-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CkBCD5F2opMU/tp4DkMpTkk2+5HKkg4/1ctTHD2M6Ikl2qPCO58/anfy70hWqnlq ikiZSw5bN9UL0BjDVOKO4g== 0000919574-07-003634.txt : 20070807 0000919574-07-003634.hdr.sgml : 20070807 20070807152906 ACCESSION NUMBER: 0000919574-07-003634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070807 DATE AS OF CHANGE: 20070807 EFFECTIVENESS DATE: 20070807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTINE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001377929 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12177 FILM NUMBER: 071031427 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-310-5190 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d797519_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2007 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Castine Capital Management, LLC Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 028-12177 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Magidson Title: Managing Member Phone: (617) 310-5190 Signature, Place and Date of Signing: /s/ Paul Magidson Boston, Massachusetts August 7, 2007 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 49 Form 13F Information Table Value Total: $224,004 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- AETNA INC NEW COM 00817Y108 7,670 155,258 SH SOLE 155,258 ANWORTH MORTGAGE ASSET CP COM 037347101 5,130 566,900 SH SOLE 566,900 AON CORP COM 037389103 6,894 161,795 SH SOLE 161,795 BANK OF AMERICA CORPORATION COM 060505104 10,022 205,000 SH SOLE 205,000 BEARINGPOINT INC COM 074002106 3,655 500,000 SH SOLE 500,000 BENJAMIN FRANKLIN BANCORP IN COM 082073107 2,756 200,000 SH SOLE 200,000 BANKFINANCIAL CORP COM 06643P104 1,451 93,932 SH SOLE 93,932 BANKUNITED FINL CORP CL A 06652B103 8,279 412,500 SH SOLE 412,500 COMMERCE BANCORP INC NJ COM 200519106 10,357 280,000 SH SOLE 280,000 CAPITAL CORP OF THE WEST COM NEW 140065202 2,755 115,000 SH SOLE 115,000 CENTURY BANCORP INC CL A NON VTG 156432106 4,475 197,476 SH SOLE 197,476 PENNSYLVANIA COMM BANCORP IN COM 708677109 3,334 117,812 SH SOLE 117,812 CORUS BANKSHARES INC COM 220873103 3,673 212,788 SH SOLE 212,788 COWLITZ BANCORP LONGVIEW WAS COM 223767104 2,495 152,624 SH SOLE 152,624 CITY NATL CORP COM 178566105 3,827 50,291 SH SOLE 50,291 DOWNEY FINL CORP COM 261018105 5,938 90,000 SH SOLE 90,000 ESSA BANCORP INC COM 29667D104 6,962 630,000 SH SOLE 630,000 EUROBANCSHARES INC COM 298716101 1,583 174,560 SH SOLE 174,560 FIRST CMNTY BANCORP CALIF COM 31983B101 9,154 160,000 SH SOLE 160,000 FIRSTFED FINL CORP COM 337907109 6,240 110,000 SH SOLE 110,000 FLUSHING FINL CORP COM 343873105 3,394 211,330 SH SOLE 211,330 FIRST MARBLEHEAD CORP COM 320771108 3,292 85,184 SH SOLE 85,184 FREMONT GEN CORP COM 357288109 538 50,000 SH SOLE 50,000 REPUBLIC FIRST BANCORP INC COM 760416107 2,013 209,723 SH SOLE 209,723 FIRST REP BK SAN FRANCISCO COM 336158100 1,465 27,302 SH SOLE 27,302 GOLDLEAF FINANCIAL SOLUTIONS COM NEW 38144H208 5,410 1,000,000 SH SOLE 1,000,000 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 2,816 125,000 SH SOLE 125,000 GATX CORP COM 361448103 10,396 211,094 SH SOLE 211,094 INDYMAC BANCORP INC COM 456607100 4,959 170,000 SH SOLE 170,000 LEGACY BANCORP INC CL A 52463G105 2,841 190,000 SH SOLE 190,000 L S B BANCSHARES N C COM 502158108 1,918 140,481 SH SOLE 140,481 METROPOLITAN HEALTH NETWORKS COM 592142103 3,043 1,700,000 SH SOLE 1,700,000 MGIC INVT CORP WIS COM 552848103 3,948 69,425 SH SOLE 69,425 NEWPORT BANCORP INC COM 651754103 3,279 242,193 SH SOLE 242,193 NORTHWEST BANCORP INC PA COM 667328108 4,280 163,738 SH SOLE 163,738 PACIFIC CAP BANCORP NEW COM 69404P101 2,428 90,000 SH SOLE 90,000 NOVASTAR FINL INC COM 669947400 6,980 1,000,000 PUT SOLE 1,000,000 SIGNATURE BK NEW YORK N Y COM 82669G104 3,069 90,000 SH SOLE 90,000 SCBT FINANCIAL CORP COM 78401V102 4,004 110,000 SH SOLE 110,000 SUN BANCORP INC COM 86663B102 2,414 143,108 SH SOLE 143,108 S1 CORPORATION COM 78463B101 1,891 236,622 SH SOLE 236,622 SOVEREIGN BANCORP INC COM 845905108 7,188 340,000 SH SOLE 340,000 TAL INTL GROUP INC COM 874083108 8,369 281,694 SH SOLE 281,694 TRIAD GTY INC COM 895925105 639 16,000 SH SOLE 16,000 UNIONBANCAL CORP COM 908906100 6,866 115,000 SH SOLE 115,000 UBS AG SHS NEW H89231338 8,401 140,000 SH SOLE 140,000 UMB FINL CORP COM 902788108 3,337 90,507 SH SOLE 90,507 WEBSTER FINL CORP CONN COM 947890109 4,231 99,161 SH SOLE 99,161 WILLIS LEASE FINANCE CORP COM 970646105 3,945 339,531 SH SOLE 339,531
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