The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED EMISSIONS SOLUTIONS INC | COM | 00770C101 | 19,289 | 846,377 | SH | SOLE | 846,377 | 0 | 0 | ||
| AIR TRANS SERVICES GROUP | COM | 00922R105 | 9,439 | 1,102,734 | SH | SOLE | 1,102,734 | 0 | 0 | ||
| ALLY FINANCIAL INC | COM | 02005N100 | 4,287 | 181,500 | SH | SOLE | 181,500 | 0 | 0 | ||
| ARES COMMERCIAL REAL ESTATE | COM | 04013V108 | 8,676 | 755,746 | SH | SOLE | 755,746 | 0 | 0 | ||
| BLUE HILLS BANCORP INC | COM | 095573101 | 3,412 | 251,276 | SH | SOLE | 251,276 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 4,453 | 46,730 | SH | SOLE | 46,730 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 11,314 | 236,544 | SH | SOLE | 236,544 | 0 | 0 | ||
| CLIFTON SAVINGS BANCORP | COM | 186873105 | 12,522 | 921,386 | SH | SOLE | 921,386 | 0 | 0 | ||
| COLONY FINANCIAL INC | COM | 19624R106 | 1,570 | 65,910 | SH | SOLE | 65,910 | 0 | 0 | ||
| CROWN CRAFTS INC | COM | 228309100 | 474 | 60,991 | SH | SOLE | 60,991 | 0 | 0 | ||
| CUBIST PHARMACEUTICALS | COM | 229678107 | 483 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
| GAIN CAPITAL HOLDINGS | COM | 36268W100 | 4,403 | 488,158 | SH | SOLE | 488,158 | 0 | 0 | ||
| GAIN CAPITAL HOLDINGS | NOTE 4.125% 12/1/18 | 36268WAB6 | 7,828 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| HALLADOR ENERGY COMPANY | COM | 40609P105 | 7,041 | 639,552 | SH | SOLE | 639,552 | 0 | 0 | ||
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE | COM | 41068X100 | 8,755 | 615,216 | SH | SOLE | 615,216 | 0 | 0 | ||
| ISHARE RUSSEL 2000 | RUSSEL 2000 ETF | 464287655 | 13,756 | 115,000 | SH | Put | SOLE | 115,000 | 0 | 0 | |
| KEARNY FINANCIAL CORP | COM | 487169104 | 690 | 50,186 | SH | SOLE | 50,186 | 0 | 0 | ||
| KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 1,993 | 95,868 | SH | SOLE | 95,868 | 0 | 0 | ||
| MACQUARIE INFRASTRUCTURE CO LLC | MEMBERSHIP INT | 55608B105 | 37,035 | 520,959 | SH | SOLE | 520,959 | 0 | 0 | ||
| NELNET INC | CL A | 64031N108 | 10,799 | 233,095 | SH | SOLE | 233,095 | 0 | 0 | ||
| OSI SYSTEMS INC | COM | 671044105 | 3,282 | 46,380 | SH | SOLE | 46,380 | 0 | 0 | ||
| PEOPLES FEDERAL BANCSHARES | COM | 711037101 | 4,814 | 213,575 | SH | SOLE | 213,575 | 0 | 0 | ||
| PERCEPTRON INC | COM | 71361F100 | 1,534 | 154,157 | SH | SOLE | 154,157 | 0 | 0 | ||
| QUALITY DISTRIBUTION INC | COM | 74756M102 | 8,269 | 777,132 | SH | SOLE | 777,132 | 0 | 0 | ||
| SUMMER INFANT INC | COM | 865646103 | 397 | 121,653 | SH | SOLE | 121,653 | 0 | 0 | ||
| SUNCOKE ENERGY INC | COM | 86722A103 | 8,841 | 457,161 | SH | SOLE | 457,161 | 0 | 0 | ||
| SUNCOKE ENERGY PARTNER | COMUNIT REP LT | 86722Y101 | 12,244 | 451,297 | SH | SOLE | 451,297 | 0 | 0 | ||
| SYMMETRY SURGICAL INC COM | COM | 87159G100 | 7,294 | 936,331 | SH | SOLE | 936,331 | 0 | 0 | ||
| TARO PHARMACEUTICAL INDUSTRIES INC | SHS | M8737E108 | 11,790 | 79,557 | SH | SOLE | 79,557 | 0 | 0 | ||
| TRADE STREET RESIDENTIAL | COM NEW | 89255N203 | 2,289 | 297,656 | SH | SOLE | 297,656 | 0 | 0 | ||
| ULTRAPETROL BAHAMAS | COM | P94398107 | 7,132 | 3,332,589 | SH | SOLE | 3,332,589 | 0 | 0 | ||
| VAIL RESORTS INC | COM | 91879Q109 | 11,032 | 121,056 | SH | SOLE | 121,056 | 0 | 0 | ||
| VERASTEM INC | COM | 92337C104 | 151 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
| WATERSTONE FINANCIAL INC | COM | 94188P101 | 4,318 | 328,402 | SH | SOLE | 328,402 | 0 | 0 | ||
| WORLD POINT TERMINALS, LP | UNIT REP LTD PT | 98159G107 | 1,991 | 98,968 | SH | SOLE | 98,968 | 0 | 0 | ||