0000950123-13-009905.txt : 20131114
0000950123-13-009905.hdr.sgml : 20131114
20131114172821
ACCESSION NUMBER: 0000950123-13-009905
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Visium Asset Management, LP
CENTRAL INDEX KEY: 0001377452
IRS NUMBER: 203313013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12494
FILM NUMBER: 131221623
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE - 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-474-8800
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE - 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Visium Asset Management LLC
DATE OF NAME CHANGE: 20061004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001377452
XXXXXXXX
09-30-2013
09-30-2013
Visium Asset Management, LP
888 Seventh Avenue - 22nd Floor
New York
NY
10019
13F HOLDINGS REPORT
028-12494
N
Mark Gottlieb
Authorized Signatory
212-474-8800
/s/ Mark Gottlieb
New York
NY
11-14-2013
3
1091
4409809
false
1
28-04071
Catalyst Investment Management Co., LLC
2
GFS Map Trust
3
28-15415
JG Asset, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
21Vianet Group Inc
Depositary Receipt
90138A103
2526
153202
SH
SOLE
153202
0
0
21Vianet Group Inc
Depositary Receipt
90138A103
172
10458
SH
DFND
2
10458
0
0
3M Co
Common Stock
88579Y101
2050
17171
SH
SOLE
17171
0
0
3M Co
Common Stock
88579Y101
126
1053
SH
DFND
2
1053
0
0
Abbott Laboratories
Common Stock
002824100
10863
327292
SH
SOLE
327292
0
0
Abercrombie & Fitch Co
Common Stock
002896207
282
7961
SH
SOLE
7961
0
0
ACADIA Pharmaceuticals Inc
Common Stock
004225108
34179
1244234
SH
SOLE
1244234
0
0
ACADIA Pharmaceuticals Inc
Common Stock
004225108
82
2975
SH
DFND
2
2975
0
0
Accenture PLC
Common Stock
G1151C101
512
6951
SH
SOLE
6951
0
0
Accretive Health Inc
Common Stock
00438V103
4443
487220
SH
SOLE
487220
0
0
Acorda Therapeutics Inc
Common Stock
00484M106
1104
32209
SH
SOLE
32209
0
0
Actavis plc
Common Stock
00507K103
104050
722569
SH
SOLE
722569
0
0
Actavis plc
Common Stock
00507K103
176
1224
SH
DFND
2
1224
0
0
Adams Express Co
Common Stock
006212104
370
29900
SH
SOLE
29900
0
0
Adams Express Co
Common Stock
006212104
26
2063
SH
DFND
2
2063
0
0
ADT Corp/The
Common Stock
00101J106
1243
30571
SH
SOLE
30571
0
0
ADT Corp/The
Common Stock
00101J106
1155
284
SH
Put
SOLE
284
0
0
ADT Corp/The
Common Stock
00101J106
75
1856
SH
DFND
2
1856
0
0
ADT Corp/The
Common Stock
00101J106
77
19
SH
Put
DFND
2
19
0
0
Advanced Energy Industries Inc
Common Stock
007973100
884
50445
SH
SOLE
50445
0
0
Advanced Energy Industries Inc
Common Stock
007973100
61
3480
SH
DFND
2
3480
0
0
Advanced Micro Devices Inc
Common Stock
007903107
110
29020
SH
SOLE
29020
0
0
Advanced Micro Devices Inc
Common Stock
007903107
2090
550000
SH
DFND
1
550000
0
0
AES Corp/VA
Common Stock
00130H105
449
33805
SH
SOLE
33805
0
0
AES Corp/VA
Common Stock
00130H105
27
2014
SH
DFND
2
2014
0
0
Aetna Inc
Common Stock
00817Y108
5760
89972
SH
SOLE
89972
0
0
Affymetrix Inc
Common Stock
00826T108
754
121550
SH
SOLE
121550
0
0
AGCO Corp
Common Stock
001084102
6980
115524
SH
SOLE
115524
0
0
AGCO Corp
Common Stock
001084102
468
7739
SH
DFND
2
7739
0
0
Agilent Technologies Inc
Common Stock
00846U101
24041
469088
SH
SOLE
469088
0
0
Agilent Technologies Inc
Common Stock
00846U101
240
4690
SH
DFND
2
4690
0
0
Agios Pharmaceuticals Inc
Common Stock
00847X104
995
35600
SH
SOLE
35600
0
0
Agrium Inc
Common Stock
008916108
240
2860
SH
SOLE
2860
0
0
Air Methods Corp
Common Stock
009128307
3574
83907
SH
SOLE
83907
0
0
Alamos Gold Inc
Common Stock
011527108
349
22465
SH
SOLE
22465
0
0
Alamos Gold Inc
Common Stock
011527108
22
1417
SH
DFND
2
1417
0
0
Alaska Air Group Inc
Common Stock
011659109
233
3719
SH
SOLE
3719
0
0
Albany Molecular Research Inc
Common Stock
012423109
26231
2035000
SH
SOLE
2035000
0
0
Alcatel-Lucent/France
Depositary Receipt
013904305
2204
624232
SH
SOLE
624232
0
0
Alcatel-Lucent/France
Depositary Receipt
013904305
123
34720
SH
DFND
2
34720
0
0
Alcoa Inc
Common Stock
013817101
124
15299
SH
SOLE
15299
0
0
Allergan Inc/United States
Common Stock
018490102
251287
2778188
SH
SOLE
2778188
0
0
Allergan Inc/United States
Common Stock
018490102
310
3432
SH
DFND
2
3432
0
0
Alliance Data Systems Corp
Common Stock
018581108
3127
14787
SH
SOLE
14787
0
0
Alliance Data Systems Corp
Common Stock
018581108
207
981
SH
DFND
2
981
0
0
AllianceBernstein Income Fund
Common Stock
01881E101
1844
261861
SH
SOLE
261861
0
0
AllianceBernstein Income Fund
Common Stock
01881E101
127
18065
SH
DFND
2
18065
0
0
AllianzGI Equity & Convertible
Common Stock
018829101
374
20120
SH
SOLE
20120
0
0
AllianzGI Equity & Convertible
Common Stock
018829101
26
1388
SH
DFND
2
1388
0
0
Allot Communications Ltd
Common Stock
M0854Q105
1668
132043
SH
SOLE
132043
0
0
Allot Communications Ltd
Common Stock
M0854Q105
115
9109
SH
DFND
2
9109
0
0
Alpha Natural Resources Inc
Common Stock
02076X102
133
22275
SH
SOLE
22275
0
0
Alpine Global Dynamic Dividend
Common Stock
02082E106
611
128300
SH
SOLE
128300
0
0
Alpine Global Dynamic Dividend
Common Stock
02082E106
42
8851
SH
DFND
2
8851
0
0
Alpine Total Dynamic Dividend
Common Stock
021060108
989
245920
SH
SOLE
245920
0
0
Alpine Total Dynamic Dividend
Common Stock
021060108
68
16965
SH
DFND
2
16965
0
0
Altera Corp
Common Stock
021441100
5531
148837
SH
SOLE
148837
0
0
Altera Corp
Common Stock
021441100
365
9828
SH
DFND
2
9828
0
0
Altria Group Inc
Common Stock
02209S103
750
21844
SH
SOLE
21844
0
0
Altria Group Inc
Common Stock
02209S103
48
1398
SH
DFND
2
1398
0
0
Amarin Corp PLC
Depositary Receipt
023111206
203
32110
SH
SOLE
32110
0
0
Amazon.com Inc
Common Stock
023135106
4660
14905
SH
SOLE
14905
0
0
Amazon.com Inc
Common Stock
023135106
231
739
SH
DFND
2
739
0
0
Amdocs Ltd
Common Stock
G02602103
715
19524
SH
SOLE
19524
0
0
Amdocs Ltd
Common Stock
G02602103
47
1286
SH
DFND
2
1286
0
0
Ameren Corp
Common Stock
023608102
5140
147519
SH
SOLE
147519
0
0
Ameren Corp
Common Stock
023608102
349
10003
SH
DFND
2
10003
0
0
American Eagle Outfitters Inc
Common Stock
02553E106
482
34484
SH
SOLE
34484
0
0
American Eagle Outfitters Inc
Common Stock
02553E106
20
1398
SH
DFND
2
1398
0
0
American Electric Power Co Inc
Common Stock
025537101
23502
542152
SH
SOLE
542152
0
0
American Electric Power Co Inc
Common Stock
025537101
1609
37125
SH
DFND
2
37125
0
0
American Express Co
Common Stock
025816109
1068
14137
SH
SOLE
14137
0
0
American Express Co
Common Stock
025816109
71
939
SH
DFND
2
939
0
0
American International Group I
Common Stock
026874784
2658
54650
SH
SOLE
54650
0
0
American International Group I
Common Stock
026874784
57
1177
SH
DFND
2
1177
0
0
AmerisourceBergen Corp
Common Stock
03073E105
3483
57013
SH
SOLE
57013
0
0
AMETEK Inc
Common Stock
031100100
14982
325564
SH
SOLE
325564
0
0
AMETEK Inc
Common Stock
031100100
865
18802
SH
DFND
2
18802
0
0
Amgen Inc
Common Stock
031162100
88110
787114
SH
SOLE
787114
0
0
Amgen Inc
Common Stock
031162100
160
1433
SH
DFND
2
1433
0
0
Amira Nature Foods Ltd
Common Stock
G0335L102
1252
96782
SH
SOLE
96782
0
0
Amira Nature Foods Ltd
Common Stock
G0335L102
86
6635
SH
DFND
2
6635
0
0
Amphenol Corp
Common Stock
032095101
305
3939
SH
SOLE
3939
0
0
Analog Devices Inc
Common Stock
032654105
475
10092
SH
SOLE
10092
0
0
Andersons Inc/The
Common Stock
034164103
205
2930
SH
SOLE
2930
0
0
ANN INC
Common Stock
035623107
315
8700
SH
SOLE
8700
0
0
Aon PLC
Common Stock
G0408V102
293
3937
SH
SOLE
3937
0
0
Apache Corp
Common Stock
037411105
709
8333
SH
SOLE
8333
0
0
Apartment Investment & Managem
Common Stock
03748R101
717
25654
SH
SOLE
25654
0
0
Apple Inc
Common Stock
037833100
7244
15195
SH
SOLE
15195
0
0
Apple Inc
Common Stock
037833100
301
632
SH
DFND
2
632
0
0
Applied Materials Inc
Common Stock
038222105
1874
106824
SH
SOLE
106824
0
0
Applied Materials Inc
Common Stock
038222105
100
5700
SH
DFND
2
5700
0
0
Aqua America Inc
Common Stock
03836W103
259
10481
SH
SOLE
10481
0
0
Aqua America Inc
Common Stock
03836W103
14
553
SH
DFND
2
553
0
0
Arbitron Inc
Common Stock
03875Q108
2376
495
SH
Put
SOLE
495
0
0
Arbitron Inc
Common Stock
03875Q108
163
34
SH
Put
DFND
2
34
0
0
ArcelorMittal
Depositary Receipt
03938L104
5434
397510
SH
SOLE
397510
0
0
ArcelorMittal
Depositary Receipt
03938L104
72
5243
SH
DFND
2
5243
0
0
Arch Coal Inc
Common Stock
039380100
97
23700
SH
SOLE
23700
0
0
Ariad Pharmaceuticals Inc
Common Stock
04033A100
13876
754156
SH
SOLE
754156
0
0
Arrow Electronics Inc
Common Stock
042735100
2510
51724
SH
SOLE
51724
0
0
Arrow Electronics Inc
Common Stock
042735100
155
3198
SH
DFND
2
3198
0
0
Ashland Inc
Common Stock
044209104
1960
21190
SH
SOLE
21190
0
0
AsiaInfo-Linkage Inc
Common Stock
04518A104
2514
217874
SH
SOLE
217874
0
0
AsiaInfo-Linkage Inc
Common Stock
04518A104
2509
2174
SH
Put
SOLE
2174
0
0
AsiaInfo-Linkage Inc
Common Stock
04518A104
164
14225
SH
DFND
2
14225
0
0
AsiaInfo-Linkage Inc
Common Stock
04518A104
167
145
SH
Put
DFND
2
145
0
0
Astex Pharmaceuticals Inc
Common Stock
04624B103
1493
176036
SH
SOLE
176036
0
0
Astex Pharmaceuticals Inc
Common Stock
04624B103
1501
1768
SH
Put
SOLE
1768
0
0
Astex Pharmaceuticals Inc
Common Stock
04624B103
96
11320
SH
DFND
2
11320
0
0
Astex Pharmaceuticals Inc
Common Stock
04624B103
98
115
SH
Put
DFND
2
115
0
0
AT&T Inc
Common Stock
00206R102
653
19300
SH
SOLE
19300
0
0
AuRico Gold Inc
Common Stock
05155C105
1334
350000
SH
SOLE
350000
0
0
Automatic Data Processing Inc
Common Stock
053015103
998
13788
SH
SOLE
13788
0
0
AutoNation Inc
Common Stock
05329W102
288
5517
SH
SOLE
5517
0
0
Auxilium Pharmaceuticals Inc
Common Stock
05334D107
1367
75000
SH
SOLE
75000
0
0
Avago Technologies Ltd
Common Stock
Y0486S104
836
19377
SH
SOLE
19377
0
0
Avery Dennison Corp
Common Stock
053611109
928
21313
SH
SOLE
21313
0
0
Avnet Inc
Common Stock
053807103
303
7270
SH
SOLE
7270
0
0
Avon Products Inc
Common Stock
054303102
90526
4394456
SH
SOLE
4394456
0
0
Avon Products Inc
Common Stock
054303102
58
2802
SH
DFND
2
2802
0
0
B&G Foods Inc
Common Stock
05508R106
2009
58138
SH
SOLE
58138
0
0
B&G Foods Inc
Common Stock
05508R106
136
3936
