13F-HR 1 v345288_13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ------------------ Check here if Amendment [_]; Amendment Number: ------------------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Moab Capital Partners, LLC --------------------------- Address: 15 East 62nd Street --------------------------- New York, New York 10065 --------------------------- Form 13F File Number: 28 - 14318 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael M. Rothenberg --------------------------- Title: Managing Director --------------------------- Phone: (212) 981-2646 --------------------------- Signature, Place, and Date of Signing: /s/ Michael M. Rothenberg New York, New York May 15, 2013 ---------------------------- ------------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 35 -------------------- Form 13F Information Table Value Total: 194,898 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 ------------------------------------------------------------------------------------------------------------------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT VOTING AUTHORITY (x $1,000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 1 800 FLOWERS COM CL A 68243Q106 3,908 786,301 SH SOLE 786,301 AMERCO COM 023586100 1,385 7,978 SH SOLE 7,978 AMERICAN INTL GROUP COM NEW 026874784 792 20,400 SH SOLE 20,400 AMERICAN RLTY CAP PPTY COM 02917T104 9,027 615,309 SH SOLE 615,309 APPLE INC COM 037833100 2,081 4,700 SH SOLE 4,700 APPLE INC COM 037833100 1,771 4,000 SH CALL SOLE 4,000 CAPITOL FED FINL INC COM 14057J101 5,820 482,159 SH SOLE 482,159 CARRIAGE SVCS INC COM 143905107 4,085 192,242 SH SOLE 192,242 CEDAR FAIR L P DEPOSITRY UNIT 150185106 3,884 97,659 SH SOLE 97,659 CHATHAM LODGING TRUST COM 16208T102 1,327 75,327 SH SOLE 75,327 CIT GROUP INC COM NEW 125581801 10,327 237,504 SH SOLE 237,504 ENPRO INDS INC COM 29355X107 7,944 155,251 SH SOLE 155,251 ENPRO INDS INC COM 29355X107 1,535 30,000 SH CALL SOLE 30,000 FIRST CONN BANCORP INC COM 319850103 2,403 163,154 SH SOLE 163,154 FORBES ENERGY SVCS LTD COM 345143101 726 197,391 SH SOLE 197,391 GREAT LAKE DREDGE & DOCK CO COM 390607109 13,568 2,016,016 SH SOLE 2,016,016 ISHARES TRUST IBOXX INV CPBD 464287242 1,054 8,794 SH SOLE 8,794 ISHARES TRUST RUSSELL 2000 464287655 29,915 316,800 SH PUT SOLE 316,800 KRATON PERFORMNCE POLYMERS COM 50077C106 3,405 145,500 SH SOLE 145,500 LEHIGH GAS PARTNERS LP UT LTD PTN INT 524814100 9,498 415,496 SH SOLE 415,496 LENNAR CORP CL B 526057302 21,461 665,258 SH SOLE 665,258 MAC-GRAY CORP COM 554153106 17,023 1,329,918 SH SOLE 1,329,918 MACQUARIE INFRA CO LLC MEMBERSHIP INT 55608B105 11,030 204,107 SH SOLE 204,107 MEDALLION FINL CORP COM 583928106 972 73,500 SH SOLE 73,500 NACCO INDS INC CL A 629579103 1,388 26,004 SH SOLE 26,004 NEWFIELD EXPL CO COM 651290108 2,735 122,000 SH SOLE 122,000 PEOPLES FED BANCSHARES COM 711037101 1,992 104,311 SH SOLE 104,311 PERCEPTRON INC COM COM 71361F100 2,079 287,993 SH SOLE 287,993 SPDR GOLD TRUST GOLD SHS 78463V107 3,089 20,000 SH SOLE 20,000 SUNCOKE ENERGY INC COM 86722A103 2,129 130,365 SH SOLE 130,365 SUNCOKE ENERGY PARTNER LP COMUNIT REP LT 86722Y101 3,503 167,623 SH SOLE 167,623 SUSSER PETE PARTNERS LP COM U REP LP 869239103 10,303 317,013 SH SOLE 317,013 TRONOX INC COM SHS CL A Q9235V101 1,789 90,320 SH SOLE 90,320 UNITED ONLINE INC COM 911268100 792 131,391 SH SOLE 131,391 VERASTEM INC COM 92337C104 159 16,500 SH SOLE 16,500