X0306 5/A 2017-03-31 2017-02-14 0 0 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001377817 Moab Capital Partners LLC 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393834 Moab Partners LP 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393833 Moab GP LLC 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393832 Rothenberg Michael 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 Put Option (Right to Sell) 12.50 2016-06-17 5 J 0 1000 0.00 D 2016-01-15 2016-06-17 Common Stock 100000 0 I Performance Related Fees Filed only to report the expiration, unexercised, of derivative securities (put options) previously reported. The actual number of shares of Common Stock subject to the derivative put option was 100,000. Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to Moab Partners, L.P. (the "Fund") and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act. Filed as an amendment solely to correct Item 3 of the previously filed Form 5. Moab Partners, L.P., By: Moab GP, LLC, its general partner, By: Moab Capital Partners, LLC, its manager, By: /s/ Michael Rothenberg 2017-05-10 Moab Capital Partners, LLC, By: /s/ Michael Rothenberg 2017-05-10 Moab GP, LLC, By: Moab Capital Partners, LLC, its manager, By: /s/ Michael Rothenberg 2017-05-10 /s/ Michael Rothenberg, Michael Rothenberg 2017-05-10