SH
DFND
2
3936
0
0
B/E Aerospace Inc
Common Stock
073302101
1721
23317
SH
SOLE
23317
0
0
B/E Aerospace Inc
Common Stock
073302101
110
1487
SH
DFND
2
1487
0
0
Baidu Inc
Depositary Receipt
056752108
1279
8244
SH
SOLE
8244
0
0
Ball Corp
Common Stock
058498106
490
10929
SH
SOLE
10929
0
0
Ball Corp
Common Stock
058498106
21
457
SH
DFND
2
457
0
0
Bank of America Corp
Common Stock
060505104
978
70892
SH
SOLE
70892
0
0
Bank of America Corp
Common Stock
060505104
63
4568
SH
DFND
2
4568
0
0
Bank of Hawaii Corp
Common Stock
062540109
713
13097
SH
SOLE
13097
0
0
Bank of Hawaii Corp
Common Stock
062540109
47
867
SH
DFND
2
867
0
0
Bank of New York Mellon Corp/T
Common Stock
064058100
236
7809
SH
SOLE
7809
0
0
Barnes & Noble Inc
Common Stock
067774109
2074
160269
SH
SOLE
160269
0
0
Barnes & Noble Inc
Common Stock
067774109
130
10048
SH
DFND
2
10048
0
0
Barrick Gold Corp
Common Stock
067901108
6052
325000
SH
SOLE
325000
0
0
Baxano Surgical Inc
Common Stock
071773105
287
206310
SH
SOLE
206310
0
0
Baxter International Inc
Common Stock
071813109
12135
184725
SH
SOLE
184725
0
0
Bazaarvoice Inc
Common Stock
073271108
2240
246649
SH
SOLE
246649
0
0
Bazaarvoice Inc
Common Stock
073271108
149
16421
SH
DFND
2
16421
0
0
BB&T Corp
Common Stock
054937107
5759
170635
SH
SOLE
170635
0
0
BB&T Corp
Common Stock
054937107
355
10515
SH
DFND
2
10515
0
0
Beam Inc
Common Stock
073730103
14444
223419
SH
SOLE
223419
0
0
Beam Inc
Common Stock
073730103
844
13049
SH
DFND
2
13049
0
0
Beazer Homes USA Inc
Common Stock
07556Q881
2654
147422
SH
DFND
1
147422
0
0
Becton Dickinson and Co
Common Stock
075887109
1484
14841
SH
SOLE
14841
0
0
Belo Corp
Common Stock
080555105
501
36585
SH
SOLE
36585
0
0
Best Buy Co Inc
Common Stock
086516101
501
13367
SH
SOLE
13367
0
0
BioCryst Pharmaceuticals Inc
Common Stock
09058V103
1725
236900
SH
SOLE
236900
0
0
BioDelivery Sciences Internati
Common Stock
09060J106
5973
1100000
SH
SOLE
1100000
0
0
Biogen Idec Inc
Common Stock
09062X103
872
3620
SH
SOLE
3620
0
0
Bio-Rad Laboratories Inc
Common Stock
090572207
8648
73559
SH
SOLE
73559
0
0
Bio-Rad Laboratories Inc
Common Stock
090572207
311
2649
SH
DFND
2
2649
0
0
BlackBerry Ltd
Common Stock
09228F103
524
659
SH
Call
SOLE
659
0
0
BlackBerry Ltd
Common Stock
09228F103
34
43
SH
Call
DFND
2
43
0
0
BlackRock Credit Allocation In
Common Stock
092508100
378
29000
SH
SOLE
29000
0
0
BlackRock Credit Allocation In
Common Stock
092508100
26
2001
SH
DFND
2
2001
0
0
BlackRock Enhanced Capital and
Common Stock
09256A109
387
29900
SH
SOLE
29900
0
0
BlackRock Enhanced Capital and
Common Stock
09256A109
27
2063
SH
DFND
2
2063
0
0
BlackRock Enhanced Equity Divi
Common Stock
09251A104
366
48694
SH
SOLE
48694
0
0
BlackRock Enhanced Equity Divi
Common Stock
09251A104
25
3359
SH
DFND
2
3359
0
0
BlackRock International Growth
Common Stock
092524107
385
50000
SH
SOLE
50000
0
0
BlackRock International Growth
Common Stock
092524107
27
3449
SH
DFND
2
3449
0
0
Blyth Inc
Common Stock
09643P207
730
52782
SH
SOLE
52782
0
0
Blyth Inc
Common Stock
09643P207
49
3570
SH
DFND
2
3570
0
0
Boise Inc
Common Stock
09746Y105
2025
160712
SH
SOLE
160712
0
0
Boise Inc
Common Stock
09746Y105
130
10342
SH
DFND
2
10342
0
0
Bon-Ton Stores Inc/The
Common Stock
09776J101
1846
175000
SH
DFND
1
175000
0
0
BRF SA
Depositary Receipt
10552T107
325
13259
SH
SOLE
13259
0
0
Brinker International Inc
Common Stock
109641100
389
9590
SH
SOLE
9590
0
0
Brink's Co/The
Common Stock
109696104
311
11000
SH
SOLE
11000
0
0
Broadcom Corp
Common Stock
111320107
3138
120628
SH
SOLE
120628
0
0
Broadcom Corp
Common Stock
111320107
207
7949
SH
DFND
2
7949
0
0
Brocade Communications Systems
Common Stock
111621306
96
11880
SH
SOLE
11880
0
0
Brookdale Senior Living Inc
Common Stock
112463104
37505
1426060
SH
SOLE
1426060
0
0
Brooks Automation Inc
Common Stock
114340102
1862
200000
SH
SOLE
200000
0
0
Cablevision Systems Corp
Common Stock
12686C109
649
38560
SH
SOLE
38560
0
0
Cabot Oil & Gas Corp
Common Stock
127097103
243
6500
SH
SOLE
6500
0
0
CACI International Inc
Common Stock
127190304
2602
37655
SH
SOLE
37655
0
0
CACI International Inc
Common Stock
127190304
171
2472
SH
DFND
2
2472
0
0
Calpine Corp
Common Stock
131347304
201
10362
SH
SOLE
10362
0
0
Calpine Corp
Common Stock
131347304
12
613
SH
DFND
2
613
0
0
Campbell Soup Co
Common Stock
134429109
1029
25287
SH
SOLE
25287
0
0
CapitalSource Inc
Common Stock
14055X102
3203
269611
SH
SOLE
269611
0
0
CapitalSource Inc
Common Stock
14055X102
205
17220
SH
DFND
2
17220
0
0
Cardinal Health Inc
Common Stock
14149Y108
235540
4516587
SH
SOLE
4516587
0
0
Cardinal Health Inc
Common Stock
14149Y108
687
13180
SH
DFND
2
13180
0
0
Carnival Corp
Common Stock
143658300
901
27598
SH
SOLE
27598
0
0
Carter's Inc
Common Stock
146229109
273
3599
SH
SOLE
3599
0
0
Catamaran Corp
Common Stock
148887102
1939
42190
SH
SOLE
42190
0
0
Caterpillar Inc
Common Stock
149123101
357
4286
SH
SOLE
4286
0
0
CBS Corp
Common Stock
124857202
202
3658
SH
SOLE
3658
0
0
Celgene Corp
Common Stock
151020104
2350
15266
SH
SOLE
15266
0
0
Cellular Dynamics Internationa
Common Stock
15117V109
571
31000
SH
SOLE
31000
0
0
CenterPoint Energy Inc
Common Stock
15189T107
252
10510
SH
SOLE
10510
0
0
Central European Media Enterpr
Common Stock
G20045202
2094
397424
SH
SOLE
397424
0
0
Central European Media Enterpr
Common Stock
G20045202
142
27002
SH
DFND
2
27002
0
0
CenturyLink Inc
Common Stock
156700106
726
23147
SH
SOLE
23147
0
0
Cenveo Inc
Common Stock
15670S105
885
300000
SH
DFND
1
300000
0
0
CF Industries Holdings Inc
Common Stock
125269100
703
3336
SH
SOLE
3336
0
0
CF Industries Holdings Inc
Common Stock
125269100
43
203
SH
DFND
2
203
0
0
Charles River Laboratories Int
Common Stock
159864107
2933
63400
SH
SOLE
63400
0
0
Charles Schwab Corp/The
Common Stock
808513105
268
12682
SH
SOLE
12682
0
0
China Biologic Products Inc
Common Stock
16938C106
1168
40003
SH
SOLE
40003
0
0
China Lodging Group Ltd
Depositary Receipt
16949N109
368
19377
SH
SOLE
19377
0
0
ChipMOS TECHNOLOGIES Bermuda L
Common Stock
G2110R114
328
18259
SH
SOLE
18259
0
0
ChipMOS TECHNOLOGIES Bermuda L
Common Stock
G2110R114
22
1234
SH
DFND
2
1234
0
0
Cia de Bebidas das Americas
Depositary Receipt
20441W203
439
11447
SH
SOLE
11447
0
0
Cia de Bebidas das Americas
Depositary Receipt
20441W203
30
790
SH
DFND
2
790
0
0
Cia Paranaense de Energia
Depositary Receipt
20441B407
201
14427
SH
SOLE
14427
0
0
Cia Paranaense de Energia
Depositary Receipt
20441B407
14
976
SH
DFND
2
976
0
0
Ciena Corp
Common Stock
171779309
209
8376
SH
SOLE
8376
0
0
Cigna Corp
Common Stock
125509109
804
10461
SH
SOLE
10461
0
0
Cisco Systems Inc
Common Stock
17275R102
659
28120
SH
SOLE
28120
0
0
Citigroup Inc
Common Stock
172967424
4535
93490
SH
SOLE
93490
0
0
Citigroup Inc
Common Stock
172967424
2426
500
SH
Call
SOLE
500
0
0
Citigroup Inc
Common Stock
172967424
2426
500
SH
Put
SOLE
500
0
0
Citigroup Inc
Common Stock
172967424
206
4245
SH
DFND
2
4245
0
0
City National Corp/CA
Common Stock
178566105
809
12136
SH
SOLE
12136
0
0
City National Corp/CA
Common Stock
178566105
52
774
SH
DFND
2
774
0
0
Cleco Corp
Common Stock
12561W105
197
4398
SH
SOLE
4398
0
0
Cleco Corp
Common Stock
12561W105
13
298
SH
DFND
2
298
0
0
Cliffs Natural Resources Inc
Common Stock
18683K101
600
29292
SH
SOLE
29292
0
0
Clorox Co/The
Common Stock
189054109
342
4186
SH
SOLE
4186
0
0
Cloud Peak Energy Inc
Common Stock
18911Q102
3339
227606
SH
SOLE
227606
0
0
Clough Global Allocation Fund
Common Stock
18913Y103
303
19900
SH
SOLE
19900
0
0
Clough Global Allocation Fund
Common Stock
18913Y103
21
1373
SH
DFND
2
1373
0
0
Clough Global Equity Fund
Common Stock
18914C100
202
13400
SH
SOLE
13400
0
0
Clough Global Equity Fund
Common Stock
18914C100
14
924
SH
DFND
2
924
0
0
Clough Global Opportunities Fu
Common Stock
18914E106
477
37100
SH
SOLE
37100
0
0
Clough Global Opportunities Fu
Common Stock
18914E106
33
2559
SH
DFND
2
2559
0
0
Clovis Oncology Inc
Common Stock
189464100
20547
338059
SH
SOLE
338059
0
0
CME Group Inc/IL
Common Stock
12572Q105
1190
16101
SH
SOLE
16101
0
0
CME Group Inc/IL
Common Stock
12572Q105
73
982
SH
DFND
2
982
0
0
CMS Energy Corp
Common Stock
125896100
6851
260295
SH
SOLE
260295
0
0
CMS Energy Corp
Common Stock
125896100
465
17655
SH
DFND
2
17655
0
0
Coca-Cola Femsa SAB de CV
Depositary Receipt
191241108
520
4126
SH
SOLE
4126
0
0
Coca-Cola Femsa SAB de CV
Depositary Receipt
191241108
36
285
SH
DFND
2
285
0
0
Coeur Mining Inc
Common Stock
192108504
158
13098
SH
SOLE
13098
0
0
Cogent Communications Group In
Common Stock
19239V302
1593
49398
SH
SOLE
49398
0
0
Cogent Communications Group In
Common Stock
19239V302
109
3382
SH
DFND
2
3382
0
0
Cognex Corp
Common Stock
192422103
203
6485
SH
SOLE
6485
0
0
Cohen & Steers Dividend Majors
Common Stock
19248G106
768
56241
SH
SOLE
56241
0
0
Cohen & Steers Dividend Majors
Common Stock
19248G106
53
3880
SH
DFND
2
3880
0
0
Colfax Corp
Common Stock
194014106
2240
39655
SH
SOLE
39655
0
0
Colfax Corp
Common Stock
194014106
151
2678
SH
DFND
2
2678
0
0
Colonial Properties Trust
Common Stock
195872106
5746
255496
SH
SOLE
255496
0
0
Colonial Properties Trust
Common Stock
195872106
368
16366
SH
DFND
2
16366
0
0
Comerica Inc
Common Stock
200340107
496
12611
SH
SOLE
12611
0
0
Commerce Bancshares Inc/MO
Common Stock
200525103
1588
36254
SH
SOLE
36254
0
0
Commerce Bancshares Inc/MO
Common Stock
200525103
108
2466
SH
DFND
2
2466
0
0
Community Health Systems Inc
Common Stock
203668108
386
9300
SH
SOLE
9300
0
0
ConAgra Foods Inc
Common Stock
205887102
5776
190374
SH
SOLE
190374
0
0
ConAgra Foods Inc
Common Stock
205887102
298
9819
SH
DFND
2
9819
0
0
Conatus Pharmaceuticals Inc
Common Stock
20600T108
577
57400
SH
SOLE
57400
0
0
Consolidated Edison Inc
Common Stock
209115104
587
10640
SH
SOLE
10640
0
0
Constellation Brands Inc
Common Stock
21036P108
1850
32227
SH
SOLE
32227
0
0
Constellation Brands Inc
Common Stock
21036P108
105
1821
SH
DFND
2
1821
0
0
Consumer Discretionary Select
Common Stock
81369Y407
521
8600
SH
SOLE
8600
0
0
Covance Inc
Common Stock
222816100
443
5120
SH
