0001387131-23-004293.txt : 20230331 0001387131-23-004293.hdr.sgml : 20230331 20230331161409 ACCESSION NUMBER: 0001387131-23-004293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230330 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGGINS JAMES R CENTRAL INDEX KEY: 0001606619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 23787795 MAIL ADDRESS: STREET 1: 405 HIGHWAY 121, SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareView Communications Inc CENTRAL INDEX KEY: 0001377149 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954659068 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 972-943-6050 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 4 1 higgins-form4_033023.xml X0407 4 2023-03-30 0 0001377149 CareView Communications Inc CRVW 0001606619 HIGGINS JAMES R 405 HIGHWAY 121, SUITE B-240 LEWISVILLE TX 75067 1 0 0 0 0 Common Stock 2023-03-30 4 M 0 12000000 0.10 A 17231445 D Common Stock 5270484 I See footnote Common Stock 1361538 I See footnote Replacement Note 0.10 2023-03-30 4 C 0 1200000 D 2023-12-31 Common Stock 12000000 0 D On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,200,000 into 12,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share. Shares are held by Julia A. Higgins Revocable Trust, DTD 12/1992. Shares are held by James and Julia Higgins, JTTEN. The Replacement Note was convertible immediately after issuance. See footnote 1. /s/ James R. Higgins 2023-03-31