0001839882-23-000274.txt : 20230104 0001839882-23-000274.hdr.sgml : 20230104 20230104185032 ACCESSION NUMBER: 0001839882-23-000274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheeler L. Allen CENTRAL INDEX KEY: 0001495507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 23509003 MAIL ADDRESS: STREET 1: 515 GILL FARRELL CITY: DURANT STATE: OK ZIP: 74701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareView Communications Inc CENTRAL INDEX KEY: 0001377149 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954659068 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 972-943-6050 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 4 1 ownership.xml FORM 4 - WHEELER X0306 4 2022-12-30 0 0001377149 CareView Communications Inc CRVW 0001495507 Wheeler L. Allen C/O CAREVIEW COMMUNICATIONS, INC. 405 STATE HIGHWAY 121, SUITE B-240 LEWISVILLE TX 75067 1 0 1 0 Secured Convertible Note 0.52 2022-12-30 4 D 0 1112872 D 2025-02-16 Common Stock 2140138 0 D Secured Convertible Note 0.05 2022-12-30 4 D 0 481921 D 2028-02-22 Common Stock 9638417 0 D Secured Convertible Note 0.10 2022-12-30 4 A 0 500000 A 2023-12-31 Common Stock 50000 500000 D Secured Convertible Note 0.10 2022-12-30 4 A 0 300000 A 2023-12-31 Common Stock 30000 300000 D On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. Immediately exercisable. See footnote (1). /s/ L. Allen Wheeler 2023-01-04