SOLE
5120
0
0
Covidien PLC
Common Stock
G2554F113
2748
45100
SH
SOLE
45100
0
0
Crane Co
Common Stock
224399105
12671
205470
SH
SOLE
205470
0
0
Crane Co
Common Stock
224399105
717
11633
SH
DFND
2
11633
0
0
CSX Corp
Common Stock
126408103
1914
74362
SH
SOLE
74362
0
0
CSX Corp
Common Stock
126408103
124
4826
SH
DFND
2
4826
0
0
Cullen/Frost Bankers Inc
Common Stock
229899109
1117
15834
SH
SOLE
15834
0
0
Cullen/Frost Bankers Inc
Common Stock
229899109
76
1072
SH
DFND
2
1072
0
0
CVR Energy Inc
Common Stock
12662P108
645
16743
SH
SOLE
16743
0
0
CVR Energy Inc
Common Stock
12662P108
22
567
SH
DFND
2
567
0
0
CVS Caremark Corp
Common Stock
126650100
7579
133550
SH
SOLE
133550
0
0
CVS Caremark Corp
Common Stock
126650100
47
837
SH
DFND
2
837
0
0
Cyberonics Inc
Common Stock
23251P102
1232
24283
SH
SOLE
24283
0
0
Cypress Semiconductor Corp
Common Stock
232806109
393
42070
SH
SOLE
42070
0
0
Cytec Industries Inc
Common Stock
232820100
260
3200
SH
SOLE
3200
0
0
Cytokinetics Inc
Common Stock
23282W605
1286
169400
SH
SOLE
169400
0
0
Danaher Corp
Common Stock
235851102
26513
382472
SH
SOLE
382472
0
0
Danaher Corp
Common Stock
235851102
330
4758
SH
DFND
2
4758
0
0
DaVita HealthCare Partners Inc
Common Stock
23918K108
2416
42454
SH
SOLE
42454
0
0
Dean Foods Co
Common Stock
242370203
6162
319296
SH
SOLE
319296
0
0
Dean Foods Co
Common Stock
242370203
385
19943
SH
DFND
2
19943
0
0
Deere & Co
Common Stock
244199105
793
9740
SH
SOLE
9740
0
0
Dell Inc
Common Stock
24702R101
202
14646
SH
SOLE
14646
0
0
Delphi Automotive PLC
Common Stock
G27823106
892
15266
SH
SOLE
15266
0
0
Delphi Automotive PLC
Common Stock
G27823106
52
893
SH
DFND
2
893
0
0
Deluxe Corp
Common Stock
248019101
1909
45822
SH
SOLE
45822
0
0
Deluxe Corp
Common Stock
248019101
124
2977
SH
DFND
2
2977
0
0
Denbury Resources Inc
Common Stock
247916208
212
11526
SH
SOLE
11526
0
0
Dendreon Corporation
Convrt Bonds
24823QAC1
9111
14455000
PRN
SOLE
14455000
0
0
Devon Energy Corp
Common Stock
25179M103
670
11597
SH
SOLE
11597
0
0
Diamond Offshore Drilling Inc
Common Stock
25271C102
397
6365
SH
SOLE
6365
0
0
Diana Shipping Inc
Common Stock
Y2066G104
1448
120000
SH
SOLE
120000
0
0
Dick's Sporting Goods Inc
Common Stock
253393102
1134
21243
SH
SOLE
21243
0
0
Diebold Inc
Common Stock
253651103
290
9881
SH
SOLE
9881
0
0
Dillard's Inc
Common Stock
254067101
213
2719
SH
SOLE
2719
0
0
Discover Financial Services
Common Stock
254709108
4054
80220
SH
SOLE
80220
0
0
Discover Financial Services
Common Stock
254709108
266
5262
SH
DFND
2
5262
0
0
DISH Network Corp
Common Stock
25470M109
285
6338
SH
SOLE
6338
0
0
Dole Food Co Inc
Common Stock
256603101
219
16090
SH
SOLE
16090
0
0
Dole Food Co Inc
Common Stock
256603101
3114
2286
SH
Put
SOLE
2286
0
0
Dole Food Co Inc
Common Stock
256603101
234
172
SH
Put
DFND
1
172
0
0
Dole Food Co Inc
Common Stock
256603101
14
1040
SH
DFND
2
1040
0
0
Dole Food Co Inc
Common Stock
256603101
215
158
SH
Put
DFND
2
158
0
0
Dollar General Corp
Common Stock
256677105
231
4083
SH
SOLE
4083
0
0
Dollar Tree Inc
Common Stock
256746108
32917
575870
SH
SOLE
575870
0
0
Dominion Diamond Corp
Common Stock
257287102
975
80000
SH
SOLE
80000
0
0
Dominion Resources Inc/VA
Common Stock
25746U109
22643
362397
SH
SOLE
362397
0
0
Dominion Resources Inc/VA
Common Stock
25746U109
1429
22874
SH
DFND
2
22874
0
0
Dover Corp
Common Stock
260003108
3455
38458
SH
SOLE
38458
0
0
Dover Corp
Common Stock
260003108
199
2215
SH
DFND
2
2215
0
0
Dow Chemical Co/The
Common Stock
260543103
1307
34024
SH
SOLE
34024
0
0
Dow Chemical Co/The
Common Stock
260543103
57
1488
SH
DFND
2
1488
0
0
DTE Energy Co
Common Stock
233331107
1607
24351
SH
SOLE
24351
0
0
DTE Energy Co
Common Stock
233331107
26
399
SH
DFND
2
399
0
0
Duke Energy Corp
Common Stock
26441C204
2405
36008
SH
SOLE
36008
0
0
Duke Energy Corp
Common Stock
26441C204
159
2380
SH
DFND
2
2380
0
0
Dun & Bradstreet Corp/The
Common Stock
26483E100
236
2274
SH
SOLE
2274
0
0
Dynavax Technologies Corp
Common Stock
268158102
28
23700
SH
SOLE
23700
0
0
E*TRADE Financial Corp
Common Stock
269246401
309
18710
SH
SOLE
18710
0
0
Eastman Chemical Co
Common Stock
277432100
3169
40676
SH
SOLE
40676
0
0
Eastman Chemical Co
Common Stock
277432100
207
2658
SH
DFND
2
2658
0
0
Eaton Corp PLC
Common Stock
G29183103
3104
45084
SH
SOLE
45084
0
0
Eaton Corp PLC
Common Stock
G29183103
205
2976
SH
DFND
2
2976
0
0
Eaton Vance Risk-Managed Diver
Common Stock
27829G106
602
55676
SH
SOLE
55676
0
0
Eaton Vance Risk-Managed Diver
Common Stock
27829G106
42
3841
SH
DFND
2
3841
0
0
eBay Inc
Common Stock
278642103
5009
89790
SH
SOLE
89790
0
0
eBay Inc
Common Stock
278642103
335
6010
SH
DFND
2
6010
0
0
Edison International
Common Stock
281020107
410
8900
SH
SOLE
8900
0
0
Edwards Group Ltd
Depositary Receipt
281736108
443
45024
SH
SOLE
45024
0
0
Edwards Group Ltd
Depositary Receipt
281736108
28
2892
SH
DFND
2
2892
0
0
Edwards Lifesciences Corp
Common Stock
28176E108
20741
297873
SH
SOLE
297873
0
0
Edwards Lifesciences Corp
Common Stock
28176E108
136
1952
SH
DFND
2
1952
0
0
El Paso Electric Co
Common Stock
283677854
203
6070
SH
SOLE
6070
0
0
El Paso Electric Co
Common Stock
283677854
14
411
SH
DFND
2
411
0
0
Elan Corp PLC
Depositary Receipt
284131208
5729
367708
SH
SOLE
367708
0
0
Elan Corp PLC
Depositary Receipt
284131208
369
23673
SH
DFND
2
23673
0
0
Eldorado Gold Corp
Common Stock
284902103
258
38500
SH
SOLE
38500
0
0
Electronic Arts Inc
Common Stock
285512109
434
16987
SH
SOLE
16987
0
0
Eli Lilly & Co
Common Stock
532457108
5582
110912
SH
SOLE
110912
0
0
Elizabeth Arden Inc
Common Stock
28660G106
3086
83590
SH
SOLE
83590
0
0
Elizabeth Arden Inc
Common Stock
28660G106
213
5762
SH
DFND
2
5762
0
0
EMC Corp/MA
Common Stock
268648102
5508
215496
SH
SOLE
215496
0
0
EMC Corp/MA
Common Stock
268648102
372
14537
SH
DFND
2
14537
0
0
Emerson Electric Co
Common Stock
291011104
924
14284
SH
SOLE
14284
0
0
Emerson Electric Co
Common Stock
291011104
58
894
SH
DFND
2
894
0
0
Endo Health Solutions Inc
Common Stock
29264F205
126399
2781658
SH
SOLE
2781658
0
0
Endo Health Solutions Inc
Common Stock
29264F205
191
4203
SH
DFND
2
4203
0
0
Endologix Inc
Common Stock
29266S106
7536
467175
SH
SOLE
467175
0
0
Energizer Holdings Inc
Common Stock
29266R108
5432
59592
SH
SOLE
59592
0
0
Energizer Holdings Inc
Common Stock
29266R108
358
3928
SH
DFND
2
3928
0
0
Enersis SA
Depositary Receipt
29274F104
196
12228
SH
SOLE
12228
0
0
Enersis SA
Depositary Receipt
29274F104
13
827
SH
DFND
2
827
0
0
Ensco PLC
Common Stock
G3157S106
602
11200
SH
SOLE
11200
0
0
Entergy Corp
Common Stock
29364G103
628
9932
SH
SOLE
9932
0
0
Entergy Corp
Common Stock
29364G103
27
422
SH
DFND
2
422
0
0
Entropic Communications Inc
Common Stock
29384R105
44
10000
SH
SOLE
10000
0
0
Envision Healthcare Holdings I
Common Stock
29413U103
3860
148299
SH
SOLE
148299
0
0
Equifax Inc
Common Stock
294429105
226
3768
SH
SOLE
3768
0
0
Estee Lauder Cos Inc/The
Common Stock
518439104
3421
48947
SH
SOLE
48947
0
0
Estee Lauder Cos Inc/The
Common Stock
518439104
191
2732
SH
DFND
2
2732
0
0
ETFS Platinum Trust
Common Stock
26922V101
3433
25000
SH
SOLE
25000
0
0
Everest Re Group Ltd
Common Stock
G3223R108
553
3800
SH
SOLE
3800
0
0
Exelixis Inc
Common Stock
30161Q104
7566
1300000
SH
SOLE
1300000
0
0
Express Scripts Holding Co
Common Stock
30219G108
55659
900922
SH
SOLE
900922
0
0
Express Scripts Holding Co
Common Stock
30219G108
439
7103
SH
DFND
2
7103
0
0
Extendicare Inc/US
Common Stock
30224T863
1554
235813
SH
SOLE
235813
0
0
Exxon Mobil Corp
Common Stock
30231G102
1196
13900
SH
SOLE
13900
0
0
F5 Networks Inc
Common Stock
315616102
240
2794
SH
SOLE
2794
0
0
Facebook Inc
Common Stock
30303M102
427
8500
SH
SOLE
8500
0
0
Fairchild Semiconductor Intern
Common Stock
303726103
353
25384
SH
SOLE
25384
0
0
Fairpoint Communications Inc
Common Stock
305560302
3081
322666
SH
DFND
1
322666
0
0
Federated Enhanced Treasury In
Common Stock
314162108
1137
88375
SH
SOLE
88375
0
0
Federated Enhanced Treasury In
Common Stock
314162108
78
6097
SH
DFND
2
6097
0
0
Federated Investors Inc
Common Stock
314211103
320
11764
SH
SOLE
11764
0
0
FEI Co
Common Stock
30241L109
14081
160375
SH
SOLE
160375
0
0
Ferro Corp
Common Stock
315405100
3735
410000
SH
DFND
1
410000
0
0
First BanCorp/Puerto Rico
Common Stock
318672706
203
35810
SH
SOLE
35810
0
0
First Horizon National Corp
Common Stock
320517105
116
10556
SH
SOLE
10556
0
0
First Niagara Financial Group
Common Stock
33582V108
1202
115908
SH
SOLE
115908
0
0
First Niagara Financial Group
Common Stock
33582V108
83
7996
SH
DFND
2
7996
0
0
FirstEnergy Corp
Common Stock
337932107
340
9324
SH
SOLE
9324
0
0
Flowserve Corp
Common Stock
34354P105
228
3650
SH
SOLE
3650
0
0
Fluidigm Corp
Common Stock
34385P108
8095
368957
SH
SOLE
368957
0
0
FMC Technologies Inc
Common Stock
30249U101
704
12700
SH
SOLE
12700
0
0
Ford Motor Co
Common Stock
345370860
296
17551
SH
SOLE
17551
0
0
Forest Laboratories Inc
Common Stock
345838106
466
10888
SH
SOLE
10888
0
0
Forest Oil Corp
Common Stock
346091705
100
16379
SH
SOLE
16379
0
0
Freeport-McMoRan Copper & Gold
Common Stock
35671D857
6444
194791
SH
SOLE
194791
0
0
Freeport-McMoRan Copper & Gold
Common Stock
35671D857
59
1785
SH
DFND
2
1785
0
0
Freescale Semiconductor Ltd
Common Stock
G3727Q101
3623
217599
SH
SOLE
217599
0
0
Freescale Semiconductor Ltd
Common Stock
G3727Q101
249
14963
SH
DFND
2
14963
0
0
Frontier Communications Corp
Common Stock
35906A108
81
19340
SH
SOLE
19340
0
0
Fulton Financial Corp
Common Stock
360271100
900
77050
SH
SOLE
77050
0
0
Fulton Financial Corp
Common Stock
360271100
59
5018
SH
DFND
2
5018
0
0
Gannett Co Inc
Common Stock
364730101
356
13300
SH
SOLE
13300
0
0
Gap Inc/The
Common Stock
364760108
620
15400
SH
SOLE
15400
0
0
GDL Fund/The
Common Stock
361570104
237
21000
SH
SOLE
21000
0
0
GDL Fund/The
Common Stock
361570104
16
1449
SH
DFND
2
1449
0
0
Generac Holdings Inc
Common Stock
368736104
201
4717
SH
SOLE
4717
0
0
General Electric Co
Common Stock
369604103
479
20050
SH
SOLE
20050
0
0
General Mills Inc
Common Stock
370334104
959
20008
SH
SOLE
