-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LpUqbll4VADhAVvpZyHVVx+oCMhP3L9iWcu5pe9vHsgFEdy06l9UGhdHJmGxtu/1 DEkw2qn6nF6BRZx9U9iAjQ== 0001209191-10-040991.txt : 20100803 0001209191-10-040991.hdr.sgml : 20100803 20100803202151 ACCESSION NUMBER: 0001209191-10-040991 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100730 FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrocelli Richard A CENTRAL INDEX KEY: 0001496743 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00732 FILM NUMBER: 10989250 MAIL ADDRESS: STREET 1: C/O SARATOGA INVESTMENT ADVISORS, LLC STREET 2: 535 MADISON AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP. CENTRAL INDEX KEY: 0001377936 IRS NUMBER: 204876925 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-3343 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GSC INVESTMENT CORP. DATE OF NAME CHANGE: 20070321 FORMER COMPANY: FORMER CONFORMED NAME: GSC Investment LLC DATE OF NAME CHANGE: 20061011 3 1 c04210_3x1.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-07-30 1 0001377936 SARATOGA INVESTMENT CORP. SAR 0001496743 Petrocelli Richard A C/O SARATOGA INVESTMENT CORP. 535 MADISON AVENUE NEW YORK NY 10022 1 1 0 0 CFO, Secretary and CCO Exhibit List Exhibit 24 - Power of Attorney /s/ Richard A. Petrocelli 2010-08-03 EX-24 2 c04210_24.htm POWER OF ATTORNEY Exhibit 24
Exhibit 24
POWER OF ATTORNEY
I, Richard A. Petrocelli, a Director of Saratoga Investment Corp. (the “Corporation”), hereby authorize and designate Christian L. Oberbeck as my agent and attorney-in-fact, with full power of substitution to:
(1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Section l6 of the Securities Exchange Act of 1934, as amended, and file the same with the Securities and Exchange Commission and each stock exchange on which the Corporation’s stock is listed:
(2) prepare and sign on my behalf any Form 144 Notice under the Securities Act of 1933, as amended, and file the same with the Securities and Exchange Commission; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, or Section 5 of the Securities Act of 1933, as amended, or Rule 144 promulgated under such Act.
This Power of Attorney shall remain in effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned’s holdings of and transactions in securities issued by the Corporation, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
         
     
DATED: 7/26/10  SIGNED:   /s/ Richard A. Petrocelli    
    Richard A. Petrocelli   
       
 

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