0001225208-16-033748.txt : 20160520 0001225208-16-033748.hdr.sgml : 20160520 20160520195030 ACCESSION NUMBER: 0001225208-16-033748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER CABLE INC. CENTRAL INDEX KEY: 0001377013 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 COLUMBUS CIRCLE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 212-364-8200 MAIL ADDRESS: STREET 1: 60 COLUMBUS CIRCLE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Peter C CENTRAL INDEX KEY: 0001431302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33335 FILM NUMBER: 161667612 MAIL ADDRESS: STREET 1: C/O TIME WARNER CABLE INC. STREET 2: 60 COLUMBUS CIRCLE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10023 4 1 doc4.xml X0306 4 2016-05-18 1 0001377013 TIME WARNER CABLE INC. TWC 0001431302 Stern Peter C C/O TIME WARNER CABLE INC. 60 COLUMBUS CIRCLE NEW YORK NY 10023 1 EVP-Ch Prod, Ppl & Strat Off Common Stock, par value $.01 per share 2016-05-18 4 D 0 3311.0000 0 D 0.0000 D Employee Stock Option (Right to Buy) 86.7600 2016-05-18 4 D 0 8769.0000 D 2023-02-12 Common Stock, par value $.01 per share 8769.0000 0.0000 D Restricted Stock Units 2016-05-18 4 D 0 2743.0000 D Common Stock, par value $.01 per share 2743.0000 39072.0000 D Restricted Stock Units 2016-05-18 4 D 0 7941.0000 D Common Stock, par value $.01 per share 7941.0000 31131.0000 D Restricted Stock Units 2016-05-18 4 D 0 9705.0000 D Common Stock, par value $.01 per share 9705.0000 21426.0000 D Restricted Stock Units 2016-05-18 4 D 0 21426.0000 D Common Stock, par value $.01 per share 21426.0000 0.0000 D Issuer's common stock ("Common Stock") disposed of pursuant to the Agreement and Plan of Mergers, dated as of May 23, 2015, among the Issuer, Charter Communications, Inc., CCH I, LLC (now named Charter Communications, Inc., "New Charter") and other certain parties thereto (the "merger agreement"). In accordance with the terms of the merger agreement, each share of Common Stock was exchanged into the right to receive, pursuant to an election made by the Reporting Person, either (a) $100 in cash and 0.4891 of a share of New Charter Class A common stock ("New Charter common stock") or (b) $115 in cash and 0.4125 of a share of New Charter common stock. In accordance with the terms of the merger agreement, each of these stock options was adjusted and converted into an option to purchase 0.92078178 of a share of New Charter common stock at an exercise price of $94.22 per share. This option was exercisable in increments of 25% on the first four anniversaries of the date of grant, February 13, 2013. Each restricted stock unit represented a contingent right to receive one share of Common Stock. In accordance with the terms of the merger agreement, each of these restricted stock units was adjusted and converted into a restricted stock unit with respect to 0.92078178 of a share of New Charter common stock. This award of restricted stock units vests in two equal installments on the third and fourth anniversaries of the date of grant, February 13, 2013. Shares of Common Stock would have been issued to the Reporting Person upon vesting of the restricted stock units. This award of restricted stock units vests in two equal installments on the fifth and sixth anniversaries of the date of grant, June 2, 2015. Shares of Common Stock would have been issued to the Reporting Person upon vesting of the restricted stock units. This award of restricted stock units vests in two equal installments on the third and fourth anniversaries of the date of grant, February 12, 2014. Shares of Common Stock would have been issued to the Reporting Person upon vesting of the restricted stock units. This award of restricted stock units vests in three installments: 25% on the fourth anniversary, 50% on the fifth anniversary and 25% on the sixth anniversary of February 12, 2014. Shares of Common Stock would have been issued to the Reporting Person upon vesting of the restricted stock units. Susan A. Waxenberg, Attorney in Fact 2016-05-20