20008
0
0
General Motors Co
Common Stock
37045V100
1209
33618
SH
SOLE
33618
0
0
General Motors Co
Common Stock
37045V100
64
1785
SH
DFND
2
1785
0
0
GenMark Diagnostics Inc
Common Stock
372309104
9482
780444
SH
SOLE
780444
0
0
Gentex Corp/MI
Common Stock
371901109
203
7923
SH
SOLE
7923
0
0
Genuine Parts Co
Common Stock
372460105
263
3254
SH
SOLE
3254
0
0
Geron Corp
Common Stock
374163103
34
10000
SH
SOLE
10000
0
0
Gilead Sciences Inc
Common Stock
375558103
88553
1409189
SH
SOLE
1409189
0
0
Gilead Sciences Inc
Common Stock
375558103
309
4920
SH
DFND
2
4920
0
0
Globus Medical Inc
Common Stock
379577208
3499
200426
SH
SOLE
200426
0
0
Gold Fields Ltd
Depositary Receipt
38059T106
703
153840
SH
SOLE
153840
0
0
Goodyear Tire & Rubber Co/The
Common Stock
382550101
267
11890
SH
SOLE
11890
0
0
Goodyear Tire & Rubber Co/The
Common Stock
382550101
5164
230000
SH
DFND
1
230000
0
0
Google Inc
Common Stock
38259P508
5404
6170
SH
SOLE
6170
0
0
Google Inc
Common Stock
38259P508
300
343
SH
DFND
2
343
0
0
Graco Inc
Common Stock
384109104
4938
66680
SH
SOLE
66680
0
0
Graco Inc
Common Stock
384109104
332
4488
SH
DFND
2
4488
0
0
Green Mountain Coffee Roasters
Common Stock
393122106
287
3813
SH
SOLE
3813
0
0
Grifols SA
Depositary Receipt
398438408
38170
1260559
SH
SOLE
1260559
0
0
GSV Capital Corp
Common Stock
36191J101
932
62889
SH
SOLE
62889
0
0
GSV Capital Corp
Common Stock
36191J101
63
4253
SH
DFND
2
4253
0
0
GT Advanced Technologies Inc
Common Stock
36191U106
116
13618
SH
SOLE
13618
0
0
H&R Block Inc
Common Stock
093671105
1029
38614
SH
SOLE
38614
0
0
Halliburton Co
Common Stock
406216101
622
12913
SH
SOLE
12913
0
0
Hancock Holding Co
Common Stock
410120109
2056
65515
SH
SOLE
65515
0
0
Hancock Holding Co
Common Stock
410120109
130
4129
SH
DFND
2
4129
0
0
Hansen Medical Inc
Common Stock
411307101
3580
2000000
SH
SOLE
2000000
0
0
Harmony Gold Mining Co Ltd
Depositary Receipt
413216300
64
18980
SH
SOLE
18980
0
0
Harris Corp
Common Stock
413875105
273
4602
SH
SOLE
4602
0
0
Harris Teeter Supermarkets Inc
Common Stock
414585109
8814
179177
SH
SOLE
179177
0
0
Harris Teeter Supermarkets Inc
Common Stock
414585109
569
11567
SH
DFND
2
11567
0
0
Harsco Corp
Common Stock
415864107
211
8474
SH
SOLE
8474
0
0
Hartford Financial Services Gr
Common Stock
416515104
2984
95880
SH
SOLE
95880
0
0
Hasbro Inc
Common Stock
418056107
568
12058
SH
SOLE
12058
0
0
HCA Holdings Inc
Common Stock
40412C101
60709
1420086
SH
SOLE
1420086
0
0
HCA Holdings Inc
Common Stock
40412C101
313
7313
SH
DFND
2
7313
0
0
HCC Insurance Holdings Inc
Common Stock
404132102
321
7320
SH
SOLE
7320
0
0
HCP Inc
Common Stock
40414L109
44351
1083062
SH
SOLE
1083062
0
0
HCP Inc
Common Stock
40414L109
20475
5000
SH
Call
SOLE
5000
0
0
Headwaters Inc
Common Stock
42210P102
1192
132612
SH
DFND
1
132612
0
0
Health Care Select Sector SPDR
Common Stock
81369Y209
1011
20000
SH
SOLE
20000
0
0
Health Insurance Innovations I
Common Stock
42225K106
2390
200000
SH
SOLE
200000
0
0
Health Management Associates I
Common Stock
421933102
1398
109238
SH
SOLE
109238
0
0
Health Management Associates I
Common Stock
421933102
87
6802
SH
DFND
2
6802
0
0
Health Net Inc/CA
Common Stock
42222G108
25605
807720
SH
SOLE
807720
0
0
Healthcare Trust of America In
Common Stock
42225P105
45064
4283672
SH
SOLE
4283672
0
0
Healthcare Trust of America In
Common Stock
42225P105
133
12635
SH
DFND
2
12635
0
0
HealthSouth Corp
Common Stock
421924309
626
18145
SH
SOLE
18145
0
0
Helmerich & Payne Inc
Common Stock
423452101
242
3510
SH
SOLE
3510
0
0
Henry Schein Inc
Common Stock
806407102
3574
34465
SH
SOLE
34465
0
0
Herbalife Ltd
Common Stock
G4412G101
25555
366276
SH
SOLE
366276
0
0
Herbalife Ltd
Common Stock
G4412G101
1052
15084
SH
DFND
2
15084
0
0
Hess Corp
Common Stock
42829H107
1112
14379
SH
SOLE
14379
0
0
Hewlett-Packard Co
Common Stock
428236103
1175
55991
SH
SOLE
55991
0
0
Hill-Rom Holdings Inc
Common Stock
431475102
3082
86026
SH
SOLE
86026
0
0
Himax Technologies Inc
Depositary Receipt
43289P106
150
15007
SH
SOLE
15007
0
0
HollyFrontier Corp
Common Stock
436106108
1523
36157
SH
SOLE
36157
0
0
Hologic Inc
Common Stock
436440101
8939
432885
SH
SOLE
432885
0
0
Hologic Inc
Common Stock
436440101
10325
5000
SH
Call
SOLE
5000
0
0
HomeAway Inc
Common Stock
43739Q100
5294
189074
SH
SOLE
189074
0
0
HomeAway Inc
Common Stock
43739Q100
360
12872
SH
DFND
2
12872
0
0
Honeywell International Inc
Common Stock
438516106
451
5435
SH
SOLE
5435
0
0
Hospira Inc
Common Stock
441060100
1275
32500
SH
SOLE
32500
0
0
Huaneng Power International In
Depositary Receipt
443304100
209
5211
SH
SOLE
5211
0
0
Huaneng Power International In
Depositary Receipt
443304100
14
357
SH
DFND
2
357
0
0
Hub Group Inc
Common Stock
443320106
1553
39587
SH
SOLE
39587
0
0
Hub Group Inc
Common Stock
443320106
105
2677
SH
DFND
2
2677
0
0
Humana Inc
Common Stock
444859102
18985
203414
SH
SOLE
203414
0
0
Huntsman Corp
Common Stock
447011107
1876
91021
SH
SOLE
91021
0
0
Huntsman Corp
Common Stock
447011107
123
5951
SH
DFND
2
5951
0
0
ICON PLC
Common Stock
45103T107
21632
528514
SH
SOLE
528514
0
0
ICON PLC
Common Stock
45103T107
196
4785
SH
DFND
2
4785
0
0
ICU Medical Inc
Common Stock
44930G107
20304
298895
SH
SOLE
298895
0
0
ICU Medical Inc
Common Stock
44930G107
2792
411
SH
Put
SOLE
411
0
0
ICU Medical Inc
Common Stock
44930G107
352
5176
SH
DFND
2
5176
0
0
ICU Medical Inc
Common Stock
44930G107
177
26
SH
Put
DFND
2
26
0
0
IDACORP Inc
Common Stock
451107106
244
5037
SH
SOLE
5037
0
0
IDACORP Inc
Common Stock
451107106
14
297
SH
DFND
2
297
0
0
Idenix Pharmaceuticals Inc
Common Stock
45166R204
6810
1307132
SH
SOLE
1307132
0
0
IDEX Corp
Common Stock
45167R104
8182
125391
SH
SOLE
125391
0
0
IDEX Corp
Common Stock
45167R104
555
8508
SH
DFND
2
8508
0
0
IDEXX Laboratories Inc
Common Stock
45168D104
3707
37201
SH
SOLE
37201
0
0
IGI Laboratories Inc
Common Stock
449575109
2184
1200000
SH
SOLE
1200000
0
0
Illinois Tool Works Inc
Common Stock
452308109
2051
26893
SH
SOLE
26893
0
0
Illinois Tool Works Inc
Common Stock
452308109
115
1509
SH
DFND
2
1509
0
0
Illumina Inc
Common Stock
452327109
8083
1000
SH
Put
SOLE
1000
0
0
Imris Inc
Common Stock
45322N105
3074
1909142
SH
SOLE
1909142
0
0
India Fund Inc/The
Common Stock
454089103
266
13905
SH
SOLE
13905
0
0
India Fund Inc/The
Common Stock
454089103
18
959
SH
DFND
2
959
0
0
Industrial Select Sector SPDR
Common Stock
81369Y704
1020
22000
SH
SOLE
22000
0
0
Ingersoll-Rand PLC
Common Stock
G47791101
888
13669
SH
SOLE
13669
0
0
Insmed Inc
Common Stock
457669307
6283
402490
SH
SOLE
402490
0
0
Intel Corp
Common Stock
458140100
801
34940
SH
SOLE
34940
0
0
Intercept Pharmaceuticals Inc
Common Stock
45845P108
52947
767015
SH
SOLE
767015
0
0
InterMune Inc
Common Stock
45884X103
22565
1468117
SH
SOLE
1468117
0
0
InterMune Inc
Common Stock
45884X103
69
4463
SH
DFND
2
4463
0
0
International Business Machine
Common Stock
459200101
960
5185
SH
SOLE
5185
0
0
International Business Machine
Common Stock
459200101
62
333
SH
DFND
2
333
0
0
International Game Technology
Common Stock
459902102
262
13857
SH
SOLE
13857
0
0
International Paper Co
Common Stock
460146103
1251
27934
SH
SOLE
27934
0
0
International Rectifier Corp
Common Stock
460254105
550
22210
SH
SOLE
22210
0
0
Intrexon Corp
Common Stock
46122T102
1985
83797
SH
SOLE
83797
0
0
Intuitive Surgical Inc
Common Stock
46120E602
22918
60909
SH
SOLE
60909
0
0
Intuitive Surgical Inc
Common Stock
46120E602
143
381
SH
DFND
2
381
0
0
Invacare Corp
Common Stock
461203101
1382
80000
SH
SOLE
80000
0
0
Invesco Ltd
Common Stock
G491BT108
3067
96145
SH
SOLE
96145
0
0
Invesco Ltd
Common Stock
G491BT108
205
6413
SH
DFND
2
6413
0
0
Invesco Quality Municipal Inco
Common Stock
46133G107
493
42615
SH
SOLE
42615
0
0
Invesco Quality Municipal Inco
Common Stock
46133G107
34
2940
SH
DFND
2
2940
0
0
Invesco Trust for Investment G
Common Stock
46131M106
445
35664
SH
SOLE
35664
0
0
Invesco Trust for Investment G
Common Stock
46131M106
31
2460
SH
DFND
2
2460
0
0
iPATH S&P 500 VIX Short-Term F
Common Stock
06740C188
323
21992
SH
SOLE
21992
0
0
iPATH S&P 500 VIX Short-Term F
Common Stock
06740C188
22
1488
SH
DFND
2
1488
0
0
Iron Mountain Inc
Common Stock
462846106
1085
40170
SH
SOLE
40170
0
0
iShares iBoxx $ High Yield Cor
Common Stock
464288513
55516
6062
SH
Call
SOLE
6062
0
0
iShares Russell 2000 ETF
Common Stock
464287655
2666
25000
SH
SOLE
25000
0
0
iShares Russell 2000 ETF
Common Stock
464287655
15992
1500
SH
Put
DFND
1
1500
0
0
Isis Pharmaceuticals Inc
Common Stock
464330109
29468
784974
SH
SOLE
784974
0
0
Isis Pharmaceuticals Inc
Common Stock
464330109
257
6851
SH
DFND
2
6851
0
0
Isis Pharmaceuticals, Inc
Convrt Bonds
464337AG9
20142
8490000
PRN
SOLE
8490000
0
0
ITT Corp
Common Stock
450911201
276
7670
SH
SOLE
7670
0
0
Jabil Circuit Inc
Common Stock
466313103
408
18837
SH
SOLE
18837
0
0
Janus Capital Group Inc
Common Stock
47102X105
188
22113
SH
SOLE
22113
0
0
Jarden Corp
Common Stock
471109108
8504
175697
SH
SOLE
175697
0
0
Jarden Corp
Common Stock
471109108
497
10272
SH
DFND
2
10272
0
0
JC Penney Co Inc
Common Stock
708160106
495
56176
SH
SOLE
56176
0
0
JC Penney Co Inc
Common Stock
708160106
440
500
SH
Call
DFND
1
500
0
0
JDS Uniphase Corp
Common Stock
46612J507
2506
170389
SH
SOLE
170389
0
0
JDS Uniphase Corp
Common Stock
46612J507
161
10913
SH
DFND
2
10913
0
0
JetBlue Airways Corp
Common Stock
477143101
344
51585
SH
SOLE
51585
0
0
JM Smucker Co/The
Common Stock
832696405
469
4465
SH
SOLE
4465
0
0
Johnson & Johnson
Common Stock
478160104
16058
185233
SH
SOLE
185233
0
0
Johnson & Johnson
Common Stock
478160104
143
1646
SH
DFND
2
1646
0
0
Jones Group Inc/The
Common Stock
48020T101
1427
95100
SH
SOLE
95100
0
0
Jones Group Inc/The
Common Stock
48020T101
1321
880
SH
Put
SOLE
880
0
0
Jones Group Inc/The
Common Stock
48020T101
90
6000
SH
DFND
2
6000
0
0
Jones Group Inc/The
Common Stock
48020T101
90
60
SH
Put
DFND
2
60
0
0
Juniper Networks Inc
Common Stock
48203R104
2594
130617
SH
SOLE
130617
0
0
Juniper Networks Inc
Common Stock
48203R104
165
8330
SH
DFND
2
8330
0
0
Kaydon Corp
