0001193125-16-791652.txt : 20170112 0001193125-16-791652.hdr.sgml : 20170112 20161213140702 ACCESSION NUMBER: 0001193125-16-791652 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP. CENTRAL INDEX KEY: 0001377936 IRS NUMBER: 204876925 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-3343 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GSC INVESTMENT CORP. DATE OF NAME CHANGE: 20070321 FORMER COMPANY: FORMER CONFORMED NAME: GSC Investment LLC DATE OF NAME CHANGE: 20061011 CORRESP 1 filename1.htm Acceleration Request

December 13, 2016

VIA EDGAR

Dominic Minore, Esq.

Division of Investment Management

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

 

  RE: Saratoga Investment Corp.
       Registration Statement on Form N-2
       (File No. 333-214182)
 

Dear Mr. Minore:

In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Saratoga Investment Corp. hereby respectfully requests that the above-captioned registration statement, including all amendments thereto, be ordered effective on December 13, 2016, at 4:00 p.m., or as soon thereafter as practicable.

 

Saratoga Investment Corp.
By:   /s/ Henri J. Steenkamp

Henri J. Steenkamp

Chief Financial Officer

LADENBURG THALMANN & CO. INC.

570 Lexington Avenue

12th Floor

New York, New York 10022

December 13, 2016

 

VIA EDGAR

Securities and Exchange Commission

100 F Street, NE

Washington, DC 20549

 

  Re:  

Saratoga Investment Corp.

Registration Statement on Form N-2

File No.: 333-214182

Ladies and Gentlemen:

Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned, as representative of the several underwriters of the proposed public offering of notes due 2023 of Saratoga Investment Corp. (the “Company”), hereby joins in the request of the Company that the effectiveness of the Registration Statement relating to such securities be accelerated so that the Registration Statement will become effective by 4:00 p.m. on December 13, 2016, or as soon thereafter as practicable.

 

Very truly yours,

LADENBURG THALMANN & CO. INC.,

as representative of the several underwriters

By:

  

/s/ Steven Kaplan

Name:

   Steven Kaplan

Title:

   Head of Capital Markets