0001140361-14-011520.txt : 20140306 0001140361-14-011520.hdr.sgml : 20140306 20140306183847 ACCESSION NUMBER: 0001140361-14-011520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXTERRAN HOLDINGS INC. CENTRAL INDEX KEY: 0001389050 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 713-335-7000 MAIL ADDRESS: STREET 1: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER COMPANY: FORMER CONFORMED NAME: Iliad Holdings, INC DATE OF NAME CHANGE: 20070206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLANGER DANIEL K CENTRAL INDEX KEY: 0001376754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33666 FILM NUMBER: 14674616 MAIL ADDRESS: STREET 1: 4444 BRITTMORE ROAD CITY: HOUSTON STATE: TX ZIP: 77041 FORMER NAME: FORMER CONFORMED NAME: Schangler Daniel K DATE OF NAME CHANGE: 20060927 4 1 doc1.xml FORM 4 X0306 4 2014-03-04 0 0001389050 EXTERRAN HOLDINGS INC. EXH 0001376754 SCHLANGER DANIEL K 16666 NORTHCHASE DRIVE HOUSTON TX 77060 0 1 0 0 SVP-Operations Services Common Stock 2014-03-04 4 A 0 6799 0 A 61314 D Common Stock 2014-03-04 4 F 0 3877 41.18 D 57437 D Common Stock 2014-03-05 4 M 0 12393 16.14 A 69830 D Common Stock 2014-03-05 4 M 0 10000 22.75 A 79830 D Common Stock 2014-03-05 4 M 0 3500 14.36 A 83330 D Common Stock 2014-03-05 4 S 0 32643 40.39 D 50687 D Common Stock 2014-03-06 4 S 0 2101 40.75 D 48586 D Common Stock 114 I 401(k) Plan Stock Option (Right to Buy) 16.14 2014-03-05 4 M 0 12393 0 D 2016-03-04 Common Stock 12393 0 D Stock Option (Right to Buy) 22.75 2014-03-05 4 M 0 10000 0 D 2017-02-28 Common Stock 10000 17114 D Stock Option (Right to Buy) 14.36 2014-03-05 4 M 0 3500 0 D 2019-03-04 Common Stock 3500 45320 D Stock Option (Right to Buy) 41.18 2014-03-04 4 A 0 19350 41.18 A 2021-03-04 Common Stock 19350 19350 D This award represents a grant of restricted stock under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or for Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death or disability. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. This is in respect to stock options granted under the Exterran Holdings, Inc. Amended and Restated 2007 Stock Incentive Plan, as amended (the "2007 Plan"), and were fully vested as of March 4, 2012. This is in respect to stock options granted under the 2007 Plan and were fully vested as of March 4, 2013. This is in respect to stock options granted under the 2007 Plan and were vested as of March 4, 2013. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.21 to $40.55, inclusive. These transactions were executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2013. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.30 to $41.08, inclusive. This award represents a grant of stock options under the Exterran Holdings, Inc. 2013 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year beginning on the first anniversary of the date of grant. Vesting is subject to acceleration due to a qualifying change of control and termination without Cause by the Company or for Good Reason by the reporting person. Any unvested portion of this award will be forfeited upon termination of service or employment, unless the termination is due to death, disability or retirement. Susan Miller, Attorney-in-fact 2014-03-06