Common Stock
486587108
3556
100108
SH
SOLE
100108
0
0
Kaydon Corp
Common Stock
486587108
229
6440
SH
DFND
2
6440
0
0
Kellogg Co
Common Stock
487836108
1143
19463
SH
SOLE
19463
0
0
KeyCorp
Common Stock
493267108
3339
292895
SH
SOLE
292895
0
0
KeyCorp
Common Stock
493267108
172
15081
SH
DFND
2
15081
0
0
Kirby Corp
Common Stock
497266106
419
4839
SH
SOLE
4839
0
0
Kirby Corp
Common Stock
497266106
26
298
SH
DFND
2
298
0
0
Kohl's Corp
Common Stock
500255104
217
4200
SH
SOLE
4200
0
0
L Brands Inc
Common Stock
501797104
611
100
SH
Put
SOLE
100
0
0
Laboratory Corp of America Hol
Common Stock
50540R409
1105
11145
SH
SOLE
11145
0
0
Lam Research Corp
Common Stock
512807108
355
6937
SH
SOLE
6937
0
0
Lamar Advertising Co
Common Stock
512815101
2285
48578
SH
SOLE
48578
0
0
Lamar Advertising Co
Common Stock
512815101
156
3321
SH
DFND
2
3321
0
0
Landstar System Inc
Common Stock
515098101
1140
20364
SH
SOLE
20364
0
0
Landstar System Inc
Common Stock
515098101
73
1303
SH
DFND
2
1303
0
0
Las Vegas Sands Corp
Common Stock
517834107
966
14545
SH
SOLE
14545
0
0
Las Vegas Sands Corp
Common Stock
517834107
59
893
SH
DFND
2
893
0
0
Leap Wireless International In
Common Stock
521863308
2903
183839
SH
SOLE
183839
0
0
Leap Wireless International In
Common Stock
521863308
7061
4469
SH
Put
SOLE
4469
0
0
Leap Wireless International In
Common Stock
521863308
205
130
SH
Put
DFND
1
130
0
0
Leap Wireless International In
Common Stock
521863308
185
11735
SH
DFND
2
11735
0
0
Leap Wireless International In
Common Stock
521863308
466
295
SH
Put
DFND
2
295
0
0
Lear Corp
Common Stock
521865204
7238
101132
SH
SOLE
101132
0
0
Lear Corp
Common Stock
521865204
472
6593
SH
DFND
2
6593
0
0
Legg Mason Inc
Common Stock
524901105
297
8881
SH
SOLE
8881
0
0
Lender Processing Services Inc
Common Stock
52602E102
5748
172772
SH
SOLE
172772
0
0
Lender Processing Services Inc
Common Stock
52602E102
1397
420
SH
Put
SOLE
420
0
0
Lender Processing Services Inc
Common Stock
52602E102
298
8970
SH
DFND
2
8970
0
0
Lender Processing Services Inc
Common Stock
52602E102
90
27
SH
Put
DFND
2
27
0
0
Lennar Corp
Common Stock
526057302
1034
36082
SH
SOLE
36082
0
0
Lennox International Inc
Common Stock
526107107
1353
17974
SH
SOLE
17974
0
0
Lennox International Inc
Common Stock
526107107
90
1190
SH
DFND
2
1190
0
0
Lexington Realty Trust
Common Stock
529043101
117
10384
SH
SOLE
10384
0
0
Liberty Global PLC
Common Stock
530555101
2828
35639
SH
SOLE
35639
0
0
Liberty Global PLC
Common Stock
530555309
10699
141844
SH
SOLE
141844
0
0
Liberty Global PLC
Common Stock
530555101
47
595
SH
DFND
2
595
0
0
Liberty Global PLC
Common Stock
530555309
572
7578
SH
DFND
2
7578
0
0
Liberty Interactive Corp
Common Stock
53071M104
1816
77370
SH
SOLE
77370
0
0
Liberty Media Corp
Common Stock
531229102
23065
156748
SH
SOLE
156748
0
0
Liberty Media Corp
Common Stock
531229102
1336
9078
SH
DFND
2
9078
0
0
Liberty Ventures
Common Stock
53071M880
3131
35508
SH
SOLE
35508
0
0
Liberty Ventures
Common Stock
53071M880
210
2380
SH
DFND
2
2380
0
0
Life Technologies Corp
Common Stock
53217V109
13142
175624
SH
SOLE
175624
0
0
Life Technologies Corp
Common Stock
53217V109
837
11191
SH
DFND
2
11191
0
0
LifePoint Hospitals Inc
Common Stock
53219L109
4663
100000
SH
SOLE
100000
0
0
Lincoln National Corp
Common Stock
534187109
561
13356
SH
SOLE
13356
0
0
LinkedIn Corp
Common Stock
53578A108
1578
6413
SH
SOLE
6413
0
0
LipoScience Inc
Common Stock
53630M108
750
150000
SH
SOLE
150000
0
0
Live Nation Entertainment Inc
Common Stock
538034109
777
41894
SH
SOLE
41894
0
0
Live Nation Entertainment Inc
Common Stock
538034109
50
2688
SH
DFND
2
2688
0
0
Lockheed Martin Corp
Common Stock
539830109
1560
12230
SH
SOLE
12230
0
0
Lockheed Martin Corp
Common Stock
539830109
75
585
SH
DFND
2
585
0
0
Loral Space & Communications I
Common Stock
543881106
2045
30196
SH
SOLE
30196
0
0
Loral Space & Communications I
Common Stock
543881106
138
2035
SH
DFND
2
2035
0
0
Louisiana-Pacific Corp
Common Stock
546347105
535
30403
SH
SOLE
30403
0
0
Lowe's Cos Inc
Common Stock
548661107
264
5540
SH
SOLE
5540
0
0
LSI Corp
Common Stock
502161102
257
32834
SH
SOLE
32834
0
0
Lumos Networks Corp
Common Stock
550283105
2120
97824
SH
DFND
1
97824
0
0
LyondellBasell Industries NV
Common Stock
N53745100
7629
104178
SH
SOLE
104178
0
0
LyondellBasell Industries NV
Common Stock
N53745100
142
1940
SH
DFND
2
1940
0
0
M&T Bank Corp
Common Stock
55261F104
705
6297
SH
SOLE
6297
0
0
Macquarie Infrastructure Co LL
Common Stock
55608B105
2798
52253
SH
DFND
1
52253
0
0
Macy's Inc
Common Stock
55616P104
629
14540
SH
SOLE
14540
0
0
Magellan Health Services Inc
Common Stock
559079207
302
5029
SH
SOLE
5029
0
0
Magna International Inc
Common Stock
559222401
2361
28595
SH
SOLE
28595
0
0
Magna International Inc
Common Stock
559222401
162
1961
SH
DFND
2
1961
0
0
Magnachip Semiconductor Corp
Common Stock
55933J203
2372
110190
SH
SOLE
110190
0
0
Magnachip Semiconductor Corp
Common Stock
55933J203
159
7381
SH
DFND
2
7381
0
0
MAKO Surgical Corp
Common Stock
560879108
7717
261506
SH
SOLE
261506
0
0
MAKO Surgical Corp
Common Stock
560879108
1304
442
SH
Put
SOLE
442
0
0
MAKO Surgical Corp
Common Stock
560879108
84
2860
SH
DFND
2
2860
0
0
MAKO Surgical Corp
Common Stock
560879108
86
29
SH
Put
DFND
2
29
0
0
Manpowergroup Inc
Common Stock
56418H100
290
3980
SH
SOLE
3980
0
0
Marathon Oil Corp
Common Stock
565849106
998
28605
SH
SOLE
28605
0
0
Marathon Petroleum Corp
Common Stock
56585A102
1009
15692
SH
SOLE
15692
0
0
Marriott International Inc/DE
Common Stock
571903202
3757
89334
SH
SOLE
89334
0
0
Marriott International Inc/DE
Common Stock
571903202
250
5951
SH
DFND
2
5951
0
0
Marvell Technology Group Ltd
Common Stock
G5876H105
117
10172
SH
SOLE
10172
0
0
Masimo Corp
Common Stock
574795100
1998
75000
SH
SOLE
75000
0
0
Masonite International Corp
Common Stock
575387105
4342
88747
SH
DFND
1
88747
0
0
MasTec Inc
Common Stock
576323109
2703
892
SH
Put
SOLE
892
0
0
MasTec Inc
Common Stock
576323109
176
58
SH
Put
DFND
2
58
0
0
MasterCard Inc
Common Stock
57636Q104
371
551
SH
SOLE
551
0
0
Materials Select Sector SPDR F
Common Stock
81369Y100
504
12000
SH
SOLE
12000
0
0
Maxim Integrated Products Inc
Common Stock
57772K101
283
9510
SH
SOLE
9510
0
0
MBIA Inc
Common Stock
55262C100
420
41039
SH
SOLE
41039
0
0
McCormick & Co Inc/MD
Common Stock
579780206
354
5467
SH
SOLE
5467
0
0
McDonald's Corp
Common Stock
580135101
13223
137434
SH
SOLE
137434
0
0
McDonald's Corp
Common Stock
580135101
749
7787
SH
DFND
2
7787
0
0
McKesson Corp
Common Stock
58155Q103
4044
31520
SH
SOLE
31520
0
0
MDC Holdings Inc
Common Stock
552676108
355
11821
SH
SOLE
11821
0
0
Mead Johnson Nutrition Co
Common Stock
582839106
5288
71213
SH
SOLE
71213
0
0
Mead Johnson Nutrition Co
Common Stock
582839106
338
4548
SH
DFND
2
4548
0
0
Medifast Inc
Common Stock
58470H101
36302
1350000
SH
SOLE
1350000
0
0
Medtronic Inc
Common Stock
585055106
12068
226627
SH
SOLE
226627
0
0
MEI Pharma Inc
Common Stock
55279B202
2167
191050
SH
SOLE
191050
0
0
MercadoLibre Inc
Common Stock
58733R102
1068
7917
SH
SOLE
7917
0
0
MercadoLibre Inc
Common Stock
58733R102
72
536
SH
DFND
2
536
0
0
Merck & Co Inc
Common Stock
58933Y105
27251
572376
SH
SOLE
572376
0
0
Merck & Co Inc
Common Stock
58933Y105
511
10734
SH
DFND
2
10734
0
0
Merge Healthcare Inc
Common Stock
589499102
1150
440767
SH
SOLE
440767
0
0
MetLife Inc
Common Stock
59156R108
509
10847
SH
SOLE
10847
0
0
MFS Intermediate Income Trust
Common Stock
55273C107
1070
201585
SH
SOLE
201585
0
0
MFS Intermediate Income Trust
Common Stock
55273C107
74
13906
SH
DFND
2
13906
0
0
MGIC Investment Corp
Common Stock
552848103
116
16000
SH
SOLE
16000
0
0
Microchip Technology Inc
Common Stock
595017104
1600
39717
SH
SOLE
39717
0
0
Microchip Technology Inc
Common Stock
595017104
103
2559
SH
DFND
2
2559
0
0
Micron Technology Inc
Common Stock
595112103
477
27300
SH
SOLE
27300
0
0
Microsoft Corp
Common Stock
594918104
501
15052
SH
SOLE
15052
0
0
Mohawk Industries Inc
Common Stock
608190104
802
6158
SH
SOLE
6158
0
0
Mohawk Industries Inc
Common Stock
608190104
54
417
SH
DFND
2
417
0
0
Molina Healthcare Inc
Common Stock
60855R100
11584
325400
SH
SOLE
325400
0
0
Momenta Pharmaceuticals Inc
Common Stock
60877T100
11512
800000
SH
SOLE
800000
0
0
Mondelez International Inc
Common Stock
609207105
4468
142197
SH
SOLE
142197
0
0
Mondelez International Inc
Common Stock
609207105
299
9524
SH
DFND
2
9524
0
0
Monster Beverage Corp
Common Stock
611740101
3500
66979
SH
SOLE
66979
0
0
Monster Beverage Corp
Common Stock
611740101
221
4238
SH
DFND
2
4238
0
0
Monster Worldwide Inc
Common Stock
611742107
72
16300
SH
SOLE
16300
0
0
Moody's Corp
Common Stock
615369105
640
9093
SH
SOLE
9093
0
0
Moody's Corp
Common Stock
615369105
33
468
SH
DFND
2
468
0
0
Morgan Stanley
Common Stock
617446448
300
11147
SH
SOLE
11147
0
0
Morgans Hotel Group Co
Common Stock
61748W108
549
71358
SH
SOLE
71358
0
0
Morgans Hotel Group Co
Common Stock
61748W108
38
4923
SH
DFND
2
4923
0
0
Mosaic Co/The
Common Stock
61945C103
1086
25235
SH
SOLE
25235
0
0
Mosaic Co/The
Common Stock
61945C103
64
1488
SH
DFND
2
1488
0
0
Motorola Solutions Inc
Common Stock
620076307
3006
50623
SH
SOLE
50623
0
0
Motorola Solutions Inc
Common Stock
620076307
201
3392
SH
DFND
2
3392
0
0
MSC Industrial Direct Co Inc
Common Stock
553530106
1959
24080
SH
SOLE
24080
0
0
MSC Industrial Direct Co Inc
Common Stock
553530106
126
1552
SH
DFND
2
1552
0
0
MWI Veterinary Supply Inc
Common Stock
55402X105
2825
18915
SH
SOLE
18915
0
0
Mylan Inc/PA
Common Stock
628530107
1912
50098
SH
SOLE
50098
0
0
NanoString Technologies Inc
Common Stock
63009R109
2444
222188
SH
SOLE
222188
0
0
Nash Finch Co
Common Stock
631158102
467
17671
SH
SOLE
17671
0
0
Nash Finch Co
Common Stock
631158102
31
1157
SH
DFND
2
1157
0
0
National Fuel Gas Co
Common Stock
636180101
214
3111
SH
SOLE
3111
0
0
National Fuel Gas Co
Common Stock
636180101
13
196
SH
DFND
2
196
0
0
National Penn Bancshares Inc
Common Stock
637138108
694
69021
SH
SOLE
69021
0
0
National Penn Bancshares Inc
Common Stock
637138108
