0001140361-16-087128.txt : 20161118 0001140361-16-087128.hdr.sgml : 20161118 20161117182035 ACCESSION NUMBER: 0001140361-16-087128 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161117 EFFECTIVENESS DATE: 20161118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stanford Investment Group, Inc. CENTRAL INDEX KEY: 0001377633 IRS NUMBER: 942749012 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12391 FILM NUMBER: 162006037 BUSINESS ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 650-941-1717 MAIL ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001377633 XXXXXXXX 12-31-2014 12-31-2014 Stanford Investment Group, Inc.

2570 W. EL CAMINO REAL, SUITE 520 MOUNTAIN VIEW CA 94040

13F HOLDINGS REPORT 028-12391 N Lisa M. Barnea 650-941-1717 Lisa M. Barnea Mountain View CA 11-17-2016 0 350 119349 false INFORMATION TABLE 2 form13fInfoTable.xml ALPS ETF TR ALERIAN MLP 00162Q866 26 1500 SH SOLE 1500 0 0 AOL INC COM 00184X105 0 2 SH SOLE 2 0 0 AT&T INC COM 00206R102 158 4713 SH SOLE 4713 0 0 ABAXIS INC COM 002567105 455 8000 SH SOLE 8000 0 0 ABBVIE INC COM 00287Y109 9 144 SH SOLE 144 0 0 ACUITY BRANDS INC COM 00508Y102 42 300 SH SOLE 300 0 0 ADOBE SYS INC COM 00724F101 1139 15661 SH SOLE 15661 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 31 193 SH SOLE 193 0 0 AFFILIATED MANAGERS GROUP COM 008252108 34 158 SH SOLE 158 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 5 122 SH SOLE 122 0 0 ALEXION PHARMACEUTICALS I COM 015351109 32 174 SH SOLE 174 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 18 173 SH SOLE 173 0 0 ALLIANCE DATA SYSTEMS COR COM 018581108 34 118 SH SOLE 118 0 0 ALLSTATE CORP COM 020002101 52 740 SH SOLE 740 0 0 ALTRIA GROUP INC COM 02209S103 101 2045 SH SOLE 2045 0 0 AMAZON COM INC COM 023135106 137 442 SH SOLE 442 0 0 AMERICAN EXPRESS CO COM 025816109 34 365 SH SOLE 365 0 0 AMERICAN TOWER CORP NEW COM 03027X100 103 1047 SH SOLE 1047 0 0 AMGEN INC COM 031162100 61 380 SH SOLE 380 0 0 ANALOG DEVICES INC COM 032654105 39 700 SH SOLE 700 0 0 APPLE INC COM 037833100 10512 95233 SH SOLE 60555 33978 700 AQUA AMERICA INC COM 03836W103 10 375 SH SOLE 0 0 375 ARM HLDGS PLC SPONSORED ADR 042068106 17 360 SH SOLE 360 0 0 ASTERIAS BIOTHERAPEUTICS COM SER A 04624N107 0 20 SH SOLE 20 0 0 AUTOMATIC DATA PROCESSING COM 053015103 32 380 SH SOLE 380 0 0 BB&T CORP COM 054937107 145 3720 SH SOLE 3720 0 0 BP PLC SPONSORED ADR 055622104 11 300 SH SOLE 300 0 0 BAKER HUGHES INC COM 057224107 52 919 SH SOLE 919 0 0 BANCO SANTANDER SA ADR 05964H105 1 89 SH SOLE 89 0 0 BANK AMER CORP COM 060505104 49 2716 SH SOLE 2716 0 0 BAXTER INTL INC COM 071813109 18 250 SH SOLE 250 0 0 BED BATH & BEYOND INC COM 075896100 15 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DE CL B NEW 084670702 533 3552 SH SOLE 3452 0 100 BIOGEN INC COM 09062X103 31 90 SH SOLE 90 0 0 BIOTIME INC *W EXP 10/01/201 09066L162 0 24 SH SOLE 24 0 0 BLACKROCK DEFINED OPPRTY COM 09255Q105 111 8680 SH SOLE 8680 0 0 BOEING CO COM 097023105 11 84 SH SOLE 84 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 76 1282 SH SOLE 1282 0 0 CBS CORP NEW CL B 124857202 19 350 SH SOLE 350 0 0 CDK GLOBAL INC COM 12508E101 5 126 SH SOLE 126 0 0 CVS HEALTH CORP COM 126650100 