X0306 4 2017-03-29 0 0000017313 CAPITAL SOUTHWEST CORP CSWC 0001377817 Moab Capital Partners LLC 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393834 Moab Partners LP 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393833 Moab GP LLC 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 0001393832 Rothenberg Michael 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 0 Common Stock 2017-03-29 4 S 0 200 16.84 D 1630652 I Performance related fees Common Stock 2017-03-31 4 S 0 400 16.84 D 1630252 I Performance related fees The securities are owned directly by Moab Partners, L.P. (the "Fund") and a certain separately managed account (the "Managed Account"). Moab GP, LLC ("Moab GP"), the general partner of the Fund, and Moab Capital Partners, LLC ("Moab LLC"), the investment adviser to the Fund and the Managed Account, each may be deemed to beneficially own a portion or all of the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Michael M. Rothenberg is the Managing Member of Moab GP and Moab LLC and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Mr. Rothenberg disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities. Moab Partners, L.P., By: Moab GP, LLC, its general partner, By: Moab Capital Partners, LLC, its manager, By: /s/ Michael Rothenberg 2017-03-31 Moab Capital Partners, LLC, By: /s/ Michael Rothenberg 2017-03-31 Moab GP, LLC, By: Moab Capital Partners, LLC, its manager, By: /s/ Michael Rothenberg 2017-03-31 /s/ Michael Rothenberg 2017-03-31