0000899243-18-025821.txt : 20181002 0000899243-18-025821.hdr.sgml : 20181002 20181002165519 ACCESSION NUMBER: 0000899243-18-025821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180928 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steenkamp Henri J CENTRAL INDEX KEY: 0001402487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00732 FILM NUMBER: 181102149 MAIL ADDRESS: STREET 1: SARATOGA INVESTMENT ADVISORS, LLC STREET 2: 535 MADISON AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP. CENTRAL INDEX KEY: 0001377936 IRS NUMBER: 204876925 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-3343 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GSC INVESTMENT CORP. DATE OF NAME CHANGE: 20070321 FORMER COMPANY: FORMER CONFORMED NAME: GSC Investment LLC DATE OF NAME CHANGE: 20061011 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-28 0 0001377936 SARATOGA INVESTMENT CORP. SAR 0001402487 Steenkamp Henri J 535 MADISON AVE NEW YORK NY 10022 0 1 0 0 CFO,CCO, Treasurer & Secretary Common Stock 2018-09-28 4 J 0 1003 0.00 A 7817 D Mr. Steenkamp was awarded 1,003 shares of common stock from his employer, Saratoga Investment Advisors, LLC, which is the external investment adviser of Saratoga Investment Corp. /s/ HENRI J. STEENKAMP, Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary 2018-10-02