70 725 SH SOLE 725 0 0 CANADIAN PAC RY LTD COM 13645T100 43 225 SH SOLE 225 0 0 CAPITAL ONE FINL CORP COM 14040H105 8 100 SH SOLE 100 0 0 CATAMARAN CORP COM 148887102 19 375 SH SOLE 375 0 0 CELGENE CORP COM 151020104 53 476 SH SOLE 476 0 0 CENTERPOINT ENERGY INC COM 15189T107 23 1000 SH SOLE 1000 0 0 CEPHEID COM 15670R107 809 14950 SH SOLE 9950 0 5000 CERNER CORP COM 156782104 30 458 SH SOLE 458 0 0 CHEVRON CORP NEW COM 166764100 263 2341 SH SOLE 2170 171 0 CHICAGO BRIDGE & IRON CO COM 167250109 23 550 SH SOLE 550 0 0 CHIPOTLE MEXICAN GRILL IN COM 169656105 6 9 SH SOLE 9 0 0 CISCO SYS INC COM 17275R102 1929 69348 SH SOLE 69348 0 0 CITY NATL CORP COM 178566105 6327 78300 SH SOLE 78300 0 0 CLAYMORE EXCHANGE TRD FD GUGG S&P GBL WTR 18383Q507 8 280 SH SOLE 280 0 0 COCA COLA CO COM 191216100 129 3062 SH SOLE 3062 0 0 COGNIZANT TECHNOLOGY SOLU CL A 192446102 13 250 SH SOLE 250 0 0 COLGATE PALMOLIVE CO COM 194162103 83 1200 SH SOLE 1200 0 0 COMPASS MINERALS INTL INC COM 20451N101 24 275 SH SOLE 275 0 0 CONSOLIDATED EDISON INC COM 209115104 9 142 SH SOLE 142 0 0 CONTINENTAL RESOURCES INC COM 212015101 4 100 SH SOLE 100 0 0 CREE INC COM 225447101 32 1000 SH SOLE 1000 0 0 CROWN CASTLE INTL CORP NE COM 22822V101 4 48 SH SOLE 48 0 0 DECKERS OUTDOOR CORP COM 243537107 55 600 SH SOLE 600 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 30 265 SH SOLE 265 0 0 DISNEY WALT CO COM DISNEY 254687106 433 4600 SH SOLE 4462 0 138 DISCOVERY COMMUNICATNS NE COM SER A 25470F104 7 200 SH SOLE 200 0 0 DISCOVERY COMMUNICATNS NE COM SER C 25470F302 7 200 SH SOLE 200 0 0 DOUBLELINE OPPORTUNISTIC COM 258623107 5 200 SH SOLE 200 0 0 DOW CHEM CO COM 260543103 18 400 SH SOLE 400 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 70 836 SH SOLE 436 400 0 EGA EMERGING GLOBAL SHS T EGSHR BYND BRC 268461639 57 2875 SH SOLE 2875 0 0 EGA EMERGING GLOBAL SHS T EGS EMKTCONS ETF 268461779 19 750 SH SOLE 750 0 0 E M C CORP MASS COM 268648102 26 878 SH SOLE 878 0 0 EOG RES INC COM 26875P101 23 248 SH SOLE 248 0 0 ETFS SILVER TR SILVER SHS 26922X107 19 1200 SH SOLE 1200 0 0 EBAY INC COM 278642103 2 40 SH SOLE 40 0 0 EMERSON ELEC CO COM 291011104 86 1400 SH SOLE 1400 0 0 ENBRIDGE INC COM 29250N105 51 1000 SH SOLE 1000 0 0 ENERGY TRANSFER PRTNRS L UNIT LTD PARTN 29273R109 20 300 SH SOLE 300 0 0 ENPHASE ENERGY INC COM 29355A107 29 2000 SH SOLE 2000 0 0 ENTERPRISE PRODS PARTNERS COM 293792107 144 3990 PRN SOLE 3990 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 71 2767 SH SOLE 2767 0 0 ERICSSON ADR B SEK 10 294821608 17 1425 SH SOLE 1425 0 0 EXELON CORP COM 30161N101 15 400 SH SOLE 0 0 400 EXPEDITORS INTL WASH INC COM 302130109 29 650 SH SOLE 650 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 34 400 SH SOLE 400 0 0 EXXON MOBIL CORP COM 30231G102 248 2685 SH SOLE 2685 0 0 FMC TECHNOLOGIES INC COM 30249U101 26 550 SH SOLE 550 0 0 FACEBOOK INC CL A 30303M102 3149 40362 SH SOLE 40362 0 0 FAMILY DLR STORES INC COM 307000109 4 47 SH SOLE 47 0 0 FIRST TR EXCHANGE TRADED NY ARCA BIOTECH 33733E203 9 88 SH SOLE 88 0 0 FIRSTENERGY CORP COM 337932107 11 271 SH SOLE 271 0 0 FIVE9 INC COM 338307101 11 2500 SH SOLE 2500 0 0 FLAHERTY&CRMN PFD SEC INC COM 338478100 20 1035 SH SOLE 