13F-HR 1 d1042942_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Castine Capital Management, LLC Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 028-12177 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Magidson Title: Managing Member Phone: (617) 310-5190 Signature, Place and Date of Signing: /s/ Paul Magidson Boston, Massachusetts November 13, 2009 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $252,230 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF I SSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE --------- ----- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- AMERICAN CAP LTD COM 02503Y103 1,081 334,641 SH SOLE NONE 334,641 AON CORP COM 037389103 9,439 231,977 SH SOLE NONE 231,977 BANCORP INC DEL COM 05969A105 5,148 900,000 SH SOLE NONE 900,000 BANCORP RHODE ISLAND INC COM 059690107 3,347 134,000 SH SOLE NONE 134,000 BANK OF AMERICA CORPORATION COM 060505104 6,768 400,000 SH SOLE NONE 400,000 BCSB BANCORP INC COM 055367106 1,282 149,764 SH SOLE NONE 149,764 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 2,080 228,017 SH SOLE NONE 228,017 BOSTON PRIVATE FINL HLDGS IN COM 101119105 1,211 187,100 SH SOLE NONE 187,100 CAPE BANCORP INC COM 139209100 4,960 645,813 SH SOLE NONE 645,813 CENTURY BANCORP INC CL A NON VTG 156432106 5,224 240,728 SH SOLE NONE 240,728 CHIMERA INVT CORP COM 16934Q109 13,954 3,652,841 SH SOLE NONE 3,652,841 DANVERS BANCORP INC COM 236442109 6,704 493,275 SH SOLE NONE 493,275 DORAL FINL CORP COM NEW 25811P886 481 130,000 SH SOLE NONE 130,000 EAGLE BANCORP INC MD COM 268948106 2,874 300,000 SH SOLE NONE 300,000 ESSA BANCORP INC COM 29667D104 3,963 300,000 SH SOLE NONE 300,000 FIRST BUSEY CORP COM 319383105 2,350 500,000 SH SOLE NONE 500,000 FIRST CMNTY BANCSHARES INC N COM 31983A103 1,329 105,332 SH SOLE NONE 105,332 FNB CORP PA COM 302520101 2,844 400,000 SH SOLE NONE 400,000 FREIGHTCAR AMER INC COM 357023100 6,756 278,036 SH SOLE NONE 278,036 GRAMERCY CAP CORP COM 384871109 407 167,605 SH SOLE NONE 167,605 GREENLIGHT CAPITAL RE LTD CL A G4095J109 11,376 605,100 SH SOLE NONE 605,100 HARTFORD FINL SVCS GROUP INC COM 416515104 5,300 200,000 SH SOLE NONE 200,000 HERITAGE FINL CORP WASH COM 42722X106 4,603 350,000 SH SOLE NONE 350,000 HILLTOP HOLDINGS INC COM 432748101 5,517 450,000 SH SOLE NONE 450,000 HOME FED BANCORP INC MD COM 43710G105 9,742 853,051 SH SOLE NONE 853,051 ISTAR FINL INC COM 45031U101 220 72,400 SH SOLE NONE 72,400 KEYCORP NEW COM 493267108 5,200 800,000 SH SOLE NONE 800,000 LENNAR CORP CL B 526057302 25,809 2,284,000 SH SOLE NONE 2,284,000 LOEWS CORP COM 540424108 12,844 375,000 SH SOLE NONE 375,000 METRO BANCORP INC PA COM 59161R101 4,868 400,000 SH SOLE NONE 400,000 MFA FINANCIAL INC COM 55272X102 3,980 500,000 SH SOLE NONE 500,000 NEWPORT BANCORP INC COM 651754103 5,045 394,145 SH SOLE NONE 394,145 PLATINUM UNDERWRITER HLDGS L COM G7127P100 3,340 93,200 SH SOLE NONE 93,200 PROVIDENT FINL HLDGS INC COM 743868101 4,968 615,566 SH SOLE NONE 615,566 REDWOOD TR INC COM 758075402 2,635 170,000 SH SOLE NONE 170,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 4,968 800,000 SH SOLE NONE 800,000 S & T BANCORP INC COM 783859101 4,257 328,496 SH SOLE NONE 328,496 SEACOAST BKG CORP FLA COM 811707306 3,780 1,500,000 SH SOLE NONE 1,500,000 SPDR GOLD TRUST GOLD SHS 78463V107 10,138 102,559 SH SOLE NONE 102,559 SUNTRUST BKS INC COM 867914103 8,456 375,000 SH SOLE NONE 375,000 TRADESTATION GROUP INC COM 89267P105 682 83,659 SH SOLE NONE 83,659 UNITED FINANCIAL BANCORP INC COM 91030T109 5,142 444,050 SH SOLE NONE 444,050 WEBSTER FINL CORP CONN COM 947890109 8,361 670,455 SH SOLE NONE 670,455 WELLS FARGO & CO NEW COM 949746101 2,805 99,549 SH SOLE NONE 99,549 WESTERN ALLIANCE BANCORP COM 957638109 2,366 375,000 SH SOLE NONE 375,000 WHITE MTNS INS GROUP LTD COM G9618E107 7,675 25,000 SH SOLE NONE 25,000 WILLIS LEASE FINANCE CORP COM 970646105 5,952 435,401 SH SOLE NONE 435,401
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