43
4290
SH
DFND
2
4290
0
0
Neuberger Berman High Yield St
Common Stock
64128C106
304
23240
SH
SOLE
23240
0
0
Neuberger Berman High Yield St
Common Stock
64128C106
21
1603
SH
DFND
2
1603
0
0
Neuberger Berman Real Estate S
Common Stock
64190A103
589
130652
SH
SOLE
130652
0
0
Neuberger Berman Real Estate S
Common Stock
64190A103
41
9013
SH
DFND
2
9013
0
0
Neurocrine Biosciences Inc
Common Stock
64125C109
20364
1798907
SH
SOLE
1798907
0
0
Neurocrine Biosciences Inc
Common Stock
64125C109
93
8230
SH
DFND
2
8230
0
0
New Residential Investment Cor
Common Stock
64828T102
1317
199000
SH
DFND
1
199000
0
0
Newcastle Investment Corp
Common Stock
65105M108
30910
5500000
SH
SOLE
5500000
0
0
Newfield Exploration Co
Common Stock
651290108
488
17814
SH
SOLE
17814
0
0
Newmont Mining Corp
Common Stock
651639106
941
33497
SH
SOLE
33497
0
0
News Corp
Common Stock
65249B109
1365
84989
SH
SOLE
84989
0
0
NextEra Energy Inc
Common Stock
65339F101
22924
285984
SH
SOLE
285984
0
0
NextEra Energy Inc
Common Stock
65339F101
1458
18186
SH
DFND
2
18186
0
0
NICE Systems Ltd
Depositary Receipt
653656108
2069
50014
SH
SOLE
50014
0
0
NICE Systems Ltd
Depositary Receipt
653656108
142
3439
SH
DFND
2
3439
0
0
Nordion Inc
Common Stock
65563C105
1546
179100
SH
SOLE
179100
0
0
Nordstrom Inc
Common Stock
655664100
696
12383
SH
SOLE
12383
0
0
Northeast Utilities
Common Stock
664397106
456
11065
SH
SOLE
11065
0
0
Northeast Utilities
Common Stock
664397106
28
679
SH
DFND
2
679
0
0
Northrop Grumman Corp
Common Stock
666807102
1249
13108
SH
SOLE
13108
0
0
Novartis AG
Depositary Receipt
66987V109
7717
100601
SH
SOLE
100601
0
0
Novo Nordisk A/S
Depositary Receipt
670100205
1444
8535
SH
SOLE
8535
0
0
NQ Mobile Inc
Depositary Receipt
64118U108
1628
74699
SH
SOLE
74699
0
0
NQ Mobile Inc
Depositary Receipt
64118U108
103
4717
SH
DFND
2
4717
0
0
Nu Skin Enterprises Inc
Common Stock
67018T105
17947
187460
SH
SOLE
187460
0
0
Nu Skin Enterprises Inc
Common Stock
67018T105
1007
10523
SH
DFND
2
10523
0
0
Nuance Communications Inc
Common Stock
67020Y100
1462
78211
SH
SOLE
78211
0
0
Nuance Communications Inc
Common Stock
67020Y100
702
376
SH
Put
SOLE
376
0
0
Nuance Communications Inc
Common Stock
67020Y100
712
381
SH
Put
SOLE
381
0
0
Nuance Communications Inc
Common Stock
67020Y100
45
2416
SH
DFND
2
2416
0
0
Nuance Communications Inc
Common Stock
67020Y100
45
24
SH
Put
DFND
2
24
0
0
Nuveen Build America Bond Oppo
Common Stock
67074Q102
356
19200
SH
SOLE
19200
0
0
Nuveen Build America Bond Oppo
Common Stock
67074Q102
25
1325
SH
DFND
2
1325
0
0
Nuveen Diversified Currency Op
Common Stock
67090N109
1697
161957
SH
SOLE
161957
0
0
Nuveen Diversified Currency Op
Common Stock
67090N109
117
11173
SH
DFND
2
11173
0
0
Nuveen Dividend Advantage Muni
Common Stock
67070F100
368
28410
SH
SOLE
28410
0
0
Nuveen Dividend Advantage Muni
Common Stock
67070X101
721
56748
SH
SOLE
56748
0
0
Nuveen Dividend Advantage Muni
Common Stock
67070F100
25
1960
SH
DFND
2
1960
0
0
Nuveen Dividend Advantage Muni
Common Stock
67070X101
50
3915
SH
DFND
2
3915
0
0
Nuveen Municipal Advantage Fun
Common Stock
67062H106
380
30410
SH
SOLE
30410
0
0
Nuveen Municipal Advantage Fun
Common Stock
67062H106
26
2098
SH
DFND
2
2098
0
0
Nuveen Municipal Market Opport
Common Stock
67062W103
369
30133
SH
SOLE
30133
0
0
Nuveen Municipal Market Opport
Common Stock
67062W103
25
2079
SH
DFND
2
2079
0
0
NV Energy Inc
Common Stock
67073Y106
6549
277377
SH
SOLE
277377
0
0
NV Energy Inc
Common Stock
67073Y106
417
17657
SH
DFND
2
17657
0
0
NXP Semiconductor NV
Common Stock
N6596X109
5826
156569
SH
SOLE
156569
0
0
NXP Semiconductor NV
Common Stock
N6596X109
393
10553
SH
DFND
2
10553
0
0
NYSE Euronext
Common Stock
629491101
5093
121327
SH
SOLE
121327
0
0
NYSE Euronext
Common Stock
629491101
235
5601
SH
DFND
2
5601
0
0
Occidental Petroleum Corp
Common Stock
674599105
1652
17658
SH
SOLE
17658
0
0
Oceaneering International Inc
Common Stock
675232102
3751
46169
SH
SOLE
46169
0
0
Oceaneering International Inc
Common Stock
675232102
240
2952
SH
DFND
2
2952
0
0
Ocwen Financial Corp
Common Stock
675746309
948
16998
SH
SOLE
16998
0
0
Ocwen Financial Corp
Common Stock
675746309
58
1048
SH
DFND
2
1048
0
0
Office Depot Inc
Common Stock
676220106
752
155605
SH
SOLE
155605
0
0
OGE Energy Corp
Common Stock
670837103
2197
60887
SH
SOLE
60887
0
0
OGE Energy Corp
Common Stock
670837103
148
4102
SH
DFND
2
4102
0
0
Old Dominion Freight Line Inc
Common Stock
679580100
639
13903
SH
SOLE
13903
0
0
Old Dominion Freight Line Inc
Common Stock
679580100
44
959
SH
DFND
2
959
0
0
Omnicare Inc
Common Stock
681904108
1697
30578
SH
SOLE
30578
0
0
Omnicom Group Inc
Common Stock
681919106
464
7320
SH
SOLE
7320
0
0
Omnicom Group Inc
Common Stock
681919106
29
464
SH
DFND
2
464
0
0
OncoGenex Pharmaceutical Inc
Common Stock
68230A106
4141
446758
SH
SOLE
446758
0
0
OncoMed Pharmaceuticals Inc
Common Stock
68234X102
1160
75800
SH
SOLE
75800
0
0
Onyx Pharmaceuticals Inc
Common Stock
683399109
2766
22183
SH
SOLE
22183
0
0
Onyx Pharmaceuticals Inc
Common Stock
683399109
2793
224
SH
Put
SOLE
224
0
0
Onyx Pharmaceuticals Inc
Common Stock
683399109
181
1452
SH
DFND
2
1452
0
0
Onyx Pharmaceuticals Inc
Common Stock
683399109
187
15
SH
Put
DFND
2
15
0
0
OpenTable Inc
Common Stock
68372A104
2628
37559
SH
SOLE
37559
0
0
OpenTable Inc
Common Stock
68372A104
173
2471
SH
DFND
2
2471
0
0
OraSure Technologies Inc
Common Stock
68554V108
1700
282800
SH
SOLE
282800
0
0
Orexigen Therapeutics Inc
Common Stock
686164104
3780
615600
SH
SOLE
615600
0
0
Organovo Holdings Inc
Common Stock
68620A104
577
100000
SH
SOLE
100000
0
0
Orthofix International NV
Common Stock
N6748L102
3755
180000
SH
SOLE
180000
0
0
Oshkosh Corp
Common Stock
688239201
732
14955
SH
SOLE
14955
0
0
Oshkosh Corp
Common Stock
688239201
44
893
SH
DFND
2
893
0
0
Owens-Illinois Inc
Common Stock
690768403
299
9950
SH
SOLE
9950
0
0
Pacific Biosciences of Califor
Common Stock
69404D108
111
20000
SH
SOLE
20000
0
0
Pacira Pharmaceuticals Inc/DE
Common Stock
695127100
47369
985000
SH
SOLE
985000
0
0
Packaging Corp of America
Common Stock
695156109
514
8998
SH
SOLE
8998
0
0
Pain Therapeutics Inc
Common Stock
69562K100
11832
4350000
SH
SOLE
4350000
0
0
PAREXEL International Corp
Common Stock
699462107
1886
37550
SH
SOLE
37550
0
0
Patterson Cos Inc
Common Stock
703395103
499
12420
SH
SOLE
12420
0
0
Penn National Gaming Inc
Common Stock
707569109
303
5481
SH
SOLE
5481
0
0
Pentair Ltd
Common Stock
H6169Q108
4154
63970
SH
SOLE
63970
0
0
Pentair Ltd
Common Stock
H6169Q108
279
4293
SH
DFND
2
4293
0
0
PepsiCo Inc
Common Stock
713448108
18756
235926
SH
SOLE
235926
0
0
PepsiCo Inc
Common Stock
713448108
1020
12831
SH
DFND
2
12831
0
0
PerkinElmer Inc
Common Stock
714046109
1627
43100
SH
SOLE
43100
0
0
Perrigo Co
Common Stock
714290103
202985
1645198
SH
SOLE
1645198
0
0
Perrigo Co
Common Stock
714290103
299
2422
SH
DFND
2
2422
0
0
Petroleum & Resources Corp
Common Stock
716549100
502
18562
SH
SOLE
18562
0
0
Petroleum & Resources Corp
Common Stock
716549100
35
1281
SH
DFND
2
1281
0
0
Pfizer Inc
Common Stock
717081103
8610
299904
SH
SOLE
299904
0
0
Pfizer Inc
Common Stock
717081103
56
1941
SH
DFND
2
1941
0
0
PG&E Corp
Common Stock
69331C108
884
21600
SH
SOLE
21600
0
0
Pharmacyclics Inc
Common Stock
716933106
22654
163660
SH
SOLE
163660
0
0
Pharmacyclics Inc
Common Stock
716933106
127
921
SH
DFND
2
921
0
0
Philip Morris International In
Common Stock
718172109
362
4175
SH
SOLE
4175
0
0
Phillips 66
Common Stock
718546104
590
10206
SH
SOLE
10206
0
0
Phillips 66
Common Stock
718546104
41
705
SH
DFND
2
705
0
0
Pier 1 Imports Inc
Common Stock
720279108
282
14431
SH
SOLE
14431
0
0
Pinnacle Entertainment Inc
Common Stock
723456109
737
29409
SH
SOLE
29409
0
0
Pinnacle West Capital Corp
Common Stock
723484101
2317
42330
SH
SOLE
42330
0
0
Pinnacle West Capital Corp
Common Stock
723484101
145
2640
SH
DFND
2
2640
0
0
Pioneer Natural Resources Co
Common Stock
723787107
289
1531
SH
SOLE
1531
0
0
PNC Financial Services Group I
Common Stock
693475105
462
6383
SH
SOLE
6383
0
0
Popular Inc
Common Stock
733174700
322
12276
SH
SOLE
12276
0
0
Portland General Electric Co
Common Stock
736508847
2374
84101
SH
SOLE
84101
0
0
Portland General Electric Co
Common Stock
736508847
158
5604
SH
DFND
2
5604
0
0
Post Holdings Inc
Common Stock
737446104
1073
26591
SH
SOLE
26591
0
0
Post Holdings Inc
Common Stock
737446104
72
1785
SH
DFND
2
1785
0
0
PPG Industries Inc
Common Stock
693506107
2996
17934
SH
SOLE
17934
0
0
PPG Industries Inc
Common Stock
693506107
199
1190
SH
DFND
2
1190
0
0
PPL Corp
Common Stock
69351T106
514
16930
SH
SOLE
16930
0
0
Praxair Inc
Common Stock
74005P104
4304
35805
SH
SOLE
35805
0
0
Praxair Inc
Common Stock
74005P104
291
2421
SH
DFND
2
2421
0
0
Precision Castparts Corp
Common Stock
740189105
3477
15303
SH
SOLE
15303
0
0
Prestige Brands Holdings Inc
Common Stock
74112D101
2432
80733
SH
SOLE
80733
0
0
Prestige Brands Holdings Inc
Common Stock
74112D101
163
5410
SH
DFND
2
5410
0
0
priceline.com Inc
Common Stock
741503403
233
230
SH
SOLE
230
0
0
Procter & Gamble Co/The
Common Stock
742718109
1235
16332
SH
SOLE
16332
0
0
Prospect Capital Corp
Common Stock
74348T102
147
13111
SH
SOLE
13111
0
0
Prosperity Bancshares Inc
Common Stock
743606105
827
13367
SH
SOLE
13367
0
0
Prosperity Bancshares Inc
Common Stock
743606105
56
901
SH
DFND
2
901
0
0
Proto Labs Inc
Common Stock
743713109
1028
13459
SH
SOLE
13459
0
0
Proto Labs Inc
Common Stock
743713109
66
867
SH
DFND
2
867
0
0
PTC Therapeutics Inc
Common Stock
69366J200
1086
50600
SH
SOLE
50600
0
0
Public Service Enterprise Grou
Common Stock
744573106
528
16037
SH
SOLE
16037
0
0
Public Service Enterprise Grou
Common Stock
744573106
27
808
SH
DFND
2
808
0
0
PulteGroup Inc
Common Stock
745867101
200
12141
SH
SOLE
12141
0
0
PVH Corp
Common Stock
693656100
284
2397
SH
SOLE
2397
0
0
QIAGEN NV
Common Stock
N72482107
2072
96813
SH
SOLE
96813
0
0
Qihoo 360 Technology Co Ltd
Depositary Receipt
74734M109
429
5162
SH
SOLE
5162
0
0
Qlik Technologies Inc
Common Stock
74733T105
1709