1035 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 202 11790 SH SOLE 11790 0 0 FLOWSERVE CORP COM 34354P105 19 325 SH SOLE 325 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 17 1125 SH SOLE 1125 0 0 FORTINET INC COM 34959E109 6 200 SH SOLE 200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 65 2800 SH SOLE 2800 0 0 FRESENIUS MED CARE AG&CO SPONSORED ADR 358029106 12 324 SH SOLE 324 0 0 FRONTIER COMMUNICATIONS C COM 35906A108 1 142 SH SOLE 142 0 0 GSV CAP CORP COM 36191J101 13 1500 PRN SOLE 1500 0 0 GENERAL DYNAMICS CORP COM 369550108 12 88 SH SOLE 88 0 0 GENERAL ELECTRIC CO COM 369604103 986 39015 SH SOLE 38915 0 100 GENUINE PARTS CO COM 372460105 45 421 SH SOLE 421 0 0 GERON CORP COM 374163103 2 500 SH SOLE 500 0 0 GILEAD SCIENCES INC COM 375558103 263 2786 SH SOLE 2786 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 174 9363 SH SOLE 9363 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3 17 SH SOLE 17 0 0 GOOGLE INC CL A 38259P508 290 547 SH SOLE 547 0 0 GOOGLE INC CL C 38259P706 260 494 SH SOLE 494 0 0 GOPRO INC CL A 38268T103 6 100 SH SOLE 100 0 0 GRUMA SAB DE CV SPON ADR CL B 400131306 21 500 SH SOLE 500 0 0 HCP INC COM 40414L109 57 1300 PRN SOLE 1300 0 0 HAIN CELESTIAL GROUP INC COM 405217100 47 800 SH SOLE 800 0 0 HALLIBURTON CO COM 406216101 13 343 SH SOLE 343 0 0 HEWLETT PACKARD CO COM 428236103 223 5556 SH SOLE 5556 0 0 HUNTINGTON INGALLS INDS I COM 446413106 0 2 SH SOLE 2 0 0 IDEAL PWR INC COM 451622104 36 5000 SH SOLE 5000 0 0 INTEL CORP COM 458140100 189 5217 SH SOLE 5217 0 0 INTERCONTINENTAL EXCHANGE COM 45866F104 27 125 SH SOLE 125 0 0 INTERDIGITAL INC COM 45867G101 21 400 SH SOLE 400 0 0 INTERNATIONAL BUSINESS MA COM 459200101 532 3317 SH SOLE 3217 0 100 INTERNATIONAL BUSINESS MA COM 459200101 49 306 SH OTR 0 0 306 INTL PAPER CO COM 460146103 96 1800 SH SOLE 1800 0 0 INTUIT COM 461202103 31 331 SH SOLE 331 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 3 5 SH SOLE 5 0 0 IRONWOOD PHARMACEUTICALS COM CL A 46333X108 669 43678 SH SOLE 43678 0 0 ISHARES GOLD TRUST ISHARES 464285105 10 887 SH SOLE 887 0 0 ISHARES MSCI TAIWAN ETF 464286731 74 4903 SH SOLE 4903 0 0 ISHARES TR SELECT DIVID ETF 464287168 15 188 SH SOLE 188 0 0 ISHARES TR TRANS AVG ETF 464287192 219 1332 SH SOLE 1332 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 75 1909 SH SOLE 1909 0 0 ISHARES TR IBOXX INV CP ETF 464287242 66 550 SH SOLE 550 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 183 1638 SH SOLE 1638 0 0 ISHARES TR NA NAT RES 464287374 3580 93412 SH SOLE 86450 2825 4138 ISHARES TR S&P 500 VAL ETF 464287408 32 336 SH SOLE 336 0 0 ISHARES TR MSCI EAFE ETF 464287465 14 228 SH SOLE 228 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 11 143 SH SOLE 143 0 0 ISHARES TR RUS MD CP GR ETF 464287481 16 167 SH SOLE 167 0 0 ISHARES TR CORE S&P MCP ETF 464287507 470 3246 SH SOLE 3246 0 0 ISHARES TR COHEN&STEER REIT 464287564 173 1785 SH SOLE 1785 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 89 855 SH SOLE 855 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 14 142 SH SOLE 142 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 19 136 SH SOLE 136 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4296 