X0407 4 2023-03-30 0001377149 CareView Communications Inc CRVW.OB 0001343781 HealthCor Management, L.P. 55 HUDSON YARDS, 28TH FLOOR NEW YORK NY 10001 1 0 1 0 0001519460 HealthCor Partners GP, LLC 701 EAST BAY STREET, SUITE 516 CHARLESTON SC 29403 1 0 1 0 0001519465 Lightcap Jeffrey C 701 EAST BAY STREET, SUITE 516 CHARLESTON SC 29403 1 0 1 0 0001343780 Cohen Arthur Bruce 12 SOUTH MAIN STREET SUITE #203 NORWALK CT 06854 1 0 1 0 0001343779 Healey Joseph Patrick 55 HUDSON YARDS, 28TH FLOOR NEW YORK NY 10001 1 0 1 0 0 Common Stock 2023-03-30 4 C 0 86515000 .10 A 86515000 I By HCP Fund Common Stock 2023-03-30 4 C 0 93485000 .10 A 93485000 I By Hybrid Fund Common Stock 2023-03-30 4 C 0 6500000 .10 A 6500000 I By Jeffrey Lightcap Common Stock 2023-03-30 4 C 0 7000000 .10 A 7000000 I By Jeffrey Lightcap IRA Common Stock 2023-03-30 4 C 0 8141660 .10 A 8141660 I By Arthur Cohen Common Stock 2023-03-30 4 C 0 6000000 .10 A 6000000 I By Joseph Healey Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 8651500 0 D 2022-12-30 2023-12-31 Common Stock 86515000 8651500 I By HCP Fund Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 9348500 0 D 2022-12-30 2023-12-31 Common Stock 93485000 9348500 I By Hybrid Fund Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 650000 0 D 2022-12-30 2023-12-31 Common Stock 6500000 0 I By Jeffrey Lightcap Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 700000 0 D 2022-12-30 2023-12-31 Common Stock 7000000 0 I By Jeffrey Lightcap IRA Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 814166 0 D 2022-12-30 2023-12-31 Common Stock 8141660 0 I By Arthur Cohen Senior Secured Convertible Note due 2023 .10 2023-03-30 4 C 0 600000 0 D 2022-12-30 2023-12-31 Common Stock 6000000 0 I By Joseph Healey HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment. HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto. Due to the number of reporting persons, this is one of two Form 4s filed relating to the same securities. HealthCor Management, L.P., By: HealthCor Associates, LLC, its general partner, By: /s/ Arthur Bruce Cohen, Authorized Signatory 2023-04-04 HealthCor Partners GP, LLC, By: /s/ Jeffrey C. Lightcap, Member 2023-04-04 /s/ Jeffrey C. Lightcap 2023-04-04 /s/ Arthur Bruce Cohen 2023-04-04 /s/ Joseph Healey 2023-04-04