0000899243-18-025821.txt : 20181002
0000899243-18-025821.hdr.sgml : 20181002
20181002165519
ACCESSION NUMBER: 0000899243-18-025821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180928
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steenkamp Henri J
CENTRAL INDEX KEY: 0001402487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00732
FILM NUMBER: 181102149
MAIL ADDRESS:
STREET 1: SARATOGA INVESTMENT ADVISORS, LLC
STREET 2: 535 MADISON AVENUE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP.
CENTRAL INDEX KEY: 0001377936
IRS NUMBER: 204876925
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-3343
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: GSC INVESTMENT CORP.
DATE OF NAME CHANGE: 20070321
FORMER COMPANY:
FORMER CONFORMED NAME: GSC Investment LLC
DATE OF NAME CHANGE: 20061011
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-28
0
0001377936
SARATOGA INVESTMENT CORP.
SAR
0001402487
Steenkamp Henri J
535 MADISON AVE
NEW YORK
NY
10022
0
1
0
0
CFO,CCO, Treasurer & Secretary
Common Stock
2018-09-28
4
J
0
1003
0.00
A
7817
D
Mr. Steenkamp was awarded 1,003 shares of common stock from his employer, Saratoga Investment Advisors, LLC, which is the external investment adviser of Saratoga Investment Corp.
/s/ HENRI J. STEENKAMP, Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary
2018-10-02