35913 SH SOLE 35461 235 217 ISHARES TR U.S. FIN SVC ETF 464287770 87 946 SH SOLE 946 0 0 ISHARES TR CORE S&P SCP ETF 464287804 284 2491 SH SOLE 2491 0 0 ISHARES EAFE SML CP ETF 464288273 6 131 SH SOLE 131 0 0 ISHARES U.S. PFD STK ETF 464288687 39 1000 SH SOLE 1000 0 0 ISHARES USA ESG SLCT ETF 464288802 4 45 SH SOLE 45 0 0 ISHARES U.S. PHARMA ETF 464288836 212 1401 SH SOLE 1401 0 0 ISHARES US OIL EQ&SV ETF 464288844 6 114 SH SOLE 114 0 0 ISHARES AGGRES ALLOC ETF 464289859 156 3377 SH SOLE 3377 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 120 2370 SH SOLE 2370 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 31 400 SH SOLE 400 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3216 58142 SH SOLE 57033 1109 0 ISHARES INC CORE MSCI EMKT 46434G103 173 3668 SH SOLE 3668 0 0 ISHARES TR CUR HDG MS EMU 46434V639 59 2388 SH SOLE 2388 0 0 ITRON INC COM 465741106 6 150 SH SOLE 150 0 0 JPMORGAN CHASE & CO COM 46625H100 208 3331 SH SOLE 3331 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 172 3744 SH SOLE 3744 0 0 JOHNSON & JOHNSON COM 478160104 1331 12725 SH SOLE 2229 10296 200 JOHNSON CTLS INC COM 478366107 17 350 SH SOLE 350 0 0 KAYNE ANDERSON MLP INVT C COM 486606106 44 1149 SH SOLE 1149 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 2 61 SH SOLE 61 0 0 KINDER MORGAN INC DEL COM 49456B101 131 3095 SH SOLE 3095 0 0 KRAFT FOODS GROUP INC COM 50076Q106 8 123 SH SOLE 123 0 0 L BRANDS INC COM 501797104 9 105 SH SOLE 105 0 0 L-3 COMMUNICATIONS HLDGS COM 502424104 43 340 SH SOLE 340 0 0 LAUDER ESTEE COS INC CL A 518439104 25 330 SH SOLE 330 0 0 LIFE TIME FITNESS INC COM 53217R207 23 400 SH SOLE 400 0 0 LINEAR TECHNOLOGY CORP COM 535678106 49 1075 SH SOLE 1075 0 0 LINKEDIN CORP COM CL A 53578A108 67 292 SH SOLE 292 0 0 LOWES COS INC COM 548661107 21 300 SH SOLE 300 0 0 MDU RES GROUP INC COM 552690109 27 1143 SH SOLE 1143 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 113 6168 SH SOLE 5958 0 210 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 193 1675 SH SOLE 1675 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 6 400 SH SOLE 400 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 4 200 SH SOLE 200 0 0 MARKET VECTORS ETF TR NATURAL RES ETF 57060U795 119 3500 SH SOLE 3500 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57061R593 136 2526 SH SOLE 2526 0 0 MASTERCARD INC CL A 57636Q104 105 1218 SH SOLE 1218 0 0 MCDONALDS CORP COM 580135101 99 1052 SH SOLE 1052 0 0 MERCK & CO INC NEW COM 58933Y105 177 3120 SH SOLE 2470 0 650 MICROSOFT CORP COM 594918104 688 14819 SH SOLE 14489 0 330 MONDELEZ INTL INC CL A 609207105 12 319 SH SOLE 319 0 0 MONSANTO CO NEW COM 61166W101 34 285 SH SOLE 285 0 0 MONSTER WORLDWIDE INC COM 611742107 9 2000 SH SOLE 2000 0 0 MORGAN STANLEY COM NEW 617446448 19 500 SH SOLE 500 0 0 MORNINGSTAR INC COM 617700109 58 900 SH SOLE 900 0 0 NCR CORP NEW COM 62886E108 3 94 SH SOLE 94 0 0 NTT DOCOMO INC SPONS ADR 62942M201 82 82185 PRN SOLE 0 0 82185 NATIONAL INSTRS CORP COM 636518102 26 825 SH SOLE 825 0 0 NATIONAL OILWELL VARCO IN COM 637071101 20 300 SH SOLE 300 0 0 NETAPP INC COM 64110D104 279 6730 SH SOLE 6730 0 0 NETFLIX INC COM 64110L106 153 448 SH SOLE 448 0 0 NEXTERA ENERGY INC COM 