0001839882-23-000274.txt : 20230104
0001839882-23-000274.hdr.sgml : 20230104
20230104185032
ACCESSION NUMBER: 0001839882-23-000274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221230
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wheeler L. Allen
CENTRAL INDEX KEY: 0001495507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54090
FILM NUMBER: 23509003
MAIL ADDRESS:
STREET 1: 515 GILL FARRELL
CITY: DURANT
STATE: OK
ZIP: 74701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CareView Communications Inc
CENTRAL INDEX KEY: 0001377149
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 954659068
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 STATE HIGHWAY 121
STREET 2: SUITE B-240
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
BUSINESS PHONE: 972-943-6050
MAIL ADDRESS:
STREET 1: 405 STATE HIGHWAY 121
STREET 2: SUITE B-240
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
4
1
ownership.xml
FORM 4 - WHEELER
X0306
4
2022-12-30
0
0001377149
CareView Communications Inc
CRVW
0001495507
Wheeler L. Allen
C/O CAREVIEW COMMUNICATIONS, INC.
405 STATE HIGHWAY 121, SUITE B-240
LEWISVILLE
TX
75067
1
0
1
0
Secured Convertible Note
0.52
2022-12-30
4
D
0
1112872
D
2025-02-16
Common Stock
2140138
0
D
Secured Convertible Note
0.05
2022-12-30
4
D
0
481921
D
2028-02-22
Common Stock
9638417
0
D
Secured Convertible Note
0.10
2022-12-30
4
A
0
500000
A
2023-12-31
Common Stock
50000
500000
D
Secured Convertible Note
0.10
2022-12-30
4
A
0
300000
A
2023-12-31
Common Stock
30000
300000
D
On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
Immediately exercisable.
See footnote (1).
/s/ L. Allen Wheeler
2023-01-04