49916
SH
SOLE
49916
0
0
Qlik Technologies Inc
Common Stock
74733T105
107
3128
SH
DFND
2
3128
0
0
QLT Inc
Common Stock
746927102
9260
2000000
SH
SOLE
2000000
0
0
Quality Systems Inc
Common Stock
747582104
4346
200000
SH
SOLE
200000
0
0
Quanta Services Inc
Common Stock
74762E102
4114
149550
SH
SOLE
149550
0
0
Quanta Services Inc
Common Stock
74762E102
278
10114
SH
DFND
2
10114
0
0
Questar Corp
Common Stock
748356102
572
25427
SH
SOLE
25427
0
0
Questar Corp
Common Stock
748356102
14
613
SH
DFND
2
613
0
0
Quintiles Transnational Holdin
Common Stock
74876Y101
1620
36100
SH
SOLE
36100
0
0
Ralph Lauren Corp
Common Stock
751212101
1918
11642
SH
SOLE
11642
0
0
Ralph Lauren Corp
Common Stock
751212101
124
753
SH
DFND
2
753
0
0
Raytheon Co
Common Stock
755111507
597
7740
SH
SOLE
7740
0
0
Realogy Holdings Corp
Common Stock
75605Y106
1968
45746
SH
SOLE
45746
0
0
Realogy Holdings Corp
Common Stock
75605Y106
134
3110
SH
DFND
2
3110
0
0
Red Hat Inc
Common Stock
756577102
276
5984
SH
SOLE
5984
0
0
Regal-Beloit Corp
Common Stock
758750103
2989
440
SH
Call
SOLE
440
0
0
Regal-Beloit Corp
Common Stock
758750103
204
30
SH
Call
DFND
2
30
0
0
Regeneron Pharmaceuticals Inc
Common Stock
75886F107
213
680
SH
SOLE
680
0
0
Regions Financial Corp
Common Stock
7591EP100
635
68557
SH
SOLE
68557
0
0
Regions Financial Corp
Common Stock
7591EP100
4
463
SH
DFND
2
463
0
0
Reliance Steel & Aluminum Co
Common Stock
759509102
329
4497
SH
SOLE
4497
0
0
Repros Therapeutics Inc
Common Stock
76028H209
48910
1825000
SH
SOLE
1825000
0
0
Republic Services Inc
Common Stock
760759100
884
26500
SH
SOLE
26500
0
0
Restoration Hardware Holdings
Common Stock
761283100
594
9377
SH
SOLE
9377
0
0
RF Micro Devices Inc
Common Stock
749941100
5736
1017032
SH
SOLE
1017032
0
0
RF Micro Devices Inc
Common Stock
749941100
295
52255
SH
DFND
2
52255
0
0
Rock Tenn Co
Common Stock
772739207
1030
10167
SH
SOLE
10167
0
0
Rockwell Automation Inc
Common Stock
773903109
1660
15520
SH
SOLE
15520
0
0
Rockwell Collins Inc
Common Stock
774341101
1039
15308
SH
SOLE
15308
0
0
Roper Industries Inc
Common Stock
776696106
8637
65003
SH
SOLE
65003
0
0
Roper Industries Inc
Common Stock
776696106
581
4371
SH
DFND
2
4371
0
0
Royal Dutch Shell PLC
Depositary Receipt
780259206
2856
43476
SH
SOLE
43476
0
0
Royal Dutch Shell PLC
Depositary Receipt
780259206
187
2842
SH
DFND
2
2842
0
0
RPC Inc
Common Stock
749660106
161
10409
SH
SOLE
10409
0
0
RR Donnelley & Sons Co
Common Stock
257867101
648
41017
SH
SOLE
41017
0
0
rue21 inc
Common Stock
781295100
325
8048
SH
SOLE
8048
0
0
rue21 inc
Common Stock
781295100
1775
440
SH
Put
SOLE
440
0
0
rue21 inc
Common Stock
781295100
21
521
SH
DFND
2
521
0
0
rue21 inc
Common Stock
781295100
121
30
SH
Put
DFND
2
30
0
0
Ryman Hospitality Properties I
Common Stock
78377T107
1627
47132
SH
SOLE
47132
0
0
Ryman Hospitality Properties I
Common Stock
78377T107
109
3153
SH
DFND
2
3153
0
0
Saks Inc
Common Stock
79377W108
1429
89646
SH
SOLE
89646
0
0
Saks Inc
Common Stock
79377W108
91
5724
SH
DFND
2
5724
0
0
Salix Pharmaceuticals
Convrt Bonds
795435AE6
14778
12000000
PRN
SOLE
12000000
0
0
Salix Pharmaceuticals Ltd
Common Stock
795435106
36784
550000
SH
SOLE
550000
0
0
SanDisk Corp
Common Stock
80004C101
1054
17709
SH
SOLE
17709
0
0
SandRidge Energy Inc
Common Stock
80007P307
59
10070
SH
SOLE
10070
0
0
SCANA Corp
Common Stock
80589M102
314
6816
SH
SOLE
6816
0
0
SCANA Corp
Common Stock
80589M102
13
293
SH
DFND
2
293
0
0
Seagate Technology PLC
Common Stock
G7945M107
258
5901
SH
SOLE
5901
0
0
Seagate Technology PLC
Common Stock
G7945M107
14
311
SH
DFND
2
311
0
0
Sealed Air Corp
Common Stock
81211K100
623
22928
SH
SOLE
22928
0
0
Sealed Air Corp
Common Stock
81211K100
4098
150721
SH
DFND
1
150721
0
0
Select Medical Holdings Corp
Common Stock
81619Q105
1481
183559
SH
SOLE
183559
0
0
Sempra Energy
Common Stock
816851109
16615
194098
SH
SOLE
194098
0
0
Sempra Energy
Common Stock
816851109
989
11551
SH
DFND
2
11551
0
0
Sequenom Inc
Common Stock
817337405
2416
905000
SH
SOLE
905000
0
0
ServiceNow Inc
Common Stock
81762P102
2548
49043
SH
SOLE
49043
0
0
ServiceNow Inc
Common Stock
81762P102
169
3252
SH
DFND
2
3252
0
0
Shanda Games Ltd
Depositary Receipt
81941U105
51
13000
SH
SOLE
13000
0
0
Sibanye Gold Ltd
Depositary Receipt
825724206
166
31771
SH
SOLE
31771
0
0
Sigma Designs Inc
Common Stock
826565103
87
15500
SH
SOLE
15500
0
0
Signet Jewelers Ltd
Common Stock
G81075106
5155
71943
SH
SOLE
71943
0
0
Signet Jewelers Ltd
Common Stock
G81276100
352
4908
SH
DFND
2
4908
0
0
Simon Property Group Inc
Common Stock
828806109
389
2622
SH
SOLE
2622
0
0
SINA Corp/China
Common Stock
G81477104
4616
56869
SH
SOLE
56869
0
0
SINA Corp/China
Common Stock
G81477104
256
3158
SH
DFND
2
3158
0
0
Sinovac Biotech Ltd
Common Stock
P8696W104
5980
1000000
SH
SOLE
1000000
0
0
Six Flags Entertainment Corp
Common Stock
83001A102
4441
131423
SH
SOLE
131423
0
0
Six Flags Entertainment Corp
Common Stock
83001A102
296
8771
SH
DFND
2
8771
0
0
Skyworks Solutions Inc
Common Stock
83088M102
4148
166997
SH
SOLE
166997
0
0
Skyworks Solutions Inc
Common Stock
83088M102
193
7767
SH
DFND
2
7767
0
0
SLM Corp
Common Stock
78442P106
218
8739
SH
SOLE
8739
0
0
Smart Technologies Inc
Common Stock
83172R108
28
10000
SH
SOLE
10000
0
0
SodaStream International Ltd
Common Stock
M9068E105
2595
41591
SH
SOLE
41591
0
0
SodaStream International Ltd
Common Stock
M9068E105
169
2707
SH
DFND
2
2707
0
0
Sohu.com Inc
Common Stock
83408W103
1608
20393
SH
SOLE
20393
0
0
Sohu.com Inc
Common Stock
83408W103
106
1339
SH
DFND
2
1339
0
0
Southern Co/The
Common Stock
842587107
589
14300
SH
SOLE
14300
0
0
Southwestern Energy Co
Common Stock
845467109
616
16940
SH
SOLE
16940
0
0
SPDR S&P 500 ETF Trust
Common Stock
78462F103
47351
281681
SH
SOLE
281681
0
0
SPDR S&P 500 ETF Trust
Common Stock
78462F103
8401
500
SH
Call
SOLE
500
0
0
SPDR S&P 500 ETF Trust
Common Stock
78462F103
8401
500
SH
Put
SOLE
500
0
0
Spectranetics Corp
Common Stock
84760C107
2560
152542
SH
SOLE
152542
0
0
Spreadtrum Communications Inc
Depositary Receipt
849415203
740
24299
SH
SOLE
24299
0
0
Spreadtrum Communications Inc
Common Stock
849415203
737
242
SH
Put
SOLE
242
0
0
Spreadtrum Communications Inc
Common Stock
849415203
52
17
SH
Put
DFND
1
17
0
0
Spreadtrum Communications Inc
Depositary Receipt
849415203
47
1544
SH
DFND
2
1544
0
0
Spreadtrum Communications Inc
Common Stock
849415203
49
16
SH
Put
DFND
2
16
0
0
Sprint Corp
Common Stock
85207U105
597
96059
SH
SOLE
96059
0
0
SPX Corp
Common Stock
784635104
1518
17934
SH
SOLE
17934
0
0
SPX Corp
Common Stock
784635104
101
1190
SH
DFND
2
1190
0
0
St Jude Medical Inc
Common Stock
790849103
8500
158469
SH
SOLE
158469
0
0
Standard Pacific Corp
Common Stock
85375C101
89
11257
SH
SOLE
11257
0
0
Stanley Black & Decker Inc
Common Stock
854502101
3031
33463
SH
SOLE
33463
0
0
Stanley Black & Decker Inc
Common Stock
854502101
204
2248
SH
DFND
2
2248
0
0
Staples Inc
Common Stock
855030102
585
39903
SH
SOLE
39903
0
0
Starwood Hotels & Resorts Worl
Common Stock
85590A401
4942
74375
SH
SOLE
74375
0
0
Starwood Hotels & Resorts Worl
Common Stock
85590A401
316
4760
SH
DFND
2
4760
0
0
State Street Corp
Common Stock
857477103
1042
15852
SH
SOLE
15852
0
0
Stemline Therapeutics Inc
Common Stock
85858C107
6794
150000
SH
SOLE
150000
0
0
Sterling Financial Corp/WA
Common Stock
859319303
5322
185755
SH
SOLE
185755
0
0
Sterling Financial Corp/WA
Common Stock
859319303
158
5510
SH
DFND
2
5510
0
0
Stifel Financial Corp
Common Stock
860630102
243
5896
SH
SOLE
5896
0
0
Stryker Corp
Common Stock
863667101
3591
53131
SH
SOLE
53131
0
0
SunCoke Energy Inc
Common Stock
86722A103
1618
95189
SH
SOLE
95189
0
0
Sunesis Pharmaceuticals Inc
Common Stock
867328601
20473
4127691
SH
SOLE
4127691
0
0
SunPower Corp
Common Stock
867652406
3467
132541
SH
SOLE
132541
0
0
SunPower Corp
Common Stock
867652406
233
8923
SH
DFND
2
8923
0
0
SunTrust Banks Inc
Common Stock
867914103
533
16438
SH
SOLE
16438
0
0
SUPERVALU Inc
Common Stock
868536103
221
26851
SH
SOLE
26851
0
0
Symantec Corp
Common Stock
871503108
1282
51818
SH
SOLE
51818
0
0
Syneron Medical Ltd
Common Stock
M87245102
29351
3405000
SH
SOLE
3405000
0
0
Synovus Financial Corp
Common Stock
87161C105
94
28420
SH
SOLE
28420
0
0
Taiwan Semiconductor Manufactu
Depositary Receipt
874039100
424
24987
SH
SOLE
24987
0
0
Take-Two Interactive Software
Common Stock
874054109
1233
67916
SH
SOLE
67916
0
0
Target Corp
Common Stock
87612E106
582
9101
SH
SOLE
9101
0
0
Team Health Holdings Inc
Common Stock
87817A107
2403
63343
SH
SOLE
63343
0
0
Technology Select Sector SPDR
Common Stock
81369Y803
1025
32000
SH
SOLE
32000
0
0
Teledyne Technologies Inc
Common Stock
879360105
5575
65645
SH
SOLE
65645
0
0
Teledyne Technologies Inc
Common Stock
879360105
380
4471
SH
DFND
2
4471
0
0
Teleflex Inc
Common Stock
879369106
4583
55697
SH
SOLE
55697
0
0
Tenet Healthcare Corp
Common Stock
88033G407
53341
1294987
SH
SOLE
1294987
0
0
Tenet Healthcare Corp
Common Stock
88033G407
138
3344
SH
DFND
2
3344
0
0
Tenneco Inc
Common Stock
880349105
1111
21993
SH
SOLE
21993
0
0
Tenneco Inc
Common Stock
880349105
75
1487
SH
DFND
2
1487
0
0
Teradyne Inc
Common Stock
880770102
720
43567
SH
SOLE
43567
0
0
Terex Corp
Common Stock
880779103
4723
140577
SH
SOLE
140577
0
0
Terex Corp
Common Stock
880779103
67
1994
SH
DFND
2
1994
0
0
Tesoro Corp
Common Stock
881609101
1628
37014
SH
SOLE
37014
0
0
Tesoro Corp
Common Stock
881609101
19
433
SH
DFND
2
433
0
0
Teva Pharmaceutical Industries
Depositary Receipt
881624209
1164
30810
SH
SOLE
30810
0
0
Textron Inc
Common Stock
883203101
340
12300
SH
SOLE
12300
0
0
Theravance Inc
Common Stock
88338T104
1235
30205
SH
SOLE
30205
0
0
Theravance Inc
Common Stock
88338T104
1112
272
SH
Put
SOLE
272
0
0
Thermo Fisher Scientific Inc
Common Stock
883556102
258
2800
SH
SOLE
2800
0
0
Thor Industries Inc
Common Stock
885160101
200
3440
SH
SOLE
3440
0
0
Thoratec Corp
Common Stock
885175307
2180
58457
SH
SOLE
58457
0
0
TIBCO Software Inc
Common Stock
88632Q103
1257
49133
SH
SOLE
49133
0
0
TIBCO Software Inc
Common Stock