65339F101 48 450 SH SOLE 450 0 0 NIMBLE STORAGE INC COM 65440R101 87 3163 SH SOLE 3163 0 0 NISOURCE INC COM 65473P105 79 1866 SH SOLE 1866 0 0 NORTHROP GRUMMAN CORP COM 666807102 2 12 SH SOLE 12 0 0 NOVARTIS A G SPONSORED ADR 66987V109 12 131 SH SOLE 131 0 0 NOVO-NORDISK A S ADR 670100205 50 1175 SH SOLE 1175 0 0 NUVEEN CA DIVIDEND ADV MU COM 67066Y105 34 2273 SH SOLE 2273 0 0 O REILLY AUTOMOTIVE INC N COM 67103H107 5 24 SH SOLE 24 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 44 1100 PRN SOLE 1100 0 0 ORACLE CORP COM 68389X105 831 18490 SH SOLE 18490 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1 212 SH SOLE 212 0 0 PC-TEL INC COM 69325Q105 4 500 SH SOLE 500 0 0 PG&E CORP COM 69331C108 6 120 SH SOLE 120 0 0 PVH CORP COM 693656100 18 140 SH SOLE 140 0 0 PALO ALTO NETWORKS INC COM 697435105 12 100 SH SOLE 100 0 0 PAYCHEX INC COM 704326107 64 1390 SH SOLE 1390 0 0 PEPSICO INC COM 713448108 466 4930 SH SOLE 4930 0 0 PFIZER INC COM 717081103 134 4288 SH SOLE 4288 0 0 PHILIP MORRIS INTL INC COM 718172109 80 984 SH SOLE 984 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 67 625 SH SOLE 625 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 61 2000 SH SOLE 2000 0 0 PIMCO DYNAMIC CR INCOME F COM SHS 72202D106 103 5000 SH SOLE 5000 0 0 PLAINS ALL AMERN PIPELINE UNIT LTD PARTN 726503105 21 400 PRN SOLE 400 0 0 POWER INTEGRATIONS INC COM 739276103 24 455 SH SOLE 455 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 264 2559 SH SOLE 2559 0 0 POWERSHARES DB CMDTY IDX UNIT BEN INT 73935S105 8 440 SH SOLE 440 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 45 4063 SH SOLE 4063 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 3 500 SH SOLE 500 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 380 4160 SH SOLE 4160 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 187 7800 SH SOLE 7800 0 0 POWERSHARES GLOBAL ETF TR AGG PFD PORT 73936T565 21 1450 SH SOLE 1450 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 30 1204 SH SOLE 1204 0 0 PRAXAIR INC COM 74005P104 39 300 SH SOLE 300 0 0 PRECISION CASTPARTS CORP COM 740189105 33 138 SH SOLE 138 0 0 PRICELINE GRP INC COM NEW 741503403 72 63 SH SOLE 63 0 0 PROCTER & GAMBLE CO COM 742718109 116 1276 SH SOLE 1276 0 0 PROOFPOINT INC COM 743424103 22 450 SH SOLE 450 0 0 QUALCOMM INC COM 747525103 31 417 SH SOLE 417 0 0 RACKSPACE HOSTING INC COM 750086100 13 280 SH SOLE 280 0 0 RANGE RES CORP COM 75281A109 49 909 SH SOLE 909 0 0 RAYTHEON CO COM NEW 755111507 51 474 SH SOLE 474 0 0 REALTY INCOME CORP COM 756109104 38 800 SH SOLE 800 0 0 ROCKWELL AUTOMATION INC COM 773903109 19 172 SH SOLE 172 0 0 ROSETTA RESOURCES INC COM 777779307 21 950 SH SOLE 950 0 0 ROYAL BK SCOTLAND GROUP P SP ADR PREF M 780097796 12 500 SH SOLE 500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 51 730 SH SOLE 730 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 59 875 SH SOLE 875 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 158 1970 SH SOLE 1970 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 135 2459 SH SOLE 2459 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 181 2277 SH SOLE 2277 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 185 1519 SH SOLE 1519 0 0 