I
See footnote 8.
Common Stock
2016-10-21
4
S
0
30516
36.3712
D
1938124
I
See footnote 8.
Common Stock
2016-10-21
4
S
0
12207
36.3712
D
1925917
I
See footnote 8.
Common Stock
2016-10-24
4
S
0
23100
36.6395
D
1902817
I
See footnote 8.
Common Stock
2016-10-24
4
S
0
9239
36.6395
D
1893578
I
See footnote 8.
The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014.
The aggregate number of Shares sold by the Trust on the same day at different prices.
Represents the weighted average sales price. The Shares were sold at prices ranging from $36.22 to $36.82 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.
The aggregate number of Shares sold by Rivermouth on the same day at different prices.
Represents the weighted average sales price. The Shares were sold at prices ranging from $36.16 to $36.45 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Represents the weighted average sales price. The Shares were sold at prices ranging from $36.45 to $36.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Following the sales reported herein, Reporting Person continued to beneficially own 6,258,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership.
Shares beneficially owned include (i) an aggregate of 1,764,290 Shares owned by the Trust and a community property trust with Reporting Person's spouse; (ii) 57,288 Shares owned by Rivermouth; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options.
/s/ Dan A. Emmett
2016-10-24