88632Q103
84
3284
SH
DFND
2
3284
0
0
Tiffany & Co
Common Stock
886547108
740
9658
SH
SOLE
9658
0
0
Time Warner Cable Inc
Common Stock
88732J207
2757
247
SH
Call
SOLE
247
0
0
Time Warner Cable Inc
Common Stock
88732J207
190
17
SH
Call
DFND
2
17
0
0
Timken Co
Common Stock
887389104
3334
55205
SH
SOLE
55205
0
0
Timken Co
Common Stock
887389104
218
3603
SH
DFND
2
3603
0
0
TJX Cos Inc
Common Stock
872540109
338
6000
SH
SOLE
6000
0
0
TMS International Corp
Common Stock
87261Q103
2267
129967
SH
SOLE
129967
0
0
TMS International Corp
Common Stock
87261Q103
148
8508
SH
DFND
2
8508
0
0
Tornier NV
Common Stock
N87237108
5224
270247
SH
SOLE
270247
0
0
Total System Services Inc
Common Stock
891906109
763
25951
SH
SOLE
25951
0
0
Total System Services Inc
Common Stock
891906109
52
1756
SH
DFND
2
1756
0
0
Tower Group International Ltd
Common Stock
891777104
793
113238
SH
SOLE
113238
0
0
Tower Group International Ltd
Common Stock
G8988C105
309
442
SH
Put
SOLE
442
0
0
Tower Group International Ltd
Common Stock
891777104
15
2145
SH
DFND
2
2145
0
0
Tower Group International Ltd
Common Stock
G8988C105
20
29
SH
Put
DFND
2
29
0
0
Transocean Ltd
Common Stock
H8817H100
398
8943
SH
SOLE
8943
0
0
TreeHouse Foods Inc
Common Stock
89469A104
4410
65992
SH
SOLE
65992
0
0
TreeHouse Foods Inc
Common Stock
89469A104
304
4547
SH
DFND
2
4547
0
0
TRW Automotive Holdings Corp
Common Stock
87264S106
7598
106545
SH
SOLE
106545
0
0
TRW Automotive Holdings Corp
Common Stock
87264S106
493
6915
SH
DFND
2
6915
0
0
Tupperware Brands Corp
Common Stock
899896104
228
2640
SH
SOLE
2640
0
0
Twenty-First Century Fox Inc
Common Stock
90130A101
1110
33136
SH
SOLE
33136
0
0
Tyco International Ltd
Common Stock
H89128104
3577
102246
SH
SOLE
102246
0
0
Tyco International Ltd
Common Stock
H89128104
212
6068
SH
DFND
2
6068
0
0
Tyson Foods Inc
Common Stock
902494103
617
21828
SH
SOLE
21828
0
0
UGI Corp
Common Stock
902681105
255
6517
SH
SOLE
6517
0
0
UGI Corp
Common Stock
902681105
10
244
SH
DFND
2
244
0
0
Unilever NV
Depositary Receipt
904784709
1075
28500
SH
SOLE
28500
0
0
Unilever PLC
Depositary Receipt
904767704
297
7700
SH
SOLE
7700
0
0
Union Pacific Corp
Common Stock
907818108
948
6100
SH
SOLE
6100
0
0
Unit Corp
Common Stock
909218109
567
12200
SH
SOLE
12200
0
0
United Continental Holdings In
Common Stock
910047109
721
23486
SH
SOLE
23486
0
0
United Continental Holdings In
Common Stock
910047109
46
1488
SH
DFND
2
1488
0
0
United Parcel Service Inc
Common Stock
911312106
2938
32159
SH
SOLE
32159
0
0
United Parcel Service Inc
Common Stock
911312106
190
2083
SH
DFND
2
2083
0
0
United Rentals Inc
Common Stock
911363109
1026
17594
SH
SOLE
17594
0
0
United Rentals Inc
Common Stock
911363109
69
1190
SH
DFND
2
1190
0
0
United Technologies Corp
Common Stock
913017109
4412
40917
SH
SOLE
40917
0
0
United Technologies Corp
Common Stock
913017109
295
2734
SH
DFND
2
2734
0
0
United Therapeutics Corp
Common Stock
91307C102
288
3650
SH
SOLE
3650
0
0
Unum Group
Common Stock
91529Y106
245
8047
SH
SOLE
8047
0
0
Urban Outfitters Inc
Common Stock
917047102
3979
108218
SH
SOLE
108218
0
0
Urban Outfitters Inc
Common Stock
917047102
219
5950
SH
DFND
2
5950
0
0
Uroplasty Inc
Common Stock
917277204
3622
1094400
SH
SOLE
1094400
0
0
URS Corp
Common Stock
903236107
276
5144
SH
SOLE
5144
0
0
US Airways Group Inc
Common Stock
90341W108
236
12425
SH
SOLE
12425
0
0
US Airways Group Inc
Common Stock
90341W108
5170
2727
SH
Call
SOLE
2727
0
0
US Airways Group Inc
Common Stock
90341W108
13
703
SH
DFND
1
703
0
0
US Airways Group Inc
Common Stock
90341W108
339
179
SH
Call
DFND
2
179
0
0
US Bancorp/MN
Common Stock
902973304
472
12900
SH
SOLE
12900
0
0
USG Corp
Common Stock
903293405
887
31052
SH
SOLE
31052
0
0
USG Corp
Common Stock
903293405
60
2101
SH
DFND
2
2101
0
0
Utilities Select Sector SPDR F
Common Stock
81369Y886
504
13500
SH
SOLE
13500
0
0
Valero Energy Corp
Common Stock
91913Y100
1596
46733
SH
SOLE
46733
0
0
Validus Holdings Ltd
Common Stock
G9319H102
858
23192
SH
SOLE
23192
0
0
Validus Holdings Ltd
Common Stock
G9319H102
56
1518
SH
DFND
2
1518
0
0
Varian Medical Systems Inc
Common Stock
92220P105
1296
17342
SH
SOLE
17342
0
0
Ventas Inc
Common Stock
92276F100
7073
115000
SH
SOLE
115000
0
0
Ventrus Biosciences Inc
Common Stock
922822101
4335
1500000
SH
SOLE
1500000
0
0
Verint Systems Inc
Common Stock
92343X100
2326
62750
SH
SOLE
62750
0
0
Verint Systems Inc
Common Stock
92343X100
159
4303
SH
DFND
2
4303
0
0
Verizon Communications Inc
Common Stock
92343V104
980
21000
SH
SOLE
21000
0
0
Viacom Inc
Common Stock
92553P201
1459
17454
SH
SOLE
17454
0
0
Viacom Inc
Common Stock
92553P201
95
1131
SH
DFND
2
1131
0
0
ViroPharma Inc
Common Stock
928241108
1737
44200
SH
SOLE
44200
0
0
ViroPharma Inc
Common Stock
928241108
1708
435
SH
Put
SOLE
435
0
0
ViroPharma Inc
Common Stock
928241108
114
2900
SH
DFND
2
2900
0
0
ViroPharma Inc
Common Stock
928241108
114
29
SH
Put
DFND
2
29
0
0
Visa Inc
Common Stock
92826C839
413
2162
SH
SOLE
2162
0
0
VMware Inc
Common Stock
928563402
318
3926
SH
SOLE
3926
0
0
Vodafone Group PLC
Depositary Receipt
92857W209
7480
212614
SH
SOLE
212614
0
0
Vodafone Group PLC
Depositary Receipt
92857W209
486
13807
SH
DFND
2
13807
0
0
Wabtec Corp/DE
Common Stock
929740108
8598
136759
SH
SOLE
136759
0
0
Wabtec Corp/DE
Common Stock
929740108
578
9191
SH
DFND
2
9191
0
0
Walgreen Co
Common Stock
931422109
2448
45510
SH
SOLE
45510
0
0
Walt Disney Co/The
Common Stock
254687106
2600
40312
SH
SOLE
40312
0
0
Walt Disney Co/The
Common Stock
254687106
161
2499
SH
DFND
2
2499
0
0
Walter Energy Inc
Common Stock
93317Q105
386
27540
SH
SOLE
27540
0
0
Warner Chilcott PLC
Common Stock
G94368100
159307
6971847
SH
SOLE
6971847
0
0
Warner Chilcott PLC
Common Stock
G94368100
1112
485
SH
Put
SOLE
485
0
0
Warner Chilcott PLC
Common Stock
G94368100
80
35
SH
Put
DFND
1
35
0
0
Warner Chilcott PLC
Common Stock
G94368100
554
24251
SH
DFND
2
24251
0
0
Warner Chilcott PLC
Common Stock
G94368100
71
31
SH
Put
DFND
2
31
0
0
Waters Corp
Common Stock
941848103
4385
41287
SH
SOLE
41287
0
0
Waters Corp
Common Stock
941848103
152
1428
SH
DFND
2
1428
0
0
Watsco Inc
Common Stock
942622200
1326
14062
SH
SOLE
14062
0
0
Watsco Inc
Common Stock
942622200
90
951
SH
DFND
2
951
0
0
Webster Financial Corp
Common Stock
947890109
1810
70908
SH
SOLE
70908
0
0
Webster Financial Corp
Common Stock
947890109
122
4792
SH
DFND
2
4792
0
0
Weight Watchers International
Common Stock
948626106
5918
158368
SH
SOLE
158368
0
0
Weight Watchers International
Common Stock
948626106
405
10843
SH
DFND
2
10843
0
0
WellCare Health Plans Inc
Common Stock
94946T106
56587
811402
SH
SOLE
811402
0
0
WellCare Health Plans Inc
Common Stock
94946T106
188
2692
SH
DFND
2
2692
0
0
WellPoint Inc
Common Stock
94973V107
21864
261499
SH
SOLE
261499
0
0
WellPoint Inc
Common Stock
94973V107
389
4651
SH
DFND
2
4651
0
0
Wells Fargo & Co
Common Stock
949746101
1896
45893
SH
SOLE
45893
0
0
Wells Fargo & Co
Common Stock
949746101
95
2301
SH
DFND
2
2301
0
0
Wendy's Co/The
Common Stock
95058W100
252
29765
SH
SOLE
29765
0
0
WESCO International Inc
Common Stock
95082P105
2693
35188
SH
SOLE
35188
0
0
WESCO International Inc
Common Stock
95082P105
182
2380
SH
DFND
2
2380
0
0
West Pharmaceutical Services I
Common Stock
955306105
599
14548
SH
SOLE
14548
0
0
Western Asset/Claymore Inflati
Common Stock
95766Q106
308
26451
SH
SOLE
26451
0
0
Western Asset/Claymore Inflati
Common Stock
95766R104
260
22400
SH
SOLE
22400
0
0
Western Asset/Claymore Inflati
Common Stock
95766Q106
21
1806
SH
DFND
2
1806
0
0
Western Asset/Claymore Inflati
Common Stock
95766R104
18
1545
SH
DFND
2
1545
0
0
Western Refining Inc
Common Stock
959319104
1188
39539
SH
SOLE
39539
0
0
Westlake Chemical Corp
Common Stock
960413102
5364
51252
SH
SOLE
51252
0
0
WhiteWave Foods Co
Common Stock
966244105
6348
317886
SH
SOLE
317886
0
0
WhiteWave Foods Co
Common Stock
966244105
115
5743
SH
DFND
1
5743
0
0
WhiteWave Foods Co
Common Stock
966244105
349
17498
SH
DFND
2
17498
0
0
Whiting Petroleum Corp
Common Stock
966387102
1861
311
SH
Call
SOLE
311
0
0
Whiting Petroleum Corp
Common Stock
966387102
120
20
SH
Call
DFND
2
20
0
0
Williams Cos Inc/The
Common Stock
969457100
367
10080
SH
SOLE
10080
0
0
Williams-Sonoma Inc
Common Stock
969904101
354
6301
SH
SOLE
6301
0
0
Windstream Holdings Inc
Common Stock
97382A101
86
10760
SH
SOLE
10760
0
0
Wisconsin Energy Corp
Common Stock
976657106
1386
34320
SH
SOLE
34320
0
0
Wisconsin Energy Corp
Common Stock
976657106
14
345
SH
DFND
2
345
0
0
WR Grace & Co
Common Stock
38388F108
3059
35000
SH
DFND
1
35000
0
0
Wright Medical Group Inc
Common Stock
98235T107
22585
866000
SH
SOLE
866000
0
0
Xerox Corp
Common Stock
984121103
194
18870
SH
SOLE
18870
0
0
Xilinx Inc
Common Stock
983919101
1259
26871
SH
SOLE
26871
0
0
Xilinx Inc
Common Stock
983919101
77
1648
SH
DFND
2
1648
0
0
Yahoo! Inc
Common Stock
984332106
4119
124202
SH
SOLE
124202
0
0
Yahoo! Inc
Common Stock
984332106
265
7979
SH
DFND
2
7979
0
0
Yamana Gold Inc
Common Stock
98462Y100
1449
139300
SH
SOLE
139300
0
0
Yandex NV
Common Stock
N97284108
5886
161611
SH
SOLE
161611
0
0
Yandex NV
Common Stock
N97284108
398
10921
SH
DFND
2
10921
0
0
Yelp Inc
Common Stock
985817105
3037
45886
SH
SOLE
45886
0
0
Yelp Inc
Common Stock
985817105
207
3125
SH
DFND
2
3125
0
0
Zillow Inc
Common Stock
98954A107
1674
19844
SH
SOLE
19844
0
0
Zillow Inc
Common Stock
98954A107
107
1269
SH
DFND
2
1269
0
0
Zimmer Holdings Inc
Common Stock
98956P102
42728
520186
SH
SOLE
520186
0
0
Zimmer Holdings Inc
Common Stock
98956P102
412
5016
SH
DFND
2
5016
0
0
Zoetis Inc
Common Stock
98978V103
17717
569327
SH
SOLE
569327
0
0
Zogenix Inc
Common Stock
98978L105
3162
1700000
SH
SOLE
1700000
0
0
Zweig Fund Inc
Common Stock
989834205
292
21625
SH
SOLE
21625
0
0
Zweig Fund Inc
Common Stock
989834205
20
1492
SH
DFND
2
1492
0
0
Zweig Total Return Fund Inc/Th
Common Stock
989837208
393
30000
SH
SOLE
30000
0
0
Zweig Total Return Fund Inc/Th
Common Stock
989837208
27
2070
SH
DFND
2
2070
0
0
Zynga Inc
Common Stock
98986T108
125
33980
SH
SOLE
33980
0
0