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 218 2404 SH SOLE 2404 0 0 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 204 1433 SH SOLE 1433 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 262 1275 SH SOLE 200 1075 0 SPDR GOLD TRUST GOLD SHS 78463V107 166 1465 SH SOLE 1125 0 340 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 92 1105 SH SOLE 1105 0 0 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 10 200 SH SOLE 200 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 10 300 SH SOLE 300 0 0 SPDR S&P MIDCAP 400 ETF T UTSER1 S&PDCRP 78467Y107 4 14 SH SOLE 14 0 0 SANDISK CORP COM 80004C101 28 284 SH SOLE 284 0 0 SCHLUMBERGER LTD COM 806857108 11 125 SH SOLE 125 0 0 SCHWAB CHARLES CORP NEW COM 808513105 34 1126 SH SOLE 1126 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9 180 SH SOLE 180 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 10 415 SH SOLE 415 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11 395 SH SOLE 395 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1 20 SH SOLE 20 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 18 266 SH SOLE 266 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 144 1818 SH SOLE 1818 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 23 560 SH SOLE 560 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9 200 SH SOLE 200 0 0 SHERWIN WILLIAMS CO COM 824348106 27 103 SH SOLE 103 0 0 SIERRA WIRELESS INC COM 826516106 95 2000 SH SOLE 2000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 29 395 SH SOLE 395 0 0 SMUCKER J M CO COM NEW 832696405 0 1 SH SOLE 1 0 0 SOUTHERN COPPER CORP COM 84265V105 43 1516 SH SOLE 1516 0 0 SOUTHWEST GAS CORP COM 844895102 30 492 SH SOLE 0 0 492 SPECTRA ENERGY CORP COM 847560109 79 2175 SH SOLE 2175 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 71 6000 SH SOLE 6000 0 0 SPLUNK INC COM 848637104 29 500 SH SOLE 500 0 0 STARBUCKS CORP COM 855244109 50 609 SH SOLE 609 0 0 STERICYCLE INC COM 858912108 39 300 SH SOLE 300 0 0 SUMMIT HOTEL PPTYS COM 866082100 87 7000 SH SOLE 7000 0 0 SUN LIFE FINL INC COM 866796105 40 1102 SH SOLE 1102 0 0 SUNCOR ENERGY INC NEW COM 867224107 20 620 SH SOLE 620 0 0 SUNTRUST BKS INC COM 867914103 17 396 SH SOLE 396 0 0 SUPPORT COM INC COM 86858W101 67 31949 SH SOLE 31949 0 0 SYSCO CORP COM 871829107 34 850 SH SOLE 850 0 0 TABLEAU SOFTWARE INC CL A 87336U105 275 3246 SH SOLE 1900 0 1346 TARGET CORP COM 87612E106 30 400 SH SOLE 400 0 0 TATA MTRS LTD SPONSORED ADR 876568502 21 500 SH SOLE 500 0 0 TESLA MTRS INC COM 88160R101 301 1355 SH SOLE 1355 0 0 TEXAS INSTRS INC COM 882508104 21 400 SH SOLE 400 0 0 3M CO COM 88579Y101 411 2503 SH SOLE 2503 0 0 TIME INC NEW COM 887228104 1 28 SH SOLE 28 0 0 TIME WARNER INC COM NEW 887317303 19 228 SH SOLE 228 0 0 TIME WARNER CABLE INC COM 88732J207 21 137 SH SOLE 137 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 67 1400 SH SOLE 1400 0 0 TORTOISE MLP FD INC COM 89148B101 111 3971 SH SOLE 3971 0 0 TRACTOR SUPPLY CO COM 892356106 144 1821 SH SOLE 1821 0 0 TRINET GROUP INC COM 896288107 17 550 SH SOLE 550 0 0 TWENTY FIRST CENTY FOX IN CL A 90130A101 12 300 SH SOLE 300 0 0 TWITTER INC COM 90184L102 598 16677 SH SOLE 16677 0 0 US BANCORP DEL COM NEW 902973304 17 379 SH SOLE 379 0 0 UNILEVER N V N Y SHS NEW 904784709 2 62 SH SOLE 62 0 0 UNION PAC CORP COM 907818108 35 294 SH SOLE 294 0 0 UNITED RENTALS INC COM 911363109 19 190 SH SOLE 190 0 0 VANGUARD SPECIALIZED PORT DIV APP ETF 921908844 21529 265261 SH SOLE 245723 8292 11245 VANGUARD STAR FD VG TL INTL STK F 921909768 17 359 SH SOLE 359 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6872 85949 SH SOLE 82714 0 3235 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3455 41941 SH SOLE 36240 0 5701 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 1351 35673 SH SOLE 26766 0 8907 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 5 101 SH SOLE 101 0 0 VANGUARD INTL EQUITY INDE GLB EX US ETF 922042676 72 1340 SH SOLE 1340 0 0 VANGUARD INTL EQUITY INDE FTSE EMR MKT ETF 922042858 1971 49249 SH SOLE 46606 0 2642 VANGUARD INTL EQUITY INDE FTSE PACIFIC ETF 922042866 33 575 SH SOLE 575 0 0 VANGUARD INTL EQUITY INDE FTSE EUROPE ETF 922042874 72 1379 SH SOLE 1379 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 9 75 SH SOLE 75 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 41 400 SH SOLE 400 0 0 VARIAN MED SYS INC COM 92220P105 35 400 SH SOLE 400 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 21539 114326 SH SOLE 104370 5111 4845 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 147 1451 SH SOLE 1451 0 0 VANGUARD INDEX FDS REIT ETF 922908553 46 565 SH SOLE 565 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 19 157 SH SOLE 157 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 26 247 SH SOLE 247 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 33 387 SH SOLE 387 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 10 89 SH SOLE 89 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 137 1290 SH SOLE 1290 0 0 VERISIGN INC COM 92343E102 1 12 SH SOLE 12 0 0 VERIZON COMMUNICATIONS IN COM 92343V104 151 3236 SH SOLE 3236 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 32 1621 SH SOLE 1621 0 0 VISA INC COM CL A 92826C839 267 1017 SH SOLE 1017 0 0 VMWARE INC CL A COM 928563402 21 249 SH SOLE 249 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 12 352 SH SOLE 352 0 0 WAL-MART STORES INC COM 931142103 37 432 SH SOLE 432 0 0 WASTE MGMT INC DEL COM 94106L109 46 900 SH SOLE 700 0 200 WATERS CORP COM 941848103 34 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW COM 949746101 590 10762 SH SOLE 10762 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 13 500 SH SOLE 500 0 0 WHOLE FOODS MKT INC COM 966837106 136 2700 SH SOLE 2700 0 0 WILLIAMS COS INC DEL COM 969457100 160 3565 SH SOLE 3565 0 0 WILLIAMS SONOMA INC COM 969904101 35 460 SH SOLE 460 0 0 WINMARK CORP COM 974250102 13 150 SH SOLE 150 0 0 WORKDAY INC CL A 98138H101 4 50 SH SOLE 50 0 0 WYNN RESORTS LTD COM 983134107 15 100 SH SOLE 100 0 0 YAHOO INC COM 984332106 123 2433 SH SOLE 2433 0 0 YUM BRANDS INC COM 988498101 9 119 SH SOLE 119 0 0 ZOES KITCHEN INC COM 98979J109 13 450 SH SOLE 450 0 0 MEDTRONIC PLC SHS G5960L103 44 609 SH SOLE 609 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 36 475 SH SOLE 475 0 0 PERRIGO CO PLC SHS G97822103 16 95 SH SOLE 95 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 23 211 SH SOLE 211 0 0